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Form 8.3 - DRAFTKINGS INC

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LONDON, October 01, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

30 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

573,888

0.14%

598,586

0.15%

(2)

Cash-settled derivatives:

4,928

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,735,561

0.67%

1,628,611

0.40%

TOTAL:

3,314,377

0.82%

2,227,197

0.55%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

356,000

0.09%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

356,000

0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

8

48.1700 USD

USD 0.0001 class A common

Purchase

10

48.3440 USD

USD 0.0001 class A common

Purchase

10

48.2580 USD

USD 0.0001 class A common

Purchase

12

48.6300 USD

USD 0.0001 class A common

Purchase

14

48.1114 USD

USD 0.0001 class A common

Purchase

21

48.2814 USD

USD 0.0001 class A common

Purchase

26

48.4592 USD

USD 0.0001 class A common

Purchase

41

48.6200 USD

USD 0.0001 class A common

Purchase

44

48.1738 USD

USD 0.0001 class A common

Purchase

49

48.7200 USD

USD 0.0001 class A common

Purchase

52

48.2434 USD

USD 0.0001 class A common

Purchase

58

48.2020 USD

USD 0.0001 class A common

Purchase

64

48.2771 USD

USD 0.0001 class A common

Purchase

90

48.1486 USD

USD 0.0001 class A common

Purchase

194

48.1650 USD

USD 0.0001 class A common

Purchase

200

48.1500 USD

USD 0.0001 class A common

Purchase

202

48.6622 USD

USD 0.0001 class A common

Purchase

208

48.1426 USD

USD 0.0001 class A common

Purchase

296

48.0768 USD

USD 0.0001 class A common

Purchase

297

48.2700 USD

USD 0.0001 class A common

Purchase

300

48.5283 USD

USD 0.0001 class A common

Purchase

300

48.7600 USD

USD 0.0001 class A common

Purchase

399

48.3192 USD

USD 0.0001 class A common

Purchase

400

48.6050 USD

USD 0.0001 class A common

Purchase

462

47.9436 USD

USD 0.0001 class A common

Purchase

477

48.1715 USD

USD 0.0001 class A common

Purchase

557

48.1721 USD

USD 0.0001 class A common

Purchase

561

48.1372 USD

USD 0.0001 class A common

Purchase

570

48.2402 USD

USD 0.0001 class A common

Purchase

600

47.8300 USD

USD 0.0001 class A common

Purchase

641

48.4792 USD

USD 0.0001 class A common

Purchase

676

48.5234 USD

USD 0.0001 class A common

Purchase

700

48.4200 USD

USD 0.0001 class A common

Purchase

925

48.7105 USD

USD 0.0001 class A common

Purchase

1,200

48.4100 USD

USD 0.0001 class A common

Purchase

1,324

48.4600 USD

USD 0.0001 class A common

Purchase

1,413

48.5952 USD

USD 0.0001 class A common

Purchase

1,567

48.2313 USD

USD 0.0001 class A common

Purchase

2,685

48.6367 USD

USD 0.0001 class A common

Purchase

3,011

48.0388 USD

USD 0.0001 class A common

Purchase

3,416

48.2058 USD

USD 0.0001 class A common

Purchase

3,558

47.9710 USD

USD 0.0001 class A common

Purchase

6,446

48.6071 USD

USD 0.0001 class A common

Purchase

8,357

48.0909 USD

USD 0.0001 class A common

Purchase

9,756

48.1622 USD

USD 0.0001 class A common

Purchase

16,802

48.2316 USD

USD 0.0001 class A common

Purchase

17,024

48.1600 USD

USD 0.0001 class A common

Purchase

27,252

48.1573 USD

USD 0.0001 class A common

Purchase

53,465

47.7594 USD

USD 0.0001 class A common

Purchase

70,430

48.3032 USD

USD 0.0001 class A common

Purchase

76,353

48.4635 USD

USD 0.0001 class A common

Purchase

106,777

48.4002 USD

USD 0.0001 class A common

Purchase

127,302

48.1157 USD

USD 0.0001 class A common

Sale

2

48.0900 USD

USD 0.0001 class A common

Sale

4

48.7600 USD

USD 0.0001 class A common

Sale

6

48.1100 USD

USD 0.0001 class A common

Sale

7

48.5500 USD

USD 0.0001 class A common

Sale

8

48.2600 USD

USD 0.0001 class A common

Sale

11

48.5900 USD

USD 0.0001 class A common

Sale

11

48.0236 USD

USD 0.0001 class A common

Sale

15

48.3633 USD

USD 0.0001 class A common

Sale

24

48.3766 USD

USD 0.0001 class A common

Sale

24

48.2083 USD

USD 0.0001 class A common

Sale

32

48.3075 USD

USD 0.0001 class A common

Sale

48

48.4000 USD

USD 0.0001 class A common

Sale

48

48.3058 USD

USD 0.0001 class A common

Sale

57

48.5273 USD

USD 0.0001 class A common

Sale

59

48.7910 USD

USD 0.0001 class A common

Sale

82

48.3600 USD

USD 0.0001 class A common

Sale

100

48.1700 USD

USD 0.0001 class A common

Sale

100

48.6700 USD

USD 0.0001 class A common

Sale

100

47.6900 USD

USD 0.0001 class A common

Sale

100

48.8500 USD

USD 0.0001 class A common

Sale

121

48.6025 USD

USD 0.0001 class A common

Sale

124

48.0574 USD

USD 0.0001 class A common

Sale

183

48.2010 USD

USD 0.0001 class A common

Sale

200

47.8500 USD

USD 0.0001 class A common

Sale

232

47.8657 USD

USD 0.0001 class A common

Sale

300

48.6600 USD

USD 0.0001 class A common

Sale

354

48.3287 USD

USD 0.0001 class A common

Sale

400

47.6712 USD

USD 0.0001 class A common

Sale

400

48.8600 USD

USD 0.0001 class A common

Sale

430

48.6355 USD

USD 0.0001 class A common

Sale

462

47.9436 USD

USD 0.0001 class A common

Sale

477

48.1715 USD

USD 0.0001 class A common

Sale

483

47.8204 USD

USD 0.0001 class A common

Sale

570

48.2402 USD

USD 0.0001 class A common

Sale

651

47.7723 USD

USD 0.0001 class A common

Sale

714

47.7554 USD

USD 0.0001 class A common

Sale

858

48.3275 USD

USD 0.0001 class A common

Sale

959

47.6862 USD

USD 0.0001 class A common

Sale

1,134

47.7728 USD

USD 0.0001 class A common

Sale

1,200

48.4100 USD

USD 0.0001 class A common

Sale

1,324

48.4600 USD

USD 0.0001 class A common

Sale

1,500

48.3453 USD

USD 0.0001 class A common

Sale

1,618

47.7842 USD

USD 0.0001 class A common

Sale

1,619

48.1600 USD

USD 0.0001 class A common

Sale

1,729

47.8041 USD

USD 0.0001 class A common

Sale

1,946

48.4913 USD

USD 0.0001 class A common

Sale

2,100

48.6742 USD

USD 0.0001 class A common

Sale

2,200

48.7331 USD

USD 0.0001 class A common

Sale

2,521

47.7610 USD

USD 0.0001 class A common

Sale

3,622

47.7768 USD

USD 0.0001 class A common

Sale

4,158

47.9506 USD

USD 0.0001 class A common

Sale

4,800

48.4218 USD

USD 0.0001 class A common

Sale

4,998

47.7345 USD

USD 0.0001 class A common

Sale

6,012

47.7563 USD

USD 0.0001 class A common

Sale

8,025

48.0296 USD

USD 0.0001 class A common

Sale

8,818

48.3551 USD

USD 0.0001 class A common

Sale

9,342

47.7650 USD

USD 0.0001 class A common

Sale

10,421

48.3953 USD

USD 0.0001 class A common

Sale

10,520

48.1639 USD

USD 0.0001 class A common

Sale

11,230

48.1574 USD

USD 0.0001 class A common

Sale

18,982

47.7568 USD

USD 0.0001 class A common

Sale

21,590

48.1629 USD

USD 0.0001 class A common

Sale

31,873

48.1431 USD

USD 0.0001 class A common

Sale

56,900

48.4754 USD

USD 0.0001 class A common

Sale

70,635

48.0719 USD

USD 0.0001 class A common

Sale

73,900

48.1607 USD

USD 0.0001 class A common

Sale

147,434

48.4326 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

1 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-61,085

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

188,971

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211001005394/en/

Contacts

BARCLAYS PLC