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    LPL Financial Holdings Inc. (LPLA)

    38.11 Down 0.66(1.70%) Oct 9, 4:00PM EDT
    |After Hours : 38.10 Down 0.01 (0.02%) Oct 9, 4:59PM EDT
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    LPL Financial Holdings Inc.
    75 State Street
    Boston, MA 02109
    United States - Map
    Phone: 617-423-3644
    Website: http://www.lpl.com

    Index Membership:N/A
    Industry:Investment Brokerage - National
    Full Time Employees:3,357

    Business Summary 

    LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and 529 education savings plans, fixed income products, and alternative investments; and insurance offerings comprise personalized advance case design, point-of-sale service, and product support for a range of life, disability, and long-term care products. The company also offers fee-based advisory platforms and support, which provides access to no-load/load-waived mutual funds, exchange-traded funds, stocks, bonds, conservative option strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, it offers cash sweep programs; and retirement solution, a fee-based service that allows qualified advisors to provide consultation and advice. Further, it provides other services comprising tools and services enabling advisors to maintain and grow their practices; and custodial services to trusts for estates and families. The company offers its services to approximately 14,000 independent financial advisors, including financial advisors at approximately 700 financial institutions. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. is based in Boston, Massachusetts.

    Key Statistics

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    Corporate Governance 
    LPL Financial Holdings Inc.’s ISS Governance QuickScore as of Oct 1, 2015 is 1. The pillar scores are Audit: 1; Board: 1; Shareholder Rights: 2; Compensation: 1.
    Brought to you by Institutional Shareholder Services (ISS)

    Key Executives 
    Mr. Mark S. Casady , 54
    Chairman and Chief Exec. Officer
    Mr. Dan H. Arnold , 50
    Mr. David P. Bergers , 47
    Managing Director of Legal & Gov. Relations and Gen. Counsel
    Ms. Michelle Oroschakoff , 53
    Chief Risk Officer and Managing Director
    Mr. Matthew J. Audette , 40
    Chief Financial Officer
    Mr. George Burton White , 45
    Chief Investment Officer and Managing Director of Research
    Amounts are as of Dec 31, 2014 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc.Exercised is the value of options exercised during the fiscal year.
    Currency in USD.
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