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Monday, November 30, 2009, 10:58PM ET - U.S. Markets Closed. Dow  0.34% Nasdaq  0.29%

Unica Corp. (UNCA)

At 4:00PM ET: 6.80   0.21 (3.19%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 41% % of Shares Held by Institutional & Mutual Fund Owners: 38% % of Float Held by Institutional & Mutual Fund Owners: 64% Number of Institutions Holding Shares: 44 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported LEE YUCHUN 168,413 28-Aug-09 SCHNADIG ERIC 158,554 13-Feb-09 WELCH RICHARD B 76,032 11-Dec-08 GOLDWASSER RALPH A 71,578 15-Aug-08 HOGAN JOHN 53,459 14-Aug-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DIKER MANAGEMENT, LLC 1,519,860 7.36 $11,581,333 30-Sep-09 RGM Capital, LLC 685,862 3.32 $5,226,268 30-Sep-09 STALEY CAPITAL ADVISERS, INC. 575,000 2.78 $4,381,500 30-Sep-09 RENAISSANCE TECHNOLOGIES, LLC 444,800 2.15 $3,389,376 30-Sep-09 PALO ALTO INVESTORS, LLC 2,315,864 11.21 $17,646,883 30-Sep-09 Barclays Global Investors UK Holdings Ltd 407,308 1.97 $3,103,686 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 324,073 1.57 $2,469,436 30-Sep-09 WILLIAMS, JONES & ASSOCIATES, INC. 252,000 1.22 $1,920,240 30-Sep-09 STATE STREET CORPORATION 208,548 1.01 $1,589,135 30-Sep-09 GOLDMAN SACHS GROUP INC 132,016 .64 $1,005,961 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported ISHARES RUSSELL 2000 INDEX FD 208,112 1.01 $1,585,813 30-Sep-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 109,763 .53 $836,394 30-Sep-09 DFA U.S. MICRO CAP SERIES 98,069 .47 $469,750 30-Apr-09 Goldman Sachs Structured Small Cap Equity Fund 77,154 .37 $482,984 31-Jul-09 COLLEGE RETIREMENT EQUITIES FUND-STOCK ACCOUNT 63,202 .31 $346,346 30-Jun-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 49,640 .24 $310,746 31-Jul-09 VANGUARD EXTENDED MARKET INDEX FUND 48,871 .24 $267,813 30-Jun-09 DFA U.S. SMALL CAP SERIES 42,893 .21 $205,457 30-Apr-09 ISHARES Russell Micro Cap (TM) Index Fund 25,247 .12 $192,382 30-Sep-09 DFA U.S. Vector Equity Portfolio 18,792 .09 $90,013 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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