|Mr. Albert Grinsfelder Lowenthal||Chairman & CEO||505.75k||N/A||71|
|Mr. Jeffrey J. Alfano||Chief Financial Officer and Principal Financial & Accounting Officer||775k||N/A||47|
|Mr. M. Whaley||Exec. VP of Private Client Services - Oppenheimer & Co Inc||693.75k||N/A||N/A|
|Mr. Douglas T. Siegel||Managing Director and Chief Compliance Officer||N/A||N/A||N/A|
|Mr. Dennis Patrick McNamara Esq.||Sec.||N/A||N/A||N/A|
Oppenheimer Holdings Inc. provides middle-market investment banking and full service broker-dealer products and services. The company offers full-service brokerage services covering exchange-traded and over-the-counter corporate equity and debt securities, money market instruments, exchange-traded options and futures contracts, municipal bonds, mutual funds, and unit investment trusts; financial and wealth planning services; and margin lending services. It also provides asset management services, including separately managed accounts, mutual fund managed accounts, discretionary portfolio management programs, fee-based non-discretionary investment advisory services, alternative investments, portfolio enhancement programs, investment advisory services, and institutional taxable fixed income portfolio management services. In addition, the company offers investment banking services, including strategic advisory services and capital markets products; and institutional equity sales and trading, equity research, equity derivatives and index options, convertible bonds, and event driven sales and trading services. Further, it provides fixed income sales and trading, fixed income research, public finance, and municipal trading services; offers securities lending services; and engages in equities, fixed income, and proprietary trading and investment activities. Additionally, the company offers underwriting, market-making, and trust services; and is involved in originating and servicing Federal Housing Administration insured multifamily and healthcare facility loans, as well as securitizing these loans into Ginnie Mae mortgage backed securities. It serves high-net-worth individuals and families, corporate executives, small and mid-sized businesses, institutions and investment advisers, financial sponsors, and domestic and international investors in the Americas, Europe, the Middle East, and Asia. The company was founded in 1881 and is headquartered in New York, New York.
Oppenheimer Holdings Inc.’s ISS Governance QualityScore as of May 1, 2017 is 8. The pillar scores are Audit: 1; Board: 9; Shareholder Rights: 8; Compensation: 5.