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Tuesday, December 8, 2009, 7:32PM ET - U.S. Markets Closed. Dow  1.00% Nasdaq  0.76%

United-Guardian Inc. (UG)

At 3:59PM ET: 11.34   0.07 (0.63%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 62% % of Shares Held by Institutional & Mutual Fund Owners: 15% % of Float Held by Institutional & Mutual Fund Owners: 38% Number of Institutions Holding Shares: 15 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported GLOBUS KENNETH H 919,293 1-Dec-09 GLOBUS ALFRED R 1,151,240 17-Feb-09 DRESNER ARTHUR 11,675 26-May-09 GLOBUS HENRY P 1,140 13-Oct-08
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported GAMCO INVESTORS INC 191,926 3.88 $1,806,023 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 113,932 2.30 $1,072,100 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 106,100 2.14 $998,401 30-Sep-09 Teton Advisors, Inc 76,000 1.54 $715,160 30-Sep-09 VANGUARD GROUP, INC. (THE) 56,486 1.14 $531,533 30-Sep-09 GABELLI FUNDS, LLC 48,000 .97 $451,680 30-Sep-09 Bank of New York Mellon Corporation 14,917 .30 $140,368 30-Sep-09 CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM) 14,450 .29 $133,807 30-Jun-09 NORTHERN TRUST CORPORATION 13,933 .28 $129,019 30-Jun-09 FIRST MANHATTAN COMPANY 13,062 .26 $122,913 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported EQ Advisors Trust-EQ/GAMCO Small Company Value Portfolio 144,900 2.93 $1,341,774 30-Jun-09 Gamco Westwood Mighty Mites Fd 76,000 1.54 $715,160 30-Sep-09 VANGUARD EXTENDED MARKET INDEX FUND 55,567 1.12 $514,550 30-Jun-09 GABELLI SMALL CAP GROWTH FUND 48,000 .97 $451,680 30-Sep-09 DFA U.S. MICRO CAP SERIES 39,320 .79 $275,240 30-Apr-09 Z-SEVEN FUND, INC. 23,518 .48 $217,776 30-Jun-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 13,962 .28 $133,755 31-Jul-09 DFA U.S. SMALL CAP SERIES 7,500 .15 $52,500 30-Apr-09 DFA U.S. Core Equity 2 Portfolio 2,275 .05 $15,925 30-Apr-09 STAAR INVESTMENT TRUST-ALTCAT FUND 1,200 .02 $11,112 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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