U.S. Markets closed

Form 8.3 - Allergan plc

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing15 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,216,067

1.28%

3,149,627

0.96%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,594,982

1.10%

2,531,893

0.77%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

815,700

0.25%

498,500

0.15%

 

 

 

 

TOTAL:

 

 

 

 

8,626,749

2.63%

6,180,020

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

193.4400 USD

Purchase

25

193.5400 USD

Purchase

25

193.9100 USD

Purchase

32

194.3600 USD

Purchase

35

193.7700 USD

Purchase

100

193.5300 USD

Purchase

100

193.2700 USD

Purchase

100

194.3200 USD

Purchase

100

194.3400 USD

Purchase

100

193.7300 USD

Purchase

100

194.3800 USD

Purchase

100

193.7200 USD

Purchase

100

193.7450 USD

Purchase

100

193.7500 USD

Purchase

100

193.8000 USD

Purchase

100

193.8800 USD

Purchase

110

194.2863 USD

Purchase

120

193.1800 USD

Purchase

123

193.9979 USD

Purchase

142

193.8602 USD

Purchase

175

193.8842 USD

Purchase

185

192.9800 USD

Purchase

200

194.1600 USD

Purchase

200

194.0400 USD

Purchase

200

193.7144 USD

Purchase

200

193.9300 USD

Purchase

275

193.7781 USD

Purchase

290

194.1192 USD

Purchase

293

193.8239 USD

Purchase

300

193.3516 USD

Purchase

300

193.6833 USD

Purchase

300

193.1333 USD

Purchase

310

194.2703 USD

Purchase

321

193.5737 USD

Purchase

394

193.5517 USD

Purchase

425

194.3141 USD

Purchase

437

193.7352 USD

Purchase

438

194.0424 USD

Purchase

475

193.6762 USD

Purchase

500

193.6640 USD

Purchase

586

193.5856 USD

Purchase

600

193.9233 USD

Purchase

625

193.7448 USD

Purchase

664

193.7385 USD

Purchase

700

193.6657 USD

Purchase

700

193.1678 USD

Purchase

700

193.6235 USD

Purchase

705

193.7268 USD

Purchase

744

192.5900 USD

Purchase

775

193.7658 USD

Purchase

800

194.2037 USD

Purchase

810

194.2286 USD

Purchase

865

194.1642 USD

Purchase

900

193.6511 USD

Purchase

1,010

194.2389 USD

Purchase

1,100

193.7650 USD

Purchase

1,159

193.2019 USD

Purchase

1,366

193.4411 USD

Purchase

1,528

193.6829 USD

Purchase

1,700

194.2894 USD

Purchase

1,800

193.8355 USD

Purchase

1,839

193.6875 USD

Purchase

4,300

194.0888 USD

Purchase

5,676

193.4852 USD

Purchase

6,241

193.5607 USD

Purchase

6,478

193.5286 USD

Purchase

11,265

193.4674 USD

Purchase

18,132

193.7020 USD

Purchase

21,075

193.8500 USD

Purchase

26,300

193.6915 USD

Purchase

36,599

193.8015 USD

Purchase

48,996

193.5931 USD

Purchase

57,179

193.9827 USD

Purchase

100,000

194.1500 USD

Purchase

192,561

193.7905 USD

Sale

20

193.5800 USD

Sale

35

193.7700 USD

Sale

100

194.3200 USD

Sale

100

193.2500 USD

Sale

149

193.2533 USD

Sale

150

193.7750 USD

Sale

176

194.1600 USD

Sale

177

193.8620 USD

Sale

200

193.2700 USD

Sale

300

193.5325 USD

Sale

322

193.2211 USD

Sale

372

192.5900 USD

Sale

450

193.7822 USD

Sale

495

193.8388 USD

Sale

500

193.5217 USD

Sale

500

193.8310 USD

Sale

575

193.8339 USD

Sale

616

193.0890 USD

Sale

700

193.8200 USD

Sale

700

193.1678 USD

Sale

705

193.8288 USD

Sale

725

193.7989 USD

Sale

860

193.8131 USD

Sale

1,000

193.6915 USD

Sale

1,005

193.8018 USD

Sale

1,043

193.8576 USD

Sale

1,300

193.8596 USD

Sale

1,418

193.8262 USD

Sale

1,630

193.6719 USD

Sale

1,668

193.7931 USD

Sale

1,800

194.2591 USD

Sale

2,208

193.7052 USD

Sale

2,900

194.2787 USD

Sale

3,427

193.8095 USD

Sale

4,529

193.8295 USD

Sale

4,537

193.8215 USD

Sale

4,551

193.7570 USD

Sale

4,912

193.7679 USD

Sale

8,515

193.7131 USD

Sale

10,449

193.6238 USD

Sale

13,160

193.8708 USD

Sale

20,529

193.6817 USD

Sale

20,850

193.8500 USD

Sale

22,147

193.7353 USD

Sale

24,700

193.7063 USD

Sale

24,834

193.6970 USD

Sale

26,700

193.6946 USD

Sale

29,812

193.8184 USD

Sale

34,253

193.6853 USD

Sale

51,800

194.1390 USD

Sale

52,479

193.9568 USD

Sale

77,127

193.5548 USD

Sale

100,000

194.1500 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

10,000

193.6237 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

135 USD

American

17 Jan 2020

57.8200 USD

Call Option

Purchasing

400

170 USD

American

17 Jan 2020

24.0300 USD

Call Option

Selling

400

200 USD

American

17 Jan 2020

0.1800 USD

Call Option

Selling

100

220 USD

American

17 Jan 2020

0.3700 USD

Put Option

Purchasing

1,000

195 USD

American

15 May 2020

6.9000 USD

Put Option

Selling

700

120 USD

American

21 Feb 2020

0.1000 USD

Put Option

Selling

200

120 USD

American

15 May 2020

0.2500 USD

Put Option

Selling

200

140 USD

American

21 Feb 2020

0.3200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Call Options

  Purchased

300

192.5000  

American

Jan 31, 2020

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

190.0000  

American

Feb 21, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,200

250.0000  

American

Jan 17, 2020

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Put Options

  Written

100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

300

175.0000  

American

Feb 21, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Call Options

  Written

-800

185.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,900

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-10,500

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

200

150.0000  

American

Jan 21, 2022

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

192.5000  

American

Jan 24, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,900

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Call Options

  Written

-4,600

220.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,900

195.0000  

American

Jan 17, 2020

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,500

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Call Options

  Written

-29,200

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

33,000

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

195.0000  

American

Aug 21, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

105,900

190.0000  

American

Jan 17, 2020

Put Options

  Written

14,900

160.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Put Options

  Written

50,400

140.0000  

American

Feb 21, 2020

Put Options

  Written

3,200

120.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-300

192.5000  

American

Jan 17, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-4,200

155.0000  

American

Jan 17, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

900

180.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

135.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

600

185.0000  

American

Feb 21, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,200

165.0000  

American

Jan 17, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-19,400

185.0000  

American

Jan 17, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-6,000

200.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Purchased

-2,100

175.0000  

American

Jan 17, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

195.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,700

220.0000  

American

Mar 20, 2020

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

180.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Written

100,000

190.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-500

130.0000  

American

Jan 17, 2020

Call Options

  Written

-200

200.0000  

American

Jan 24, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200116005421/en/

Contacts

BARCLAYS PLC