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Form 8.3 - ALLERGAN PLC - AMENDMENT

 

FORM 8.3 - Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing14 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
LongShort
Number(%)Number(%)

(1)

Relevant securities

4,208,524

1.28%

3,142,473

0.96%

 

(2)

Derivatives (other than options):

3,929,982

1.20%

2,521,893

0.77%

 

(3)

Options and agreements to
purchase/sell:

814,100

0.25%

497,000

0.15%

 
TOTAL:

8,952,605

2.73%

6,161,366

1.88%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

191.0900 USD

Purchase

5

192.5720 USD

Purchase

6

192.3500 USD

Purchase

38

191.8650 USD

Purchase

40

191.9400 USD

Purchase

83

191.8260 USD

Purchase

85

192.4700 USD

Purchase

87

191.9000 USD

Purchase

100

192.2400 USD

Purchase

100

192.4800 USD

Purchase

100

192.3950 USD

Purchase

100

192.3700 USD

Purchase

100

192.2850 USD

Purchase

100

192.0600 USD

Purchase

104

192.2710 USD

Purchase

136

191.7470 USD

Purchase

165

191.8349 USD

Purchase

174

191.7675 USD

Purchase

200

192.5550 USD

Purchase

200

191.8850 USD

Purchase

200

192.5750 USD

Purchase

200

192.4150 USD

Purchase

200

191.9625 USD

Purchase

200

191.8400 USD

Purchase

231

192.3132 USD

Purchase

234

192.0507 USD

Purchase

300

192.3466 USD

Purchase

316

191.6040 USD

Purchase

416

192.3339 USD

Purchase

517

192.1058 USD

Purchase

566

192.5894 USD

Purchase

597

192.1710 USD

Purchase

600

191.4367 USD

Purchase

618

192.2820 USD

Purchase

802

192.2692 USD

Purchase

977

191.8214 USD

Purchase

1,333

192.0833 USD

Purchase

1,337

192.5376 USD

Purchase

1,360

191.9235 USD

Purchase

1,370

191.6664 USD

Purchase

1,673

192.3505 USD

Purchase

1,788

191.8028 USD

Purchase

1,874

192.4200 USD

Purchase

2,700

192.3277 USD

Purchase

3,158

191.9768 USD

Purchase

3,200

192.1367 USD

Purchase

3,426

191.6487 USD

Purchase

3,450

192.2035 USD

Purchase

3,900

191.9835 USD

Purchase

4,100

191.8746 USD

Purchase

4,691

192.2586 USD

Purchase

4,947

192.3701 USD

Purchase

5,321

191.8487 USD

Purchase

5,498

191.9834 USD

Purchase

5,607

191.8218 USD

Purchase

5,704

192.1377 USD

Purchase

6,045

191.9499 USD

Purchase

6,750

192.3110 USD

Purchase

6,990

191.8033 USD

Purchase

8,458

192.0043 USD

Purchase

9,400

192.0987 USD

Purchase

19,069

192.1300 USD

Purchase

19,609

191.7606 USD

Purchase

20,000

192.3141 USD

Purchase

21,002

191.6947 USD

Purchase

22,500

191.7087 USD

Purchase

23,321

191.8636 USD

Purchase

24,327

191.5767 USD

Purchase

26,012

192.5400 USD

Purchase

28,500

191.8533 USD

Purchase

28,632

192.2995 USD

Purchase

35,525

192.2872 USD

Purchase

47,338

192.2674 USD

Purchase

105,341

192.2492 USD

Sale

1

191.0900 USD

Sale

6

192.3500 USD

Sale

17

192.4300 USD

Sale

38

191.8650 USD

Sale

100

192.3000 USD

Sale

100

192.3200 USD

Sale

100

192.3700 USD

Sale

100

191.3950 USD

Sale

100

191.3000 USD

Sale

100

192.4100 USD

Sale

100

191.8300 USD

Sale

100

192.2700 USD

Sale

100

192.2200 USD

Sale

100

192.4800 USD

Sale

100

192.4200 USD

Sale

100

191.8000 USD

Sale

104

192.2710 USD

Sale

174

192.5587 USD

Sale

200

191.8850 USD

Sale

200

192.1700 USD

Sale

200

192.4000 USD

Sale

200

192.3525 USD

Sale

200

192.4450 USD

Sale

217

192.3668 USD

Sale

219

191.4395 USD

Sale

250

191.7464 USD

Sale

286

192.1099 USD

Sale

300

192.3933 USD

Sale

345

192.3400 USD

Sale

369

191.7441 USD

Sale

400

191.6500 USD

Sale

400

192.3562 USD

Sale

476

192.2671 USD

Sale

566

192.5894 USD

Sale

600

191.4366 USD

Sale

600

192.3950 USD

Sale

700

191.5071 USD

Sale

786

191.4992 USD

Sale

900

191.9133 USD

Sale

928

192.6314 USD

Sale

983

192.4635 USD

Sale

1,487

192.6254 USD

Sale

2,200

192.2435 USD

Sale

2,600

191.8857 USD

Sale

3,456

192.1414 USD

Sale

4,056

192.3487 USD

Sale

4,600

192.3536 USD

Sale

7,200

191.6539 USD

Sale

7,836

191.6978 USD

Sale

7,900

192.2877 USD

Sale

11,310

191.2233 USD

Sale

11,751

192.0409 USD

Sale

17,600

191.8129 USD

Sale

23,871

192.5184 USD

Sale

24,552

192.5400 USD

Sale

36,838

192.2900 USD

Sale

53,859

192.2063 USD

Sale

90,000

192.2117 USD

Sale

104,071

191.6981 USD

Sale

105,341

192.2492 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

10,000

191.9660 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing,ofpricedatemoney
selling,securitiespaid/
varying etcto whichreceived
option
relates

Call Option

Purchasing

300

185 USD

American

21 Feb 2020

9.0900 USD

Call Option

Purchasing

100

190 USD

American

17 Jan 2020

1.6500 USD

Call Option

Selling

100

195 USD

American

17 Jan 2020

0.3200 USD

Put Option

Purchasing

300

165 USD

American

21 Feb 2020

0.9000 USD

Put Option

Selling

300

185 USD

American

21 Feb 2020

3.4900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchasedrelevant securitiespricedate
to which the option
or derivative
relates

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

300

192.5000

American

Jan 31, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

190.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

300

175.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased