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Form 8.3 - Avast Plc - Amendment

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LONDON, July 27, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVAST PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

23 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

10p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

13,586,662

1.32%

11,922,000

1.16%

(2)

Cash-settled derivatives:

725,910

0.07%

10,697,672

1.04%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

14,312,572

1.39%

22,619,672

2.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

10p ordinary

Purchase

246

5.7720 GBP

10p ordinary

Purchase

498

5.7946 GBP

10p ordinary

Purchase

741

5.7840 GBP

10p ordinary

Purchase

1,001

5.7538 GBP

10p ordinary

Purchase

1,257

5.7631 GBP

10p ordinary

Purchase

2,150

5.7560 GBP

10p ordinary

Purchase

3,217

5.7500 GBP

10p ordinary

Purchase

4,402

5.7550 GBP

10p ordinary

Purchase

6,946

5.7766 GBP

10p ordinary

Purchase

11,771

5.7565 GBP

10p ordinary

Purchase

13,848

5.7773 GBP

10p ordinary

Purchase

15,271

5.7797 GBP

10p ordinary

Purchase

21,368

5.7618 GBP

10p ordinary

Purchase

41,807

5.7833 GBP

10p ordinary

Purchase

52,675

5.7601 GBP

10p ordinary

Purchase

98,321

172.1508 CZK

10p ordinary

Purchase

190,302

5.7860 GBP

10p ordinary

Purchase

329,378

5.7667 GBP

10p ordinary

Sale

3

5.7646 GBP

10p ordinary

Sale

63

5.8220 GBP

10p ordinary

Sale

64

5.7680 GBP

10p ordinary

Sale

69

5.7880 GBP

10p ordinary

Sale

150

5.7516 GBP

10p ordinary

Sale

246

5.7720 GBP

10p ordinary

Sale

741

5.7840 GBP

10p ordinary

Sale

845

5.7722 GBP

10p ordinary

Sale

1,590

5.7505 GBP

10p ordinary

Sale

3,083

172.0196 CZK

10p ordinary

Sale

3,217

5.7500 GBP

10p ordinary

Sale

4,000

5.7588 GBP

10p ordinary

Sale

4,947

5.7568 GBP

10p ordinary

Sale

5,843

5.7681 GBP

10p ordinary

Sale

6,170

5.7560 GBP

10p ordinary

Sale

6,917

5.7683 GBP

10p ordinary

Sale

10,130

5.7691 GBP

10p ordinary

Sale

11,000

5.7596 GBP

10p ordinary

Sale

19,858

5.7623 GBP

10p ordinary

Sale

21,634

5.7673 GBP

10p ordinary

Sale

57,350

5.7860 GBP

10p ordinary

Sale

136,681

5.7615 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

10p ordinary

SWAP

Long

150

5.7516 GBP

10p ordinary

CFD

Long

555

172.8789 CZK

10p ordinary

SWAP

Long

971

5.7663 GBP

10p ordinary

CFD

Long

2,158

5.7855 GBP

10p ordinary

CFD

Long

2,528

171.6729 CZK

10p ordinary

SWAP

Long

4,000

5.7588 GBP

10p ordinary

SWAP

Long

5,433

5.7560 GBP

10p ordinary

SWAP

Long

5,843

5.7681 GBP

10p ordinary

SWAP

Long

6,917

5.7683 GBP

10p ordinary

CFD

Long

34,508

5.7551 GBP

10p ordinary

SWAP

Long

64,317

5.7536 GBP

10p ordinary

CFD

Long

98,320

5.7696 GBP

10p ordinary

CFD

Long

320,000

173.0750 CZK

10p ordinary

CFD

Short

9

5.8055 GBP

10p ordinary

CFD

Short

554

5.7704 GBP

10p ordinary

SWAP

Short

859

5.7809 GBP

10p ordinary

SWAP

Short

2,204

5.7622 GBP

10p ordinary

SWAP

Short

2,600

5.7560 GBP

10p ordinary

SWAP

Short

5,678

5.7860 GBP

10p ordinary

SWAP

Short

6,946

5.7766 GBP

10p ordinary

SWAP

Short

9,593

5.7759 GBP

10p ordinary

CFD

Short

27,482

5.7602 GBP

10p ordinary

SWAP

Short

70,057

5.7712 GBP

10p ordinary

SWAP

Short

90,865

5.7619 GBP

10p ordinary

CFD

Short

98,321

172.2713 CZK

10p ordinary

CFD

Short

187,423

5.7860 GBP

10p ordinary

SWAP

Short

223,625

5.7656 GBP

10p ordinary

CFD

Short

320,000

5.7851 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVAST PLC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

10p ordinary

Call Options

Purchased

231,733

4.9967

European

13 Aug 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210727005719/en/

Contacts

BARCLAYS PLC