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Vical Inc. (VICL)

On Nov 30: 2.86   0.09 (3.05%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 9% % of Shares Held by Institutional & Mutual Fund Owners: 55% % of Float Held by Institutional & Mutual Fund Owners: 61% Number of Institutions Holding Shares: 75 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported V-SCIENCES INVESTMENTS PTE LTD 4,035,424 21-May-09 MARXE AUSTIN W & GREENHOUSE DAVID M N/A 27-Jul-09 SAMANT VIJAY B 265,512 6-Oct-09 CHURCH JILL MARIE 70,875 9-Jan-09 ROLLAND ALAIN P PHD 59,822 5-Oct-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported MARXE, AUSTIN W. & GREENHOUSE, DAVID M. 2,327,865 4.49 $9,916,704 30-Sep-09 Barclays Global Investors UK Holdings Ltd 2,204,614 4.25 $9,391,655 30-Sep-09 INGALLS & SNYDER 1,801,073 3.48 $7,672,570 30-Sep-09 FEDERATED INVESTORS, INC. 9,647,717 18.62 $41,099,274 30-Sep-09 Capital World Investors 1,025,279 1.98 $4,367,688 30-Sep-09 DIMENSIONAL FUND ADVISORS LP 1,021,134 1.97 $4,350,030 30-Sep-09 STATE STREET CORPORATION 1,005,257 1.94 $4,282,394 30-Sep-09 PERCEPTIVE ADVISORS LLC 943,800 1.82 $4,020,588 30-Sep-09 PRINCIPAL FINANCIAL GROUP, INC. 880,000 1.70 $3,748,800 30-Sep-09 VANGUARD GROUP, INC. (THE) 542,401 1.05 $2,310,628 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported FEDERATED KAUFMANN SMALL CAP FUND 1,311,330 2.53 $4,681,448 31-Jul-09 FEDERATED KAUFMANN FUND 7,738,820 14.94 $27,627,587 31-Jul-09 SMALLCAP WORLD FUND 1,025,279 1.98 $2,768,253 30-Jun-09 DFA U.S. SMALL CAP VALUE SERIES 636,573 1.23 $1,623,261 30-Apr-09 ISHARES RUSSELL 2000 INDEX FD 627,926 1.21 $2,674,964 30-Sep-09 MASTER VALUE OPPORTUNITIES LLC 381,140 .74 $1,029,078 30-Jun-09 BRIDGEWAY FDS INC-ULTRA SMALL COMPANY MARKET FD 337,600 .65 $911,520 30-Jun-09 ISHARES RUSSELL 2000 GROWTH INDEX FD 330,019 .64 $1,405,880 30-Sep-09 Advanced Series Tr-AST/Federated Aggressive Growth Port 312,227 .60 $843,012 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 265,845 .51 $717,781 30-Jun-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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