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Form 8.3 - DRAFTKINGS INC

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LONDON, September 23, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

522,479

0.13%

591,857

0.15%

(2)

Cash-settled derivatives:

102,783,788

25.48%

41,892,230

10.38%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,087,485

0.52%

1,210,411

0.30%

TOTAL:

105,393,752

26.12%

43,694,498

10.83%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

442,000

0.11%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

442,000

0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

6

52.3500 USD

USD 0.0001 class A common

Purchase

10

53.0000 USD

USD 0.0001 class A common

Purchase

20

52.8800 USD

USD 0.0001 class A common

Purchase

48

52.8152 USD

USD 0.0001 class A common

Purchase

100

52.8300 USD

USD 0.0001 class A common

Purchase

100

52.3400 USD

USD 0.0001 class A common

Purchase

100

52.8100 USD

USD 0.0001 class A common

Purchase

100

52.3800 USD

USD 0.0001 class A common

Purchase

100

52.0600 USD

USD 0.0001 class A common

Purchase

143

52.2507 USD

USD 0.0001 class A common

Purchase

200

52.7525 USD

USD 0.0001 class A common

Purchase

200

52.9700 USD

USD 0.0001 class A common

Purchase

300

52.4700 USD

USD 0.0001 class A common

Purchase

300

52.7733 USD

USD 0.0001 class A common

Purchase

300

52.7800 USD

USD 0.0001 class A common

Purchase

303

52.9355 USD

USD 0.0001 class A common

Purchase

304

52.7827 USD

USD 0.0001 class A common

Purchase

314

52.7896 USD

USD 0.0001 class A common

Purchase

353

52.6300 USD

USD 0.0001 class A common

Purchase

484

52.8691 USD

USD 0.0001 class A common

Purchase

494

52.8572 USD

USD 0.0001 class A common

Purchase

497

52.6500 USD

USD 0.0001 class A common

Purchase

499

52.7533 USD

USD 0.0001 class A common

Purchase

502

52.7579 USD

USD 0.0001 class A common

Purchase

546

52.9011 USD

USD 0.0001 class A common

Purchase

569

52.8970 USD

USD 0.0001 class A common

Purchase

600

52.7425 USD

USD 0.0001 class A common

Purchase

641

52.8900 USD

USD 0.0001 class A common

Purchase

680

52.8494 USD

USD 0.0001 class A common

Purchase

700

52.5700 USD

USD 0.0001 class A common

Purchase

716

52.6341 USD

USD 0.0001 class A common

Purchase

786

52.8580 USD

USD 0.0001 class A common

Purchase

789

52.8092 USD

USD 0.0001 class A common

Purchase

832

52.8667 USD

USD 0.0001 class A common

Purchase

1,183

52.6685 USD

USD 0.0001 class A common

Purchase

2,315

52.7918 USD

USD 0.0001 class A common

Purchase

2,500

53.1000 USD

USD 0.0001 class A common

Purchase

2,583

52.6170 USD

USD 0.0001 class A common

Purchase

2,886

52.8065 USD

USD 0.0001 class A common

Purchase

5,000

53.0479 USD

USD 0.0001 class A common

Purchase

5,011

52.8314 USD

USD 0.0001 class A common

Purchase

5,554

52.4193 USD

USD 0.0001 class A common

Purchase

9,748

52.4137 USD

USD 0.0001 class A common

Purchase

10,000

52.5839 USD

USD 0.0001 class A common

Purchase

10,100

52.1962 USD

USD 0.0001 class A common

Purchase

10,353

52.7232 USD

USD 0.0001 class A common

Purchase

11,955

52.4915 USD

USD 0.0001 class A common

Purchase

12,106

52.4056 USD

USD 0.0001 class A common

Purchase

14,884

52.4500 USD

USD 0.0001 class A common

Purchase

14,958

52.6690 USD

USD 0.0001 class A common

Purchase

19,438

52.4269 USD

USD 0.0001 class A common

Purchase

20,057

52.6496 USD

USD 0.0001 class A common

Purchase

20,616

52.6893 USD

USD 0.0001 class A common

Purchase

31,424

52.5384 USD

USD 0.0001 class A common

Purchase

35,439

52.5268 USD

USD 0.0001 class A common

Purchase

59,859

52.6698 USD

USD 0.0001 class A common

Purchase

129,736

52.6055 USD

USD 0.0001 class A common

Purchase

215,405

52.7476 USD

USD 0.0001 class A common

Sale

10

52.0400 USD

USD 0.0001 class A common

Sale

29

52.3989 USD

USD 0.0001 class A common

Sale

40

52.9150 USD

USD 0.0001 class A common

Sale

41

52.6307 USD

USD 0.0001 class A common

Sale

100

52.5900 USD

USD 0.0001 class A common

Sale

100

52.5050 USD

USD 0.0001 class A common

Sale

100

52.3200 USD

USD 0.0001 class A common

Sale

100

52.2500 USD

USD 0.0001 class A common

Sale

100

51.6300 USD

USD 0.0001 class A common

Sale

100

52.9350 USD

USD 0.0001 class A common

Sale

100

52.9300 USD

USD 0.0001 class A common

Sale

100

52.9100 USD

USD 0.0001 class A common

Sale

100

52.6200 USD

USD 0.0001 class A common

Sale

106

52.9200 USD

USD 0.0001 class A common

Sale

140

52.6946 USD

USD 0.0001 class A common

Sale

150

52.7506 USD

USD 0.0001 class A common

Sale

150

52.9266 USD

USD 0.0001 class A common

Sale

150

52.9330 USD

USD 0.0001 class A common

Sale

150

52.5999 USD

USD 0.0001 class A common

Sale

165

52.9166 USD

USD 0.0001 class A common

Sale

175

52.8437 USD

USD 0.0001 class A common

Sale

200

52.7700 USD

USD 0.0001 class A common

Sale

200

52.7470 USD

USD 0.0001 class A common

Sale

200

52.9450 USD

USD 0.0001 class A common

Sale

200

52.3396 USD

USD 0.0001 class A common

Sale

250

52.4700 USD

USD 0.0001 class A common

Sale

252

52.2176 USD

USD 0.0001 class A common

Sale

300

51.8966 USD

USD 0.0001 class A common

Sale

300

52.4166 USD

USD 0.0001 class A common

Sale

325

52.7629 USD

USD 0.0001 class A common

Sale

490

52.1955 USD

USD 0.0001 class A common

Sale

495

52.4637 USD

USD 0.0001 class A common

Sale

497

52.8731 USD

USD 0.0001 class A common

Sale

500

52.3500 USD

USD 0.0001 class A common

Sale

500

52.4940 USD

USD 0.0001 class A common

Sale

500

52.7060 USD

USD 0.0001 class A common

Sale

542

52.6530 USD

USD 0.0001 class A common

Sale

600

52.1766 USD

USD 0.0001 class A common

Sale

600

52.0900 USD

USD 0.0001 class A common

Sale

600

52.5366 USD

USD 0.0001 class A common

Sale

623

52.6300 USD

USD 0.0001 class A common

Sale

710

52.8509 USD

USD 0.0001 class A common

Sale

752

52.6432 USD

USD 0.0001 class A common

Sale

754

52.7140 USD

USD 0.0001 class A common

Sale

860

52.8124 USD

USD 0.0001 class A common

Sale

861

52.5933 USD

USD 0.0001 class A common

Sale

1,608

52.5725 USD

USD 0.0001 class A common

Sale

1,700

52.8523 USD

USD 0.0001 class A common

Sale

1,871

52.6753 USD

USD 0.0001 class A common

Sale

2,357

52.8590 USD

USD 0.0001 class A common

Sale

2,500

53.1000 USD

USD 0.0001 class A common

Sale

2,779

52.5322 USD

USD 0.0001 class A common

Sale

3,025

52.4912 USD

USD 0.0001 class A common

Sale

3,183

52.6026 USD

USD 0.0001 class A common

Sale

4,171

52.5320 USD

USD 0.0001 class A common

Sale

4,604

53.0585 USD

USD 0.0001 class A common

Sale

5,221

52.8295 USD

USD 0.0001 class A common

Sale

5,763

52.7829 USD

USD 0.0001 class A common

Sale

7,218

52.7711 USD

USD 0.0001 class A common

Sale

7,562

52.8850 USD

USD 0.0001 class A common

Sale

8,117

52.5824 USD

USD 0.0001 class A common

Sale

8,300

52.1879 USD

USD 0.0001 class A common

Sale

8,843

52.7938 USD

USD 0.0001 class A common

Sale

10,706

52.1668 USD

USD 0.0001 class A common

Sale

12,385

52.4962 USD

USD 0.0001 class A common

Sale

15,659

52.5930 USD

USD 0.0001 class A common

Sale

18,706

52.5696 USD

USD 0.0001 class A common

Sale

20,337

52.5674 USD

USD 0.0001 class A common

Sale

21,939

52.7212 USD

USD 0.0001 class A common

Sale

24,246

52.8108 USD

USD 0.0001 class A common

Sale

25,892

52.5711 USD

USD 0.0001 class A common

Sale

37,798

52.4216 USD

USD 0.0001 class A common

Sale

39,976

52.7838 USD

USD 0.0001 class A common

Sale

55,923

52.6034 USD

USD 0.0001 class A common

Sale

56,540

52.5828 USD

USD 0.0001 class A common

Sale

113,077

52.6410 USD

USD 0.0001 class A common

Sale

118,092

52.7479 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-61,085

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

98,071

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

Call Options

Purchased

9,502,950

0.0001

European

5 Aug 2024

Call Options

Purchased

9,502,950

50.4800

European

5 Aug 2024

Call Options

Purchased

20,922,615

0.0001

European

30 Apr 2024

Call Options

Purchased

20,922,615

56.6600

European

30 Apr 2024

Call Options

Purchased

41,892,230

European

30 Apr 2024

Call Options

Written

-41,892,230

European

30 Apr 2024

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210923005467/en/

Contacts

BARCLAYS PLC