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Tri-Continental Corp. (TY)

On Dec 2: 11.37   0.02 (0.18%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 8% % of Shares Held by Institutional & Mutual Fund Owners: 4% % of Float Held by Institutional & Mutual Fund Owners: 5% Number of Institutions Holding Shares: 55 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported MCPHERSON FRANK A 52,519 30-Jan-08 MORRIS WILLIAM C N/A 13-Feb-08 CLARK JOHN H 20,912 14-May-08 RICHIE LEROY C 10,238 9-Oct-09 FLYNN PATRICIA M 100 7-Nov-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported SG Americas Securities, LLC 460,887 .66 $5,078,974 30-Sep-09 WOLVERINE ASSET MANAGEMENT, LLC 415,470 .59 $4,578,479 30-Sep-09 Asset Management Investors, LLC 219,695 .31 $2,421,038 30-Sep-09 GOLDMAN SACHS GROUP INC 162,151 .23 $1,786,904 30-Sep-09 CORNERSTONE ADVISORS, INC. 161,334 .23 $1,777,900 30-Sep-09 Doliver Capital Advisors 159,167 .23 $1,754,020 30-Sep-09 WELLS FARGO & COMPANY 154,984 .22 $1,707,923 30-Sep-09 MORGAN STANLEY 148,954 .21 $1,641,473 30-Sep-09 Technical Financial Services LLC 107,992 .15 $1,190,071 30-Sep-09 Gramercy Investment Advisors LLC 71,585 .10 $788,866 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported Cornerstone Progressive Return Fund 136,934 .20 $1,258,423 30-Jun-09 CORNERSTONE STRATEGIC VALUE FUND 22,800 .03 $209,532 30-Jun-09 YieldQuest Core Equity Fd 6,500 .01 $69,160 31-Jul-09 AQR Funds-AQR Diversified Arbitrage Fd 4,515 .01 $41,492 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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