U.S. markets closed

Form 8.3 - Allergan plc - Amendment

 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing23 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,218,683

1.28%

3,078,605

0.94%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,728,529

0.83%

2,885,630

0.88%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

364,700

0.11%

222,100

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,311,912

2.22%

6,186,335

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

6

167.0350 USD

Purchase

8

167.0300 USD

Purchase

18

166.6800 USD

Purchase

18

167.2088 USD

Purchase

18

167.1900 USD

Purchase

24

167.2425 USD

Purchase

27

167.7800 USD

Purchase

60

166.8385 USD

Purchase

85

168.3100 USD

Purchase

90

167.7900 USD

Purchase

91

166.7100 USD

Purchase

100

166.4900 USD

Purchase

100

165.7980 USD

Purchase

100

168.9500 USD

Purchase

100

168.4200 USD

Purchase

100

168.1550 USD

Purchase

100

167.3100 USD

Purchase

100

167.2700 USD

Purchase

100

166.9400 USD

Purchase

109

166.4256 USD

Purchase

134

166.9567 USD

Purchase

200

168.2850 USD

Purchase

200

168.9625 USD

Purchase

227

166.7113 USD

Purchase

235

166.7726 USD

Purchase

300

168.8666 USD

Purchase

305

166.5143 USD

Purchase

359

165.8716 USD

Purchase

359

165.8715 USD

Purchase

377

166.5987 USD

Purchase

400

167.0125 USD

Purchase

650

167.9238 USD

Purchase

660

167.4421 USD

Purchase

780

168.6182 USD

Purchase

800

167.2606 USD

Purchase

836

167.5400 USD

Purchase

3,018

165.3274 USD

Purchase

3,200

167.2116 USD

Purchase

4,900

168.1257 USD

Purchase

6,271

167.7258 USD

Purchase

6,426

168.0219 USD

Purchase

7,186

167.4753 USD

Purchase

7,590

167.6758 USD

Purchase

8,496

167.5948 USD

Purchase

10,177

166.9171 USD

Purchase

10,409

167.6441 USD

Purchase

11,523

167.6755 USD

Purchase

12,503

167.6133 USD

Purchase

27,574

167.7000 USD

Purchase

115,049

167.6862 USD

Purchase

123,800

167.7124 USD

Purchase

136,626

167.2517 USD

Sale

3

164.8400 USD

Sale

9

166.7500 USD

Sale

15

165.6700 USD

Sale

37

167.2389 USD

Sale

40

166.6090 USD

Sale

50

167.8300 USD

Sale

60

166.9500 USD

Sale

71

167.9809 USD

Sale

79

167.0955 USD

Sale

91

166.7100 USD

Sale

99

165.6100 USD

Sale

100

166.4900 USD

Sale

100

167.3100 USD

Sale

100

168.2850 USD

Sale

100

165.0300 USD

Sale

100

167.3300 USD

Sale

100

166.5100 USD

Sale

191

167.8368 USD

Sale

200

167.6850 USD

Sale

200

165.3800 USD

Sale

200

165.6775 USD

Sale

300

165.7100 USD

Sale

300

168.0850 USD

Sale

300

168.2233 USD

Sale

300

168.4335 USD

Sale

326

167.5574 USD

Sale

359

165.8715 USD

Sale

366

167.6320 USD

Sale

400

168.0725 USD

Sale

461

167.3102 USD

Sale

470

167.0957 USD

Sale

500

167.6560 USD

Sale

500

168.6340 USD

Sale

532

168.3731 USD

Sale

580

167.4995 USD

Sale

600

167.1016 USD

Sale

600

167.7400 USD

Sale

600

166.9011 USD

Sale

700

167.8028 USD

Sale

780

168.6182 USD

Sale

800

165.1887 USD

Sale

822

165.7368 USD

Sale

836

167.5400 USD

Sale

970

167.3938 USD

Sale

1,035

166.9577 USD

Sale

1,072

167.7918 USD

Sale

1,182

167.6515 USD

Sale

1,402

167.2878 USD

Sale

1,404

167.7563 USD

Sale

1,457

166.7990 USD

Sale

1,600

165.3346 USD

Sale

1,988

166.4555 USD

Sale

2,400

166.9891 USD

Sale

2,453

167.6241 USD

Sale

2,517

167.3799 USD

Sale

2,536

167.7500 USD

Sale

2,619

167.6578 USD

Sale

3,182

167.1732 USD

Sale

3,347

167.4729 USD

Sale

4,106

167.1056 USD

Sale

6,049

167.3484 USD

Sale

6,300

167.7169 USD

Sale

6,326

168.0202 USD

Sale

7,900

168.0534 USD

Sale

12,048

167.3405 USD

Sale

17,695

167.7692 USD

Sale

28,328

167.5913 USD

Sale

114,375

167.2357 USD

Sale

251,227

167.7000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit
SWAP Long

108,000

167.7000 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

200

110 USD

American 15 Jan 2021

57.2500 USD

Call Option Purchasing

100

160 USD

American 20 Mar 2020

6.0000 USD

Call Option Purchasing

200

165 USD

American 20 Mar 2020

1.4500 USD

Call Option Purchasing

600

180 USD

American 15 May 2020

3.7883 USD

Call Option Purchasing

300

190 USD

American 20 Mar 2020

0.0100 USD

Call Option Purchasing

1,200

190 USD

American 15 May 2020

1.3900 USD

Call Option Purchasing

300

195 USD

American 20 Mar 2020

0.0500 USD

Call Option Purchasing

100

210 USD

American 20 Mar 2020

0.4900 USD

Call Option Purchasing

200

235 USD

American 29 Jan 2016

0.9500 USD

Call Option Purchasing

100

240 USD

American 20 Mar 2020

0.0500 USD

Call Option Purchasing

1,600

280 USD

American 29 Jan 2016

0.0500 USD

Call Option Purchasing

2,000

338 USD

American 15 Jan 2016

0.1500 USD

Call Option Purchasing

65

USD

0.0500 USD

Call Option Selling

100

170 USD

American 27 Mar 2020

5.5000 USD

Call Option Selling

6,700

180 USD

American 20 Mar 2020

0.1000 USD

Call Option Selling

5,800

185 USD

American 20 Mar 2020

0.1000 USD

Call Option Selling

2,100

188 USD

American 20 Mar 2020

1.1000 USD

Call Option Selling

7,500

200 USD

American 20 Mar 2020

0.0100 USD

Call Option Selling

200

200 USD

American 15 Jan 2021

3.7500 USD

Call Option Selling

1,400

203 USD

American 20 Mar 2020

0.2000 USD

Call Option Selling

1,500

220 USD

American 20 Mar 2020

0.0100 USD

Call Option Selling

600

245 USD

American 18 Dec 2015

0.3000 USD

Call Option Selling

287

USD

18.3000 USD

Put Option Purchasing

4,900

115 USD

American 20 Mar 2020

0.0700 USD

Put Option Purchasing

200

130 USD

American 20 Mar 2020

1.0000 USD

Put Option Purchasing

200

135 USD

American 20 Mar 2020

4.7500 USD

Put Option Purchasing

66,500

140 USD

American 20 Mar 2020

0.1000 USD

Put Option Purchasing

7,100

145 USD

American 20 Mar 2020

0.0100 USD

Put Option Purchasing

51,800

150 USD

American 20 Mar 2020

0.0100 USD

Put Option Purchasing

200

155 USD

American 20 Mar 2020

0.0200 USD

Put Option Purchasing

13,300

160 USD

American 20 Mar 2020

0.2500 USD

Put Option Purchasing

2,700

170 USD

American 20 Mar 2020

0.4000 USD

Put Option Purchasing

25,700

180 USD

American 20 Mar 2020

8.8400 USD

Put Option Purchasing

8,200

185 USD

American 20 Mar 2020

15.0000 USD

Put Option Purchasing

400

200 USD

American 20 Mar 2020

26.6500 USD

Put Option Selling

800

90 USD

American 15 May 2020

1.2875 USD

Put Option Selling

100

125 USD

American 15 Jan 2021

7.5000 USD

Put Option Selling

8,400

140 USD

American 20 Mar 2020

0.1000 USD

Put Option Selling

600

150 USD

American 15 May 2020

6.1550 USD

Put Option Selling

66,500

160 USD

American 20 Mar 2020

0.2500 USD

Put Option Selling

20,000

165 USD

American 20 Mar 2020

0.2500 USD

Put Option Selling

100

165 USD

American 27 Mar 2020

4.1400 USD

Put Option Selling

17,100

175 USD

American 20 Mar 2020

5.5000 USD

Put Option Selling

700

190 USD

American 20 Mar 2020

20.0700 USD

Put Option Selling

1,800

195 USD

American 20 Mar 2020

21.7500 USD

Put Option Selling

3,200

238 USD

American 15 Jan 2016

0.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

2,700

100.0000

American

May 15, 2020

Put Options

Written

600

95.0000

American

Jan 15, 2021

Call Options

Purchased

300

190.0000

American

Mar 27, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Mar 27, 2020

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Put Options

Purchased

-200

120.0000

American

Jan 21, 2022

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

6,500

175.0000

American

May 15, 2020

Call Options

Purchased

100

197.5000

American

Apr 24, 2020

Put Options

Written

100

140.0000

American

Aug 21, 2020

Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

18,200

150.0000

American

May 15, 2020

Put Options

Written

10,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Jan 21, 2022

Put Options

Purchased

-200

162.5000

American

Mar 27, 2020

Put Options

Purchased

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Purchased

300

235.0000

American

Jan 15, 2021

Call Options

Purchased

300

210.0000

American

May 15, 2020

Call Options

Purchased

7,000

180.0000

American

May 15, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

1,200

180.0000

American

Aug 21, 2020

Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021

Call Options

Purchased

3,100

190.0000

American

May 15, 2020

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Purchased

-200

100.0000

American

Jan 21, 2022

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Put Options

Purchased

-100

160.0000

American

Mar 27, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-100

197.5000

American

Apr 3, 2020

Put Options

Purchased

-300

135.0000

American

Jan 15, 2021

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

800

220.0000

American

Jan 21, 2022

Call Options

Purchased

200

207.5000

American

Apr 9, 2020

Put Options

Written

500

160.0000

American

May 15, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

200

110.0000

American

Jan 15, 2021

Call Options

Purchased

300

155.0000

American

Jun 19, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

190.0000

American

May 15, 2020

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

100

225.0000

American

Jan 15, 2021

Put Options

Written

400

145.0000

American

Jun 19, 2020

Put Options

Written

1,900

90.0000

American

May 15, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Apr 17, 2020

Call Options

Purchased

400

180.0000

American

Jun 19, 2020

Call Options

Written

-100

170.0000

American

Mar 27, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options

Written

3,800

180.0000

American

May 15, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

202.5000

American

Mar 27, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Purchased

200

172.5000

American

Mar 27, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Purchased

-100

175.0000

American

Apr 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-700

185.0000

American

Aug 21, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Jan 21, 2022

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

1,400

155.0000

American

Apr 17, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

100

100.0000

American

Apr 17, 2020

Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

Mar 27, 2020

Put Options

Written

900

175.0000

American

Jun 19, 2020

Put Options

Written

200

150.0000

American

Apr 17, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Purchased

-600

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 21, 2022

Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

200.0000

American

May 15, 2020

Put Options

Purchased

-400

180.0000

American

Apr 17, 2020

Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

170.0000

American

May 15, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-10,800

185.0000

American

May 15, 2020

Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Apr 17, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Written

23,200

160.0000

American

Apr 17, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Call Options

Purchased

400

160.0000

American

Apr 17, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options

Purchased

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

700

175.0000

American

Apr 17, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Written

-100

130.0000

American

Jan 21, 2022

Call Options

Written

-1,000

205.0000

American

Jan 15, 2021

Put Options

Purchased

-100

110.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

180.0000

American

Mar 27, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200326005372/en/

Contacts

BARCLAYS PLC