Massachusetts' top financial regulator on Thursday charged a Boston-based investment adviser and his employer, LPL Financial LLC, with fraudulently selling annuities to retirees. Roger Zullo defrauded his clients, lied to his supervisors and fabricated client financial suitability profiles to enrich himself and his employer by selling identical, illiquid, and high-commission variable annuities, the state said in its complaint. It charged LPL Financial LLC with having failed to properly supervise him.
- American City Business Journals•2 days ago
LPL Financial will eventually house 3,000 employees on its Kingsley campus in Fort Mill. But South Carolina can forget about the idea that the 27-acre site will be the sole headquarters for the independent ...
- GlobeNewswire•3 days ago
CHARLOTTE, N.C., Nov. 29, 2016-- Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc., today announced that ...
LPLA : Summary for LPL Financial Holdings Inc. - Yahoo Finance
LPL Financial Holdings Inc. (LPLA)
NasdaqGS - NasdaqGS Real Time Price. Currency in USD
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|Bid||40.94 x 500|
|Ask||43.75 x 700|
|Day's Range||40.86 - 42.21|
|52 Week Range||15.38 - 46.93|
Trade prices are not sourced from all markets
|PE Ratio (TTM)||21.19|
|Dividend & Yield||1.00 (2.43%)|
|1y Target Est||N/A|