| TOP INSTITUTIONAL HOLDERS |
| Holder | Shares | % Out | Value* | Reported | | KELLER GROUP INVESTMENT MANAGEMENT, INC. | 1,491,519 | 3.13 | $6,309,125 | 30-Sep-09 | | RiverNorth Capital Management, Inc. | 1,300,506 | 2.73 | $5,501,140 | 30-Sep-09 | | Advisors Asset Management, Inc. | 1,025,549 | 2.15 | $4,338,072 | 30-Sep-09 | | MORGAN STANLEY | 805,972 | 1.69 | $3,409,261 | 30-Sep-09 | | WELLS FARGO & COMPANY | 746,741 | 1.57 | $3,158,714 | 30-Sep-09 | | Claymore Advisors, LLC | 456,226 | .96 | $1,929,835 | 30-Sep-09 | | DIALECTIC CAPITAL MANAGEMENT, LLC | 400,000 | .84 | $1,692,000 | 30-Sep-09 | | YieldQuest Advisors, LLC | 334,285 | .70 | $1,414,025 | 30-Sep-09 | | RBC Capital Markets Corporation | 174,900 | .37 | $633,138 | 30-Jun-09 | | TCW GROUP, INC. (THE) | 142,200 | .30 | $601,506 | 30-Sep-09 |
|
| Holder | Shares | % Out | Value* | Reported | | RiverNorth Core Opportunity Fund | 1,191,858 | 2.50 | $5,041,559 | 30-Sep-09 | | YieldQuest Total Return Bond Fd | 51,714 | .11 | $201,684 | 31-Jul-09 | | American Pension Inv Tr-Efficent Frontier Income Fund | 44,000 | .09 | $172,920 | 31-Aug-09 |
|
|
*
|
Value shown is computed using the security's price on the report date given.
|
|