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Form 8.3 - KAZ MINERALS PLC Amendment

·5 min read

Form 8.3 Amendment to Purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

KAZ MINERALS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

06 January 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

20p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

5,455,318

1.15%

3,797,779

0.80%

(2)

Cash-settled derivatives:

33,042

0.01%

5,214,960

1.10%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

5,488,360

1.16%

9,012,739

1.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

20p ordinary

Purchase

35

6.6800 GBP

20p ordinary

Purchase

413

6.7400 GBP

20p ordinary

Purchase

665

6.8000 GBP

20p ordinary

Purchase

800

6.7769 GBP

20p ordinary

Purchase

1,751

6.7936 GBP

20p ordinary

Purchase

3,147

6.7593 GBP

20p ordinary

Purchase

3,230

6.7909 GBP

20p ordinary

Purchase

6,140

6.7230 GBP

20p ordinary

Purchase

10,000

6.7100 GBP

20p ordinary

Purchase

44,583

6.7931 GBP

20p ordinary

Purchase

139,866

6.7948 GBP

20p ordinary

Purchase

150,000

6.7987 GBP

20p ordinary

Purchase

431,192

6.7971 GBP

20p ordinary

Sale

1,183

6.7234 GBP

20p ordinary

Sale

2,265

6.7765 GBP

20p ordinary

Sale

3,394

6.7982 GBP

20p ordinary

Sale

3,949

6.7911 GBP

20p ordinary

Sale

4,063

6.7940 GBP

20p ordinary

Sale

4,957

6.7230 GBP

20p ordinary

Sale

11,751

6.7225 GBP

20p ordinary

Sale

16,580

6.7933 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

20p ordinary

SWAP

Long

11,874

6.8014 GBP

20p ordinary

SWAP

Long

14,314

6.7845 GBP

20p ordinary

SWAP

Short

685

6.7885 GBP

20p ordinary

SWAP

Short

907

6.7678 GBP

20p ordinary

CFD

Short

5,999

6.7945 GBP

20p ordinary

SWAP

Short

9,044

6.7940 GBP

20p ordinary

CFD

Short

10,157

6.7806 GBP

20p ordinary

SWAP

Short

22,816

6.7936 GBP

20p ordinary

SWAP

Short

139,866

6.7947 GBP

20p ordinary

SWAP

Short

150,000

6.7987 GBP

20p ordinary

SWAP

Short

431,192

6.7971 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

14 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210114005419/en/

Contacts

BARCLAYS PLC