U.S. markets closed

Form 8.3 - Abbvie Plc - Amendment

 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

24 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,338,226

0.16%

4,218,693

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,150,367

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,417,500

0.10%

1,488,100

0.10%

 

 

 

 

TOTAL:

 

 

 

 

5,906,093

0.40%

6,259,359

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

69.6700 USD

Purchase

3

68.7200 USD

Purchase

5

70.4700 USD

Purchase

15

69.4033 USD

Purchase

19

69.4021 USD

Purchase

25

71.1600 USD

Purchase

30

70.2600 USD

Purchase

33

69.9484 USD

Purchase

37

69.0624 USD

Purchase

49

68.6512 USD

Purchase

68

70.5051 USD

Purchase

70

68.9081 USD

Purchase

98

71.1700 USD

Purchase

100

71.3400 USD

Purchase

100

67.6300 USD

Purchase

119

70.3684 USD

Purchase

124

69.2566 USD

Purchase

138

69.3633 USD

Purchase

142

69.3347 USD

Purchase

188

69.0480 USD

Purchase

200

70.3350 USD

Purchase

225

69.1351 USD

Purchase

225

69.4622 USD

Purchase

300

68.7433 USD

Purchase

310

68.9380 USD

Purchase

350

69.0964 USD

Purchase

413

68.8838 USD

Purchase

531

69.4505 USD

Purchase

600

68.1833 USD

Purchase

695

70.3508 USD

Purchase

800

68.5800 USD

Purchase

800

69.3162 USD

Purchase

900

68.9794 USD

Purchase

1,000

68.7555 USD

Purchase

1,000

71.1730 USD

Purchase

1,015

69.2744 USD

Purchase

1,100

68.6972 USD

Purchase

1,287

68.8954 USD

Purchase

1,300

68.9800 USD

Purchase

1,567

69.9828 USD

Purchase

1,621

68.8591 USD

Purchase

1,691

68.1595 USD

Purchase

1,711

68.6632 USD

Purchase

1,800

67.9630 USD

Purchase

1,800

70.7403 USD

Purchase

1,805

67.7746 USD

Purchase

1,820

71.2137 USD

Purchase

1,886

68.3809 USD

Purchase

1,900

69.3559 USD

Purchase

1,960

68.0438 USD

Purchase

2,000

70.7275 USD

Purchase

2,000

68.8540 USD

Purchase

2,014

70.5020 USD

Purchase

2,250

68.3793 USD

Purchase

2,259

69.9798 USD

Purchase

2,437

68.6768 USD

Purchase

2,500

68.3114 USD

Purchase

2,751

68.2180 USD

Purchase

2,848

70.2827 USD

Purchase

3,000

67.8231 USD

Purchase

3,163

68.8283 USD

Purchase

3,204

68.7727 USD

Purchase

3,900

69.2578 USD

Purchase

3,900

70.8094 USD

Purchase

4,312

70.2142 USD

Purchase

4,651

67.7470 USD

Purchase

5,667

70.0122 USD

Purchase

5,727

67.5377 USD

Purchase

6,264

68.7091 USD

Purchase

6,900

69.4123 USD

Purchase

7,114

69.3115 USD

Purchase

7,153

68.8703 USD

Purchase

8,831

68.8520 USD

Purchase

9,700

70.2343 USD

Purchase

10,552

69.6803 USD

Purchase

11,413

69.2084 USD

Purchase

12,710

70.1176 USD

Purchase

13,034

69.6979 USD

Purchase

13,300

70.4397 USD

Purchase

13,384

70.2522 USD

Purchase

16,809

68.8976 USD

Purchase

17,528

68.0744 USD

Purchase

22,975

70.4166 USD

Purchase

24,570

69.5455 USD

Purchase

27,454

67.4975 USD

Purchase

31,200

70.5727 USD

Purchase

32,088

67.7196 USD

Purchase

35,500

68.9300 USD

Purchase

44,496

67.4900 USD

Purchase

44,898

69.1780 USD

Purchase

72,830

69.8688 USD

Purchase

74,116

69.4326 USD

Purchase

82,991

69.3331 USD

Purchase

85,100

69.3315 USD

Purchase

86,600

70.2500 USD

Purchase

154,613

68.6658 USD

Sale

3

68.7200 USD

Sale

6

69.6300 USD

Sale

12

71.7175 USD

Sale

20

71.2200 USD

Sale

25

71.1600 USD

Sale

28

69.8500 USD

Sale

29

71.1200 USD

Sale

36

69.6700 USD

Sale

40

69.3195 USD

Sale

46

69.5100 USD

Sale

88

69.9300 USD

Sale

90

69.7500 USD

Sale

100

69.3700 USD

Sale

100

71.4600 USD

Sale

100

69.4900 USD

Sale

100

69.3200 USD

Sale

100

67.7000 USD

Sale

100

71.3400 USD

Sale

100

70.5100 USD

Sale

100

69.8800 USD

Sale

100

69.7600 USD

Sale

100

69.6800 USD

Sale

100

71.1500 USD

Sale

100

68.0000 USD

Sale

100

71.2300 USD

Sale

110

69.9954 USD

Sale

110

69.6120 USD

Sale

119

69.7550 USD

Sale

133

69.3637 USD

Sale

141

67.8100 USD

Sale

150

69.6866 USD

Sale

171

70.8484 USD

Sale

200

67.6900 USD

Sale

200

67.4000 USD

Sale

200

69.3425 USD

Sale

200

69.3600 USD

Sale

200

70.4850 USD

Sale

200

68.6000 USD

Sale

200

68.3300 USD

Sale

200

67.9800 USD

Sale

216

69.6531 USD

Sale

300

67.6966 USD

Sale

300

71.2233 USD

Sale

300

68.4336 USD

Sale

300

71.3966 USD

Sale

306

69.4927 USD

Sale

400

69.0300 USD

Sale

400

70.0350 USD

Sale

400

71.2237 USD

Sale

412

70.4263 USD

Sale

427

68.1300 USD

Sale

467

68.8363 USD

Sale

500

68.3740 USD

Sale

500

67.9540 USD

Sale

500

71.5010 USD

Sale

500

70.4180 USD

Sale

500

69.5460 USD

Sale

529

69.0449 USD

Sale

536

67.6834 USD

Sale

600

70.5875 USD

Sale

620

68.0367 USD

Sale

703

70.5308 USD

Sale

800

69.2225 USD

Sale

826

71.3624 USD

Sale

890

68.2230 USD

Sale

894

68.7986 USD

Sale

900

68.0977 USD

Sale

957

70.3657 USD

Sale

1,000

71.2050 USD

Sale

1,098

69.0022 USD

Sale

1,134

71.0900 USD

Sale

1,200

68.0316 USD

Sale

1,200

69.7420 USD

Sale

1,295

68.1469 USD

Sale

1,300

70.0678 USD

Sale

1,300

70.2769 USD

Sale

1,343

68.0327 USD

Sale

1,474

68.0841 USD

Sale

1,489

69.1609 USD

Sale

1,500

70.7840 USD

Sale

1,514

69.1019 USD

Sale

1,516

68.1807 USD

Sale

1,598

70.2876 USD

Sale

1,700

67.8826 USD

Sale

1,890

70.4296 USD

Sale

1,900

70.8710 USD

Sale

2,243

70.1167 USD

Sale

2,490

68.1858 USD

Sale

2,530

70.1876 USD

Sale

2,557

70.2179 USD

Sale

2,600

70.8165 USD

Sale

3,087

69.7528 USD

Sale

3,102

69.2572 USD

Sale

3,191

69.6273 USD

Sale

3,270

69.9774 USD

Sale

3,623

70.9312 USD

Sale

3,900

69.7291 USD

Sale

3,900

70.8094 USD

Sale

4,589

68.2396 USD

Sale

4,700

67.9423 USD

Sale

4,940

70.0942 USD

Sale

5,053

70.0010 USD

Sale

5,171

69.5533 USD

Sale

5,276

69.6803 USD

Sale

5,286

70.8277 USD

Sale

5,800

69.7254 USD

Sale

5,970

68.9661 USD

Sale

6,465

70.0133 USD

Sale

6,993

69.9523 USD

Sale

9,100

68.4139 USD

Sale

11,100

70.2550 USD

Sale

12,613

70.0495 USD

Sale

13,727

67.4975 USD

Sale

15,181

70.1800 USD

Sale

17,691

69.9822 USD

Sale

17,801

68.7738 USD

Sale

19,953

70.5591 USD

Sale

21,773

68.8536 USD

Sale

30,029

70.3281 USD

Sale

30,488

67.6200 USD

Sale

34,838

69.6318 USD

Sale

35,500

68.9300 USD

Sale

48,700

70.0541 USD

Sale

49,400

68.9201 USD

Sale

53,421

67.4900 USD

Sale

68,255

69.4910 USD

Sale

96,785

69.9849 USD

Sale

315,576

68.9665 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

79 USD

American

1 May 2020

1.2466 USD

Call Option

Purchasing

5,600

80 USD

American

15 Jan 2021

4.8767 USD

Call Option

Selling

3,800

72 USD

American

27 Mar 2020

1.2400 USD

Call Option

Selling

6,600

73 USD

American

27 Mar 2020

1.3096 USD

Call Option

Selling

1,400

73 USD

American

3 Apr 2020

2.7614 USD

Call Option

Selling

800

75 USD

American

27 Mar 2020

0.9000 USD

Call Option

Selling

100

85 USD

American

27 Mar 2020

0.0800 USD

Call Option

Selling

500

95 USD

American

15 May 2020

0.2100 USD

Call Option

Selling

400

98 USD

American

17 Apr 2020

0.1000 USD

Call Option

Selling

100

98 USD

American

15 May 2020

0.2200 USD

Call Option

Selling

400

100 USD

American

17 Apr 2020

0.0900 USD

Call Option

Selling

1,900

100 USD

American

15 May 2020

0.1626 USD

Call Option

Selling

300

100 USD

American

19 Jun 2020

0.2000 USD

Call Option

Selling

200

105 USD

American

19 Jun 2020

0.1800 USD

Call Option

Selling

5,000

110 USD

American

15 Jan 2021

0.7700 USD

Call Option

Selling

100

115 USD

American

19 Jun 2020

0.1000 USD

Put Option

Selling

6,000

73 USD

American

27 Mar 2020

3.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Put Options

  Written

400

82.5000  

American

Jan 15, 2021

Put Options

  Written

2,300

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Put Options

  Written

56,500

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,700

75.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

83.0000  

American

Mar 27, 2020

Call Options

  Purchased

2,800

115.0000  

American

Sep 18, 2020

Put Options

  Written

100

75.0000  

American

Apr 3, 2020

Call Options

  Purchased

1,200

79.0000  

American

May 1, 2020

Put Options

  Written

9,300

80.0000  

American

May 15, 2020

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

79.5000  

American

May 1, 2020

Call Options

  Purchased

13,200

87.5000  

American

May 15, 2020

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Call Options

  Written

-300

95.0000  

American

Mar 27, 2020

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-100

70.0000  

American

Aug 21, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-100

84.5000  

American

Mar 27, 2020

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-500

100.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

60.0000  

American

May 1, 2020

Call Options

  Written

-1,900

135.0000  

American

Jan 15, 2021

Call Options

  Written

-700

75.0000  

American

Mar 27, 2020

Call Options

  Written

-2,900

120.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

70.0000  

American

Sep 18, 2020

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

62.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-6,600

73.0000  

American

Mar 27, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-10,200

50.0000  

American

Jan 15, 2021

Call Options

  Written

-13,600

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,800

77.5000  

American

May 15, 2020

Call Options

  Purchased

16,800

95.0000  

American

May 15, 2020

Call Options

  Purchased

6,900

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

200

55.0000  

American

Apr 24, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Put Options

  Written

301,500

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

92.5000  

American

May 15, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Call Options

  Purchased

100

80.5000  

American

May 1, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Put Options

  Written

5,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Written

-500

90.0000  

American

Mar 27, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-100

115.0000  

American

Aug 21, 2020

Call Options

  Written

-400

120.0000  

American

Sep 18, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Put Options

  Purchased

-400

72.5000  

American

Aug 21, 2020

Put Options

  Purchased

-1,800

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-30,100

62.5000  

American

Jan 15, 2021

Put Options

  Purchased

-200

85.0000  

American

Apr 17, 2020

Call Options

  Written

-21,800

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,300

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Put Options

  Purchased

-100

65.0000  

American

Apr 24, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-2,500

70.0000  

American

Apr 3, 2020

Call Options

  Written

-8,000

105.0000  

American

May 15, 2020

Put Options

  Purchased

-34,500

...