U.S. Markets close in 1 hr 26 mins

Form 8.3 - Allergan plc

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing14 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,208,523

1.28%

3,142,473

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,929,982

1.20%

2,521,893

0.77%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

814,100

0.25%

497,000

0.15%

 

 

 

 

TOTAL:

 

 

 

 

8,952,605

2.73%

6,161,366

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

5

192.5720 USD

Purchase

6

192.3500 USD

Purchase

38

191.8650 USD

Purchase

40

191.9400 USD

Purchase

83

191.8260 USD

Purchase

85

192.4700 USD

Purchase

87

191.9000 USD

Purchase

100

192.4800 USD

Purchase

100

192.3700 USD

Purchase

100

192.3950 USD

Purchase

100

192.2850 USD

Purchase

100

192.0600 USD

Purchase

100

192.2400 USD

Purchase

104

192.2710 USD

Purchase

136

191.7470 USD

Purchase

165

191.8349 USD

Purchase

174

191.7675 USD

Purchase

200

191.9625 USD

Purchase

200

191.8400 USD

Purchase

200

192.5750 USD

Purchase

200

192.5550 USD

Purchase

200

192.4150 USD

Purchase

200

191.8850 USD

Purchase

231

192.3132 USD

Purchase

234

192.0507 USD

Purchase

300

192.3466 USD

Purchase

316

191.6040 USD

Purchase

416

192.3339 USD

Purchase

517

192.1058 USD

Purchase

566

192.5894 USD

Purchase

597

192.1710 USD

Purchase

600

191.4367 USD

Purchase

618

192.2820 USD

Purchase

802

192.2692 USD

Purchase

977

191.8214 USD

Purchase

1,333

192.0833 USD

Purchase

1,337

192.5376 USD

Purchase

1,360

191.9235 USD

Purchase

1,370

191.6664 USD

Purchase

1,673

192.3505 USD

Purchase

1,788

191.8028 USD

Purchase

1,874

192.4200 USD

Purchase

2,700

192.3277 USD

Purchase

3,158

191.9768 USD

Purchase

3,200

192.1367 USD

Purchase

3,426

191.6487 USD

Purchase

3,450

192.2035 USD

Purchase

3,900

191.9835 USD

Purchase

4,100

191.8746 USD

Purchase

4,691

192.2586 USD

Purchase

4,947

192.3701 USD

Purchase

5,321

191.8487 USD

Purchase

5,498

191.9834 USD

Purchase

5,607

191.8218 USD

Purchase

5,704

192.1377 USD

Purchase

6,045

191.9499 USD

Purchase

6,750

192.3110 USD

Purchase

6,990

191.8033 USD

Purchase

8,458

192.0043 USD

Purchase

9,400

192.0987 USD

Purchase

19,069

192.1300 USD

Purchase

19,609

191.7606 USD

Purchase

20,000

192.3141 USD

Purchase

21,002

191.6947 USD

Purchase

22,500

191.7087 USD

Purchase

23,321

191.8636 USD

Purchase

24,327

191.5767 USD

Purchase

26,012

192.5400 USD

Purchase

28,500

191.8533 USD

Purchase

28,632

192.2995 USD

Purchase

35,525

192.2872 USD

Purchase

47,338

192.2674 USD

Purchase

105,341

192.2492 USD

Sale

1

191.0900 USD

Sale

6

192.3500 USD

Sale

17

192.4300 USD

Sale

38

191.8650 USD

Sale

100

192.3000 USD

Sale

100

192.3200 USD

Sale

100

192.3700 USD

Sale

100

191.3950 USD

Sale

100

191.3000 USD

Sale

100

192.4100 USD

Sale

100

191.8300 USD

Sale

100

192.2700 USD

Sale

100

192.2200 USD

Sale

100

192.4800 USD

Sale

100

192.4200 USD

Sale

100

191.8000 USD

Sale

104

192.2710 USD

Sale

174

192.5587 USD

Sale

200

191.8850 USD

Sale

200

192.1700 USD

Sale

200

192.4000 USD

Sale

200

192.3525 USD

Sale

200

192.4450 USD

Sale

217

192.3668 USD

Sale

219

191.4395 USD

Sale

250

191.7464 USD

Sale

286

192.1099 USD

Sale

300

192.3933 USD

Sale

345

192.3400 USD

Sale

369

191.7441 USD

Sale

400

191.6500 USD

Sale

400

192.3562 USD

Sale

476

192.2671 USD

Sale

566

192.5894 USD

Sale

600

191.4366 USD

Sale

600

192.3950 USD

Sale

700

191.5071 USD

Sale

786

191.4992 USD

Sale

900

191.9133 USD

Sale

928

192.6314 USD

Sale

983

192.4635 USD

Sale

1,487

192.6254 USD

Sale

2,200

192.2435 USD

Sale

2,600

191.8857 USD

Sale

3,456

192.1414 USD

Sale

4,056

192.3487 USD

Sale

4,600

192.3536 USD

Sale

7,200

191.6539 USD

Sale

7,836

191.6978 USD

Sale

7,900

192.2877 USD

Sale

11,310

191.2233 USD

Sale

11,751

192.0409 USD

Sale

17,600

191.8129 USD

Sale

23,871

192.5184 USD

Sale

24,552

192.5400 USD

Sale

36,838

192.2900 USD

Sale

53,859

192.2063 USD

Sale

90,000

192.2117 USD

Sale

104,071

191.6981 USD

Sale

105,341

192.2492 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

10,000

191.9660 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

300

185 USD

American

21 Feb 2020

9.0900 USD

Call Option

Purchasing

100

190 USD

American

17 Jan 2020

1.6500 USD

Call Option

Selling

100

195 USD

American

17 Jan 2020

0.3200 USD

Put Option

Purchasing

300

165 USD

American

21 Feb 2020

0.9000 USD

Put Option

Selling

300

185 USD

American

21 Feb 2020

3.4900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

192.5000  

American

Jan 31, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,200

250.0000  

American

Jan 17, 2020

Put Options

  Written

100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

300

175.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,500

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,900

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Call Options

  Written

-800

185.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,900

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

200

150.0000  

American

Jan 21, 2022

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

192.5000  

American

Jan 24, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

195.0000  

American

Jan 17, 2020

Call Options

  Written

-29,200

150.0000  

American

Jan 17, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

105,900

190.0000  

American

Jan 17, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

33,000

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

195.0000  

American

Aug 21, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

50,200

140.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Written

14,900

160.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-300

192.5000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-4,200

155.0000  

American

Jan 17, 2020

Put Options

  Written

900

180.0000  

American

Mar 20, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

2,000

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,200

165.0000  

American

Jan 17, 2020

Put Options

  Written

600

185.0000  

American

Feb 21, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Purchased

-200

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-19,400

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,100

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Call Options

  Written

-5,600

200.0000  

American

Jan 17, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,700

220.0000  

American

Mar 20, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

195.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Call Options

  Written

-1,100

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

180.0000  

American

Jan 15, 2021

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Put Options

  Written

100,000

190.0000  

American

Jan 17, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-200

200.0000  

American

Jan 24, 2020

Call Options

  Written

-500

130.0000  

American

Jan 17, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200115005396/en/

Contacts

BARCLAYS PLC