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    Ultratech, Inc. (UTEK)

    -NasdaqGS
    17.99 Up 0.14(0.78%) 4:00PM EST
    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:12%
    % of Shares Held by Institutional & Mutual Fund Owners:91%
    % of Float Held by Institutional & Mutual Fund Owners:103%
    Number of Institutions Holding Shares:144

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    CARLSON CAPITAL L PN/AApr 27, 2015
    ZAFIROPOULO ARTHUR W986,307Mar 31, 2015
    WRIGHT BRUCE R144,572May 18, 2015
    TIMMINS RICK63,500Jul 21, 2015
    GEMUNDER JOEL F57,000Jul 21, 2015


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Vanguard Group, Inc. (The)2,004,9887.5939,738,862Dec 31, 2015
    Frontier Capital Management Company LLC1,881,1887.1237,285,146Dec 31, 2015
    Neuberger Berman Group, LLC1,852,5597.0136,717,719Dec 31, 2015
    BlackRock Fund Advisors1,660,9196.2826,607,922Sep 30, 2015
    Dimensional Fund Advisors LP1,271,1454.8125,194,093Dec 31, 2015
    Artisan Partners Limited Partnership922,3923.4914,776,719Sep 30, 2015
    ClearBridge Investments, LLC905,9003.4314,512,518Sep 30, 2015
    BlackRock Institutional Trust Company, N.A.723,8972.7411,596,829Sep 30, 2015
    Shaw D.E. & Co., Inc.720,1752.7211,537,203Sep 30, 2015
    Carlson Capital. L.P.3,301,72112.4952,893,570Sep 30, 2015

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Legg Mason Clearbridge Small Cap Growth Fd819,4153.1016,240,805Dec 31, 2015
    iShares Core S&P Smallcap ETF719,2902.7211,947,407Nov 30, 2015
    Vanguard Small-Cap Index Fund502,2561.908,046,141Sep 30, 2015
    Vanguard Total Stock Market Index Fund479,0961.817,675,117Sep 30, 2015
    Invesco Trimark Endeavour Fund458,5711.739,088,877Dec 31, 2015
    Neuberger & Berman Intrinsic Value Fd454,0001.727,540,940Nov 30, 2015
    iShares Russell 2000 ETF455,6111.727,567,699Nov 30, 2015
    Artisan Small Cap Value Fund450,4831.707,216,737Sep 30, 2015
    Vanguard Small-Cap Growth Index Fund324,4001.235,196,888Sep 30, 2015
    Vanguard Extended Market Index Fund315,4161.195,052,964Sep 30, 2015

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.