U.S. markets open in 7 hours 19 minutes
  • S&P Futures

    4,608.25
    -42.75 (-0.92%)
     
  • Dow Futures

    34,658.00
    -419.00 (-1.19%)
     
  • Nasdaq Futures

    16,318.75
    -72.00 (-0.44%)
     
  • Russell 2000 Futures

    2,204.90
    -35.30 (-1.58%)
     
  • Crude Oil

    67.80
    -2.15 (-3.07%)
     
  • Gold

    1,794.40
    +9.20 (+0.52%)
     
  • Silver

    22.88
    +0.03 (+0.12%)
     
  • EUR/USD

    1.1320
    +0.0027 (+0.24%)
     
  • 10-Yr Bond

    1.5300
    0.0000 (0.00%)
     
  • Vix

    22.96
    -5.66 (-19.78%)
     
  • GBP/USD

    1.3319
    +0.0007 (+0.05%)
     
  • USD/JPY

    113.1700
    -0.4380 (-0.39%)
     
  • BTC-USD

    56,770.51
    -769.31 (-1.34%)
     
  • CMC Crypto 200

    1,434.26
    +5.33 (+0.37%)
     
  • FTSE 100

    7,109.95
    +65.92 (+0.94%)
     
  • Nikkei 225

    27,821.76
    -462.16 (-1.63%)
     

Form 8.3 - DraftKings Inc

  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
·15 min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, October 15, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

14 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

588,247

0.15%

484,572

0.12%

(2)

Cash-settled derivatives:

21,805

0.01%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,735,561

0.67%

1,623,157

0.40%

TOTAL:

3,345,613

0.83%

2,107,729

0.52%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

206,000

0.05%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

206,000

0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

2

50.3100 USD

USD 0.0001 class A common

Purchase

3

51.1800 USD

USD 0.0001 class A common

Purchase

21

49.3600 USD

USD 0.0001 class A common

Purchase

42

50.6800 USD

USD 0.0001 class A common

Purchase

42

50.3700 USD

USD 0.0001 class A common

Purchase

98

50.0000 USD

USD 0.0001 class A common

Purchase

100

49.7150 USD

USD 0.0001 class A common

Purchase

100

49.7800 USD

USD 0.0001 class A common

Purchase

100

49.8100 USD

USD 0.0001 class A common

Purchase

120

50.9958 USD

USD 0.0001 class A common

Purchase

140

50.3528 USD

USD 0.0001 class A common

Purchase

164

49.7226 USD

USD 0.0001 class A common

Purchase

200

50.3050 USD

USD 0.0001 class A common

Purchase

243

50.2900 USD

USD 0.0001 class A common

Purchase

300

49.7208 USD

USD 0.0001 class A common

Purchase

303

49.5207 USD

USD 0.0001 class A common

Purchase

318

51.0282 USD

USD 0.0001 class A common

Purchase

437

50.3205 USD

USD 0.0001 class A common

Purchase

500

50.1520 USD

USD 0.0001 class A common

Purchase

600

49.9416 USD

USD 0.0001 class A common

Purchase

600

50.1800 USD

USD 0.0001 class A common

Purchase

800

50.2075 USD

USD 0.0001 class A common

Purchase

839

50.1300 USD

USD 0.0001 class A common

Purchase

900

50.3717 USD

USD 0.0001 class A common

Purchase

1,210

50.5360 USD

USD 0.0001 class A common

Purchase

1,477

50.2696 USD

USD 0.0001 class A common

Purchase

1,774

49.7385 USD

USD 0.0001 class A common

Purchase

1,929

49.7454 USD

USD 0.0001 class A common

Purchase

2,325

49.9712 USD

USD 0.0001 class A common

Purchase

2,906

49.9179 USD

USD 0.0001 class A common

Purchase

2,954

49.9335 USD

USD 0.0001 class A common

Purchase

3,847

49.8897 USD

USD 0.0001 class A common

Purchase

4,000

50.6781 USD

USD 0.0001 class A common

Purchase

7,287

49.3744 USD

USD 0.0001 class A common

Purchase

7,313

51.1149 USD

USD 0.0001 class A common

Purchase

8,619

49.6200 USD

USD 0.0001 class A common

Purchase

11,712

50.5775 USD

USD 0.0001 class A common

Purchase

11,905

50.6847 USD

USD 0.0001 class A common

Purchase

13,736

50.8961 USD

USD 0.0001 class A common

Purchase

16,000

50.6352 USD

USD 0.0001 class A common

Purchase

16,550

51.0243 USD

USD 0.0001 class A common

Purchase

17,399

50.9115 USD

USD 0.0001 class A common

Purchase

18,332

49.9621 USD

USD 0.0001 class A common

Purchase

22,529

49.9654 USD

USD 0.0001 class A common

Purchase

23,099

50.7397 USD

USD 0.0001 class A common

Purchase

67,378

49.9087 USD

USD 0.0001 class A common

Purchase

114,835

50.6545 USD

USD 0.0001 class A common

Sale

3

51.1800 USD

USD 0.0001 class A common

Sale

4

49.6400 USD

USD 0.0001 class A common

Sale

5

50.4400 USD

USD 0.0001 class A common

Sale

7

50.8500 USD

USD 0.0001 class A common

Sale

12

50.1625 USD

USD 0.0001 class A common

Sale

12

49.7300 USD

USD 0.0001 class A common

Sale

18

49.7900 USD

USD 0.0001 class A common

Sale

18

50.2700 USD

USD 0.0001 class A common

Sale

21

49.3600 USD

USD 0.0001 class A common

Sale

21

49.8457 USD

USD 0.0001 class A common

Sale

24

50.0962 USD

USD 0.0001 class A common

Sale

32

49.6581 USD

USD 0.0001 class A common

Sale

36

49.7250 USD

USD 0.0001 class A common

Sale

42

50.6800 USD

USD 0.0001 class A common

Sale

42

50.3700 USD

USD 0.0001 class A common

Sale

46

50.8934 USD

USD 0.0001 class A common

Sale

48

50.0337 USD

USD 0.0001 class A common

Sale

63

50.0580 USD

USD 0.0001 class A common

Sale

69

50.0126 USD

USD 0.0001 class A common

Sale

90

49.5940 USD

USD 0.0001 class A common

Sale

90

49.6000 USD

USD 0.0001 class A common

Sale

100

50.5900 USD

USD 0.0001 class A common

Sale

108

49.6366 USD

USD 0.0001 class A common

Sale

116

49.9647 USD

USD 0.0001 class A common

Sale

120

50.0042 USD

USD 0.0001 class A common

Sale

129

49.9727 USD

USD 0.0001 class A common

Sale

144

49.6368 USD

USD 0.0001 class A common

Sale

144

49.6387 USD

USD 0.0001 class A common

Sale

146

49.6621 USD

USD 0.0001 class A common

Sale

150

50.9252 USD

USD 0.0001 class A common

Sale

170

50.0728 USD

USD 0.0001 class A common

Sale

202

50.8700 USD

USD 0.0001 class A common

Sale

212

50.9135 USD

USD 0.0001 class A common

Sale

217

49.6723 USD

USD 0.0001 class A common

Sale

234

49.6761 USD

USD 0.0001 class A common

Sale

236

51.1230 USD

USD 0.0001 class A common

Sale

250

50.8860 USD

USD 0.0001 class A common

Sale

257

50.4568 USD

USD 0.0001 class A common

Sale

274

50.6704 USD

USD 0.0001 class A common

Sale

293

50.8534 USD

USD 0.0001 class A common

Sale

299

50.8204 USD

USD 0.0001 class A common

Sale

300

50.6833 USD

USD 0.0001 class A common

Sale

300

50.9100 USD

USD 0.0001 class A common

Sale

306

49.6388 USD

USD 0.0001 class A common

Sale

316

50.2918 USD

USD 0.0001 class A common

Sale

319

50.7000 USD

USD 0.0001 class A common

Sale

369

50.5540 USD

USD 0.0001 class A common

Sale

370

50.8483 USD

USD 0.0001 class A common

Sale

468

50.7818 USD

USD 0.0001 class A common

Sale

500

50.6590 USD

USD 0.0001 class A common

Sale

550

50.7045 USD

USD 0.0001 class A common

Sale

557

50.6980 USD

USD 0.0001 class A common

Sale

703

50.8526 USD

USD 0.0001 class A common

Sale

830

50.9082 USD

USD 0.0001 class A common

Sale

960

50.9270 USD

USD 0.0001 class A common

Sale

1,000

51.0615 USD

USD 0.0001 class A common

Sale

1,110

49.5904 USD

USD 0.0001 class A common

Sale

1,400

50.6682 USD

USD 0.0001 class A common

Sale

1,421

50.2600 USD

USD 0.0001 class A common

Sale

2,027

49.7577 USD

USD 0.0001 class A common

Sale

2,080

50.7109 USD

USD 0.0001 class A common

Sale

2,103

50.6128 USD

USD 0.0001 class A common

Sale

2,377

50.8871 USD

USD 0.0001 class A common

Sale

3,361

50.8757 USD

USD 0.0001 class A common

Sale

3,725

50.8971 USD

USD 0.0001 class A common

Sale

4,528

50.7431 USD

USD 0.0001 class A common

Sale

4,722

50.4890 USD

USD 0.0001 class A common

Sale

4,832

50.5590 USD

USD 0.0001 class A common

Sale

5,804

50.8987 USD

USD 0.0001 class A common

Sale

6,363

51.0883 USD

USD 0.0001 class A common

Sale

6,905

50.7350 USD

USD 0.0001 class A common

Sale

7,014

50.6832 USD

USD 0.0001 class A common

Sale

7,973

49.4235 USD

USD 0.0001 class A common

Sale

8,189

50.7249 USD

USD 0.0001 class A common

Sale

8,600

49.6200 USD

USD 0.0001 class A common

Sale

9,016

50.5369 USD

USD 0.0001 class A common

Sale

11,133

50.6587 USD

USD 0.0001 class A common

Sale

11,164

50.9879 USD

USD 0.0001 class A common

Sale

11,665

50.0993 USD

USD 0.0001 class A common

Sale

11,904

50.0493 USD

USD 0.0001 class A common

Sale

12,396

50.5849 USD

USD 0.0001 class A common

Sale

12,802

50.9053 USD

USD 0.0001 class A common

Sale

13,321

50.5644 USD

USD 0.0001 class A common

Sale

13,983

49.8676 USD

USD 0.0001 class A common

Sale

15,544

50.8283 USD

USD 0.0001 class A common

Sale

71,754

50.7611 USD

USD 0.0001 class A common

Sale

94,320

49.9351 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-55,631

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

188,971

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005296/en/

Contacts

BARCLAYS PLC