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Thursday, November 26, 2009, 5:52PM ET - U.S. Markets Closed for Thanksgiving Day. Dow Up 0.29% Nasdaq Up 0.32%
Paulson Capital Corp. (PLCC)On Nov 25: 1.535   0.00 (0.00%)  
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Paulson Capital Corp.
811 SW Naito Parkway
Portland, OR 97204
United States - Map
Phone: 503-243-6000
Fax: 503-243-6018
Web Site: http://www.paulsoninvestment.com

DETAILS 
Index Membership:N/A
Sector:Financial
Industry:Investment Brokerage - Regional
Full Time Employees:69

BUSINESS SUMMARY 
Paulson Capital Corp., through its subsidiary, Paulson Investment Company, Inc., operates as a brokerage company principally in the United States. It engages in securities brokerage activities, which involves acting as agent for purchase and sale of common and preferred stocks, options, warrants, and debt securities traded on securities exchanges or in the over-the-counter market. The company’s corporate finance activities include underwriting initial and follow-on public offerings, private investments in public equity, and private placements for smaller companies; securities trading and market making activities comprise executing trades in equity securities, corporate debt securities, and municipal bonds; and market making activities are conducted with dealers in the wholesale market and its customers. Further, its investment activities include holding securities for investment, which primarily include securities purchased for investment and underwriter warrants. As of June 5, 2009, the company managed or underwrote 164 securities offerings and operated 37 branch offices in the United States. Paulson Capital Corp. was founded in 1969 and is based in Portland, Oregon.
Key Statistics

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    CORPORATE GOVERNANCE 
    Paulson Capital Corp.'s Corporate Governance Quotient (CGQ®) as of 6-Nov-09 is better than 44.7% of CGQ Universe companies and 25.9% of Diversified Financials companies.
    Brought to you by Institutional Shareholder Services.

    KEY EXECUTIVES 
     PayExercised
    Mr. Chester L.F. Paulson , 73
    Founder, Chairman, Chief Exec. Officer, Pres of Corp. Fin. of PIC
    N/A N/A
    Mr. Trent Davis , 41
    Chief Exec. Officer of Paulson Investment Company and Pres of Paulson Investment Company
    N/A N/A
    Mr. Chris Schreiber , 44
    Sr. VP of National Sales - Paulson Investment Company Inc
    $ 190.00KN/A
    Ms. Karen L. Johannes , 49
    Chief Financial Officer, Principal Accounting Officer and Chief Financial Officer of Paulson Investment Company Inc
    N/A N/A
    Mr. Harry Striplin , 51
    Chief Operating Officer of Paulson Investment Company, Inc
    N/A N/A
    Dollar amounts are as of 31-Dec-08 and compensation values are for the last fiscal year ending on that date. "Pay" is salary, bonuses, etc. "Exercised" is the value of options exercised during the fiscal year.
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