- Editor's PickJulia La Roche•yesterday
A rising full moon is seen over the distinctive twin towers of Germany’s Deutsche Bank headquarters in Frankfurt. Shares of Deutsche Bank have been clobbered over concerns the German lender needs to raise capital to pay a $14 billion fine from the US Department of Justice to settle probes over toxic mortgages it packaged leading up to the financial crisis. “Deutsche Bank was just one of the warning signs out there for the banks.
- Benzinga•9 hours ago
The Securities Exchange Commission disclosed that UBS Group AG (NYSE: UBS ) agreed to pay over $15 million for its failure to educate and train its sales force adequately. This included key aspects of ...
- Reuters•10 hours ago
UBS Group AG (UBSG.S) has agreed to pay more than $15 million to settle U.S. Securities and Exchange Commission charges that its failure to properly train brokers led to customers buying hundreds of millions of dollars of unsuitable securities. The SEC said on Wednesday that UBS from 2011 to 2014 sold about $548 million of "reverse convertible notes," derivatives tied to individual stocks, to more than 8,700 retail customers who were relatively inexperienced and unsophisticated. "UBS dropped the ball," SEC enforcement chief Andrew Ceresney said in a statement.
UBS Group AG (UBS)
NYSE - NYSE Real Time Price. Currency in USD
|Bid||13.57 x 30300|
|Ask||13.58 x 20100|
|Day's Range||13.39 - 13.59|
|52wk Range||11.93 - 20.70|
|1y Target Est||N/A|
Trade prices are not sourced from all markets
|P/E Ratio (ttm)||10.67|
|Avg Vol (3m)||2,323,985|
|Dividend & Yield||0.88 (6.52%)|