U.S. Markets closed

Form 8.3 - Abbvie Plc - Amendment

 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1)

Barclays PLC.

  Company dealt in

ABBVIE INC

  Class of relevant security to which the 

ORD

  dealings being disclosed relate (Note 2)
  Date of dealing

13 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
  Long Short
 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

3,483,451

0.24%

4,097,992

0.28%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,212,730

0.15%

1,434,400

0.10%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,254,400

0.15%

1,289,400

0.09%

 

 

 

 

 

TOTAL:

 

 

 

 

 

7,950,581

0.54%

6,821,792

0.46%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

50

88.8200   USD

Purchase

66

88.6900   USD

Purchase

84

88.7133   USD

Purchase

90

88.1625   USD

Purchase

100

88.3700   USD

Purchase

100

88.1500   USD

Purchase

100

88.5400   USD

Purchase

100

88.7500   USD

Purchase

100

88.8000   USD

Purchase

100

88.4700   USD

Purchase

100

88.4750   USD

Purchase

100

88.4900   USD

Purchase

101

88.4100   USD

Purchase

102

88.3283   USD

Purchase

130

88.4176   USD

Purchase

174

88.5000   USD

Purchase

195

88.7200   USD

Purchase

200

88.8100   USD

Purchase

200

88.5500   USD

Purchase

223

88.7203   USD

Purchase

300

88.8133   USD

Purchase

320

88.4262   USD

Purchase

348

88.5042   USD

Purchase

400

88.4575   USD

Purchase

400

88.7050   USD

Purchase

400

88.8175   USD

Purchase

500

88.5240   USD

Purchase

500

88.4660   USD

Purchase

597

88.4589   USD

Purchase

600

88.7033   USD

Purchase

600

62.5000   USD

Purchase

600

88.4591   USD

Purchase

700

50.0000   USD

Purchase

829

88.2595   USD

Purchase

961

88.7100   USD

Purchase

1,207

88.7129   USD

Purchase

1,471

88.1948   USD

Purchase

1,500

55.0000   USD

Purchase

1,600

57.5000   USD

Purchase

2,111

88.3281   USD

Purchase

2,200

89.1800   USD

Purchase

2,300

47.5000   USD

Purchase

2,598

88.3608   USD

Purchase

2,800

88.4986   USD

Purchase

2,900

65.0000   USD

Purchase

3,004

88.3180   USD

Purchase

4,600

75.0000   USD

Purchase

5,800

60.0000   USD

Purchase

7,200

88.5370   USD

Purchase

8,000

77.5000   USD

Purchase

9,300

88.4206   USD

Purchase

11,900

88.4500   USD

Purchase

11,900

70.0000   USD

Purchase

15,000

88.1073   USD

Purchase

17,320

88.4827   USD

Purchase

20,317

88.4887   USD

Purchase

20,900

72.5000   USD

Purchase

23,900

67.5000   USD

Purchase

24,136

88.2794   USD

Purchase

32,998

88.4932   USD

Purchase

51,700

88.4164   USD

Purchase

52,200

88.4041   USD

Purchase

58,800

80.0000   USD

Purchase

73,690

88.5200   USD

Purchase

97,262

88.4792   USD

Purchase

198,048

88.5206   USD

Sale

1

88.7200   USD

Sale

45

88.1350   USD

Sale

45

88.1900   USD

Sale

100

88.6800   USD

Sale

100

88.1200   USD

Sale

100

87.0000   USD

Sale

100

88.4900   USD

Sale

100

88.3800   USD

Sale

100

45.0000   USD

Sale

100

88.7400   USD

Sale

100

37.5000   USD

Sale

100

88.5700   USD

Sale

200

40.0000   USD

Sale

200

88.5850   USD

Sale

200

88.3600   USD

Sale

230

88.4426   USD

Sale

268

88.5771   USD

Sale

298

88.3767   USD

Sale

300

88.3766   USD

Sale

300

88.3733   USD

Sale

400

86.0000   USD

Sale

400

67.5000   USD

Sale

401

88.3002   USD

Sale

403

88.4544   USD

Sale

419

88.2002   USD

Sale

500

88.3680   USD

Sale

515

88.0342   USD

Sale

550

88.5350   USD

Sale

588

88.4700   USD

Sale

595

88.1400   USD

Sale

596

88.5179   USD

Sale

600

88.0866   USD

Sale

749

88.0704   USD

Sale

800

65.0000   USD

Sale

815

88.0666   USD

Sale

891

88.3511   USD

Sale

900

88.3400   USD

Sale

900

88.4272   USD

Sale

933

88.0792   USD

Sale

938

88.4166   USD

Sale

948

88.5184   USD

Sale

1,050

88.8133   USD

Sale

1,200

77.5000   USD

Sale

1,200

88.2854   USD

Sale

1,207

88.7129   USD

Sale

1,207

88.7130   USD

Sale

1,241

88.0110   USD

Sale

1,300

88.5919   USD

Sale

1,327

88.7075   USD

Sale

1,535

88.5525   USD

Sale

1,604

88.4575   USD

Sale

1,668

88.3984   USD

Sale

1,700

88.1538   USD

Sale

2,329

88.4914   USD

Sale

2,703

88.4291   USD

Sale

2,900

88.4777   USD

Sale

3,200

70.0000   USD

Sale

3,500

62.5000   USD

Sale

3,800

82.5000   USD

Sale

4,326

88.5950   USD

Sale

4,600

87.5000   USD

Sale

5,733

88.1421   USD

Sale

5,852

88.5377   USD

Sale

8,100

88.4407   USD

Sale

8,300

75.0000   USD

Sale

8,989

88.5268   USD

Sale

10,300

85.0000   USD

Sale

11,900

88.4500   USD

Sale

13,000

88.3465   USD

Sale

16,700

88.4980   USD

Sale

18,000

88.4118   USD

Sale

20,306

88.4649   USD

Sale

20,700

88.4643   USD

Sale

22,436

88.5200   USD

Sale

27,106

88.4107   USD

Sale

42,600

88.3895   USD

Sale

42,883

88.5037   USD

Sale

62,533

88.5081   USD

Sale

64,769

88.3896   USD

Sale

198,048

88.5206   USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

 

unit

SWAP

Long

17,320

88.4728   USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

88   USD

American

24 Jan 2020

0.8800   USD

Call Option

Purchasing

300

90   USD

American

17 Jan 2020

0.1866   USD

Call Option

Purchasing

200

90   USD

American

21 Feb 2020

1.7000   USD

Call Option

Purchasing

900

91   USD

American

28 Feb 2020

1.5700   USD

Call Option

Purchasing

20,000

92   USD

American

31 Jan 2020

0.5300   USD

Call Option

Purchasing

100

93   USD

American

21 Feb 2020

1.0000   USD

Call Option

Purchasing

200

95   USD

American

17 Jan 2020

0.0200   USD

Call Option

Purchasing

100

95   USD

American

21 Feb 2020

0.4600   USD

Call Option

Selling

2,300

48   USD

American

18 Sep 2020

40.9500   USD

Call Option

Selling

700

50   USD

American

15 Jan 2021

39.5700   USD

Call Option

Selling

1,300

55   USD

American

19 Jun 2020

33.3000   USD

Call Option

Selling

200

55   USD

American

18 Sep 2020

31.7000   USD

Call Option

Selling

1,200

58   USD

American

19 Jun 2020

30.8500   USD

Call Option

Selling

400

58   USD

American

18 Sep 2020

29.1000   USD

Call Option

Selling

2,500

60   USD

American

21 Feb 2020

30.4000   USD

Call Option

Selling

2,300

60   USD

American

19 Jun 2020

28.4100   USD

Call Option

Selling

1,000

60   USD

American

18 Sep 2020

29.8000   USD

Call Option

Selling

500

63   USD

American

15 May 2020

27.0000   USD

Call Option

Selling

100

63   USD

American

18 Sep 2020

26.2500   USD

Call Option

Selling

1,400

65   USD

American

21 Feb 2020

24.5500   USD

Call Option

Selling

200

65   USD

American

15 May 2020

22.0000   USD

Call Option

Selling

1,300

65   USD

American

19 Jun 2020

25.2000   USD

Call Option

Selling

23,100

68   USD

American

17 Jan 2020

22.3000   USD

Call Option

Selling

800

68   USD

American

21 Feb 2020

22.4000   USD

Call Option

Selling

11,300

70   USD

American

17 Jan 2020

19.1000   USD

Call Option

Selling

100

70   USD

American

15 May 2020

19.0900   USD

Call Option

Selling

500

70   USD

American

19 Jun 2020

19.9500   USD

Call Option

Selling

16,000

73   USD

American

17 Jan 2020

16.4000   USD

Call Option

Selling

200

73   USD

American

21 Feb 2020

15.9700   USD

Call Option

Selling

3,800

73   USD

American

21 Feb 2020

16.4200   USD

Call Option

Selling

1,100

73   USD

American

15 May 2020

16.9800   USD

Call Option

Selling

100

75   USD

American

17 Jan 2020

13.7700   USD

Call Option

Selling

4,600

75   USD

American

21 Feb 2020

14.2500   USD

Call Option

Selling

8,000

78   USD

American

17 Jan 2020

12.1500   USD

Call Option

Selling

33,600

80   USD

American

17 Jan 2020

9.3000   USD

Call Option

Selling

25,200

80   USD

American

21 Feb 2020

9.3000   USD

Call Option

Selling

600

88   USD

American

17 Jan 2020

0.5700   USD

Call Option

Selling

8,600

89   USD

American

17 Jan 2020

0.5183   USD

Call Option

Selling

13,100

90   USD

American

17 Jan 2020

0.2519   USD

Call Option

Selling

1,700

91   USD

American

17 Jan 2020

0.1700   USD

Call Option

Selling

100

92   USD

American

17 Jan 2020

0.1000   USD

Call Option

Selling

20,000

92   USD

American

7 Feb 2020

0.8800   USD

Call Option

Selling

500

93   USD

American

17 Jan 2020

0.0640   USD

Call Option

Selling

200

100   USD

American

21 Feb 2020

0.1100   USD

Call Option

Selling

5,000

100   USD

American

15 Jan 2021

3.7000   USD

Put Option

Purchasing

100

80   USD

American

21 Feb 2020

0.5400   USD

Put Option

Purchasing

2,800

82   USD

American

7 Feb 2020

0.5700   USD

Put Option

Purchasing

100

83   USD

American

21 Feb 2020

1.0800   USD

Put Option

Purchasing

200

83   USD

American

18 Sep 2020

5.0000   USD

Put Option

Purchasing

200

86   USD

American

17 Jan 2020

0.6500   USD

Put Option

Purchasing

100

88   USD

American

17 Jan 2020

1.0800   USD

Put Option

Purchasing

1,000

88   USD

American

31 Jan 2020

1.9800   USD

Put Option

Purchasing

200

89   USD

American

17 Jan 2020

2.0500   USD

Put Option

Purchasing

100

89   USD

American

31 Jan 2020

2.4500   USD

Put Option

Purchasing

2,000

89   USD

American

31 Jan 2020

2.7600   USD

Put Option

Purchasing

1,100

90   USD

American

17 Jan 2020

2.9063   USD

Put Option

Selling

300

75   USD

American

21 Feb 2020

0.2800   USD

Put Option

Selling

100

80   USD

American

21 Feb 2020

0.6700   USD

Put Option

Selling

200

86   USD

American

17 Jan 2020

0.5200   USD

Put Option

Selling

200

86   USD

American

17 Jan 2020

0.5500   USD

Put Option

Selling

700

87   USD

American

17 Jan 2020

0.6857   USD

Put Option

Selling

1,000

88   USD

American

17 Jan 2020

1.1200   USD

Put Option

Selling

1,000

88   USD

American

17 Jan 2020

1.4400   USD

Put Option

Selling

200

89   USD

American

17 Jan 2020

1.9750   USD

Put Option

Selling

100

95   USD

American

21 Feb 2020

7.5400   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

67.5000  

American

Sep 18, 2020

Put Options

  Written

13,600

75.0000  

American

Feb 21, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Put Options

  Written

11,700

82.5000  

American

Jan 17, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Put Options

  Written

11,300

87.5000  

American

Feb 21, 2020

Put Options

  Written

2,900

70.0000  

American

May 15, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,300

87.5000  

American

May 15, 2020

Put Options

  Written

2,600

75.0000  

American

Jun 19, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Put Options

  Written

9,200

85.5000  

American

Jan 31, 2020

Put Options

  Written

4,500

77.5000  

American

Jan 17, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Put Options

  Written

8,500

88.0000  

American

Jan 31, 2020

Call Options

  Written

-100

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

91.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

86.5000  

American

Jan 17, 2020

Put Options

  Purchased

-400

92.0000  

American

Jan 31, 2020

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-3,300

70.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

89.0000  

American

Jan 17, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Call Options

  Written

-100

87.0000  

American

Jan 17, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

93.0000  

American

Jan 31, 2020

Call Options

  Written

-11,700

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-20,000

92.0000  

American

Feb 7, 2020

Put Options

  Written

2,500

88.0000  

American

Jan 17, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,200

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

19,600

92.0000  

American

Jan 31, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

49,000

95.0000  

American

Jan 17, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,800

95.0000  

American

Feb 21, 2020

Put Options

  Written

100

85.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

88.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

8,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

6,800

92.5000  

American

May 15, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Call Options

  Written

-300

95.0000  

American

Jan 31, 2020

Put Options

  Purchased

-100

82.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options