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Monday, November 30, 2009, 7:44PM ET - U.S. Markets Closed. Dow  0.34% Nasdaq  0.29%

Universal Technical Institute Inc. (UTI)

At 4:04PM ET: 18.89   0.98 (5.47%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 17% % of Shares Held by Institutional & Mutual Fund Owners: 86% % of Float Held by Institutional & Mutual Fund Owners: 104% Number of Institutions Holding Shares: 120 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported HARTMAN ROBERT D N/A 29-Dec-08 CAPUTO A RICHARD JR 214,282 25-Feb-09 MCWATERS KIMBERLY J 116,593 15-Oct-09 SPEER ROGER L 98,160 28-Feb-09 SMITH SHERRELL 59,954 15-Jun-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported COLUMBIA WANGER ASSET MANAGEMENT, L.P. 1,915,301 8.08 $37,731,429 30-Sep-09 ROYCE & ASSOCIATES, LLC 1,656,250 6.99 $32,628,125 30-Sep-09 Pivot Point Capital Partners, LLC 1,501,894 6.33 $29,587,311 30-Sep-09 Barclays Global Investors UK Holdings Ltd 1,442,056 6.08 $28,408,503 30-Sep-09 KORNITZER CAPITAL MANAGEMENT, INC. 1,333,240 5.62 $26,264,828 30-Sep-09 STERLING CAPITAL MANAGEMENT COMPANY 991,920 4.18 $19,540,824 30-Sep-09 RUTABAGA CAPITAL MANAGEMENT, LLC 968,852 4.09 $19,086,384 30-Sep-09 TRIGRAN INVESTMENTS INC 876,422 3.70 $17,265,513 30-Sep-09 VANGUARD GROUP, INC. (THE) 865,850 3.65 $17,057,245 30-Sep-09 Hawkshaw Capital Management, LLC 755,283 3.19 $14,879,075 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported COLUMBIA ACORN FD 1,750,301 7.38 $26,131,993 30-Jun-09 BUFFALO SMALL CAP FUND 849,010 3.58 $12,675,719 30-Jun-09 PENNSYLVANIA MUTUAL FUND INC 744,800 3.14 $11,119,864 30-Jun-09 ROYCE LOW-PRICED STOCK FUND 587,800 2.48 $8,775,854 30-Jun-09 CONSULTING GROUP CAPITAL MARKETS-SMALL CAP VALUE EQUITY 323,052 1.36 $6,503,036 31-Aug-09 ISHARES RUSSELL 2000 INDEX FD 290,082 1.22 $5,714,615 30-Sep-09 ISHARES S&P SMALLCAP 600 INDEX FD 262,008 1.11 $4,713,523 31-Oct-09 VANGUARD SMALL-CAP INDEX FUND 260,191 1.10 $3,884,651 30-Jun-09 VICTORY PORTFOLIOS-VICTORY SMALL COMPANY OPPORTUNITY FD 243,000 1.02 $3,856,410 31-Jul-09 DFA U.S. MICRO CAP SERIES 230,866 .97 $3,287,531 30-Apr-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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