ALPS/Red Rocks Listed Private Equity A
ALPS Fund Services, Inc.1290 Broadway, Suite 1100Denver, CO 80203
Map
Phone: 866-759-5679
| Category: | World Stock | | Fund Family: | ALPS | | Net Assets: | 224.44M | | Year-to-Date Return: | 11.09% | | Yield: | 1.53% | | Morningstar Rating: |  | | Fund Inception Date: | Dec 30, 2007 |
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Adam Goldman
Lead Manager since Dec 30, 2007 | | | Goldman is a Co-Founder and Managing Partner of Red Rocks Capital, 2002-Present. Previously he served as a General Partner and Managing Director in four separate venture funds with Centennial Ventures, Denver, Colorado, investing and managing approximately $1 billion in committed capital from 1992 through 2002. |
| Min Initial Investment: | 2,500 | | Min Initial Investment, IRA: | N/A | | Min Initial Investment, AIP: | N/A | | Min Subsequent Investment: | N/A | | Min Subsequent Investment, IRA: | N/A | | Min Subsequent Investment, AIP: | N/A |
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| The investment seeks to maximize total return, which consists of appreciation on its investments and a variable income stream.
The fund will invest at least 80% of its net assets in (i) securities of U.S. and non-U.S. companies, including those in emerging markets, listed on a national securities exchange, or foreign equivalent, that have a majority of their assets invested in or exposed to private companies or have as their stated intention to have a majority of their assets invested in or exposed to private companies and (ii) derivatives that otherwise have the economic characteristics of Listed Private Equity Companies. |
| Last Dividend
(Dec 19, 2012)
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| 0.09 | | Last Cap Gain
:
| 0.00 | | Annual Holdings Turnover
(May 15, 2013)
:
| 72.00% | | Average for Category: | 59.11% |
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| Expense | LPEFX | Category Avg |
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| Annual Report Expense Ratio (net): | 1.50% | 1.35% | | Prospectus Net Expense Ratio: | 3.28% | N/A | | Prospectus Gross Expense Ratio: | 3.34% | N/A | | Max 12b1 Fee: | 0.25% | N/A | | Max Front End Sales Load: | 5.50% | 5.43% | | Max Deferred Sales Load:
| N/A | 2.17% | | 3 Yr Expense Projection*: | 1,515 | 744 | | 5 Yr Expense Projection*: | 2,189 | 1,113 | | 10 Yr Expense Projection*: | 3,973 | 2,235 |
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0.01(0.16%) May 20