Equus Total Return, Inc. (EQS)
Key Executives
| Name | Title | Pay | Exercised | Year Born |
|---|---|---|---|---|
| Mr. John A. Hardy | CEO & Director | 959.98k | -- | 1952 |
| Ms. L'Sheryl Deirdre Hudson | CFO, Senior VP & Treasurer | 325.75k | -- | 1965 |
| Mr. Kenneth Ian Denos Esq., J.D. | Chief Compliance Officer, Secretary & Director | 394.23k | -- | 1968 |
| Mr. Clarence K. Wong | Senior Vice President of Operations & Engineering | -- | -- | -- |
Equus Total Return, Inc.
- Sector:
- Financial Services
- Industry: Asset Management
Description
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing. It invests in small to mid-sized companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services. It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe. It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. It seeks to invest in companies between $1 million to $25 million with revenues between $5 million and $150 million with EBITDA between $2 million to $50 million. It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.
Corporate Governance
Recent Events
- Feb 22, 20248-K: Corporate Changes & Voting MattersSee Full Filing
- Feb 13, 2024SC 13G/A: Tender Offer/Acquisition ReportsSee Full Filing
- Feb 12, 2024SC 13G/A: Tender Offer/Acquisition ReportsSee Full Filing
- Dec 21, 202340-17F2: Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2See Full Filing
- Nov 21, 2023CORRESP: A correspondence can be sent as a document with another submission type or can be sent as a separate submissionSee Full Filing