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Sunday, December 20, 2009, 7:14AM ET - U.S. Markets Closed. Dow Up 0.20% Nasdaq Up 1.45%
National Holdings Corp. (NHLD.OB)On Dec 16: 0.45   0.00 (0.00%)  
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National Holdings Corp.
120 Broadway
27th Floor
New York, NY 10271
United States - Map
Phone: 212-417-8000

DETAILS 
Index Membership:N/A
Sector:Financial
Industry:Investment Brokerage - Regional
Full Time Employees:918

BUSINESS SUMMARY 
National Holdings Corporation, through its subsidiaries, engages in securities brokerage business in the United States. The company provides various securities brokerage and investment services to retail and institutional clientele, which include the purchase and sale of stocks, bonds, mutual funds, annuities, and other securities. It also offers corporate finance and investment banking services comprising underwriting the sale of securities to the public and arranging for the private placement of securities with investors; and financial and corporate advisory services consisting of mergers and acquisitions, project financing, capital structure, and specific financing opportunities. In addition, the company operates as an underwriter of equity securities in initial and secondary public offerings, as well as provides asset management advisory services to high net worth clients. Further, it offers fixed insurance products, including life insurance, disability insurance, long term care insurance, and fixed annuities; and bridge loans and commercial mortgages. The company, formerly known as Olympic Cascade Financial Corporation, was founded in 1947 and is headquartered in New York, New York.
Key Statistics

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CORPORATE GOVERNANCE 
National Holdings Corp.'s Corporate Governance Quotient (CGQ®) as of 1-Dec-09 is better than 2.4% of CGQ Universe companies and 3.1% of Diversified Financials companies.
Brought to you by Institutional Shareholder Services.

KEY EXECUTIVES 
 PayExercised
Mr. Mark Harry Goldwasser , 50
Chairman, Chief Exec. Officer and Member of Corp. Governance Committee
N/A N/A
Mr. Christopher C. Dewey , 64
Vice Chairman and Member of Compensation Committee
$ 120.00KN/A
Mr. Leonard Sokolow , 51
Vice Chairman, Pres and Chairman of Audit Committee
$ 112.00KN/A
Mr. Alan B. Levin , 45
Chief Financial Officer, Principal Accounting Officer and Sec.
$ 45.00KN/A
Mr. William L. Groeneveld , 43
Pres of vFin. Investments & Equity Station and Head of Trader for vFin. Investments
$ 46.00KN/A
Dollar amounts are as of 31-Dec-08 and compensation values are for the last fiscal year ending on that date. "Pay" is salary, bonuses, etc. "Exercised" is the value of options exercised during the fiscal year.
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