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Form 8.3 - NORTONLIFELOCK INC

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LONDON, January 12, 2022--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

11 Jan 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,326,618

0.23%

532,288

0.09%

(2)

Cash-settled derivatives:

274,830

0.05%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

(4)

TOTAL:

1,601,448

0.28%

2,047,558

0.35%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

8

26.7600 USD

USD 0.01 common

Purchase

8

26.7550 USD

USD 0.01 common

Purchase

10

26.8750 USD

USD 0.01 common

Purchase

16

26.8400 USD

USD 0.01 common

Purchase

16

26.7425 USD

USD 0.01 common

Purchase

16

26.7900 USD

USD 0.01 common

Purchase

24

26.8287 USD

USD 0.01 common

Purchase

31

26.8700 USD

USD 0.01 common

Purchase

31

26.8200 USD

USD 0.01 common

Purchase

57

26.8314 USD

USD 0.01 common

Purchase

69

26.8617 USD

USD 0.01 common

Purchase

108

26.8300 USD

USD 0.01 common

Purchase

116

26.8562 USD

USD 0.01 common

Purchase

119

26.6427 USD

USD 0.01 common

Purchase

150

23.8161 EUR

USD 0.01 common

Purchase

152

26.7040 USD

USD 0.01 common

Purchase

184

26.7101 USD

USD 0.01 common

Purchase

200

26.6650 USD

USD 0.01 common

Purchase

204

26.7500 USD

USD 0.01 common

Purchase

393

26.7630 USD

USD 0.01 common

Purchase

451

26.8558 USD

USD 0.01 common

Purchase

496

26.8680 USD

USD 0.01 common

Purchase

800

26.7237 USD

USD 0.01 common

Purchase

802

26.8011 USD

USD 0.01 common

Purchase

955

26.8803 USD

USD 0.01 common

Purchase

2,500

26.8600 USD

USD 0.01 common

Purchase

3,331

26.8880 USD

USD 0.01 common

Purchase

4,821

26.8895 USD

USD 0.01 common

Purchase

5,214

26.7934 USD

USD 0.01 common

Purchase

5,306

26.8114 USD

USD 0.01 common

Purchase

5,493

26.8131 USD

USD 0.01 common

Purchase

8,382

26.8882 USD

USD 0.01 common

Purchase

8,460

26.8638 USD

USD 0.01 common

Purchase

21,189

26.8660 USD

USD 0.01 common

Purchase

21,904

26.8900 USD

USD 0.01 common

Purchase

35,855

26.7844 USD

USD 0.01 common

Purchase

37,737

26.7742 USD

USD 0.01 common

Sale

4

26.7500 USD

USD 0.01 common

Sale

23

26.8000 USD

USD 0.01 common

Sale

27

26.8625 USD

USD 0.01 common

Sale

31

26.8200 USD

USD 0.01 common

Sale

34

26.8875 USD

USD 0.01 common

Sale

34

26.8750 USD

USD 0.01 common

Sale

44

26.8615 USD

USD 0.01 common

Sale

51

26.8733 USD

USD 0.01 common

Sale

51

26.8633 USD

USD 0.01 common

Sale

68

26.8712 USD

USD 0.01 common

Sale

69

26.8617 USD

USD 0.01 common

Sale

76

26.7040 USD

USD 0.01 common

Sale

83

26.8700 USD

USD 0.01 common

Sale

85

26.8630 USD

USD 0.01 common

Sale

102

26.8650 USD

USD 0.01 common

Sale

150

23.8161 EUR

USD 0.01 common

Sale

200

26.6200 USD

USD 0.01 common

Sale

208

26.7502 USD

USD 0.01 common

Sale

442

26.8490 USD

USD 0.01 common

Sale

445

26.8140 USD

USD 0.01 common

Sale

652

26.8319 USD

USD 0.01 common

Sale

728

26.8159 USD

USD 0.01 common

Sale

2,123

26.8221 USD

USD 0.01 common

Sale

2,188

26.8323 USD

USD 0.01 common

Sale

2,300

26.8817 USD

USD 0.01 common

Sale

2,500

26.8600 USD

USD 0.01 common

Sale

3,147

26.7722 USD

USD 0.01 common

Sale

3,331

26.8880 USD

USD 0.01 common

Sale

3,348

26.8012 USD

USD 0.01 common

Sale

3,511

26.7909 USD

USD 0.01 common

Sale

4,949

26.8089 USD

USD 0.01 common

Sale

5,037

26.7939 USD

USD 0.01 common

Sale

7,100

26.8899 USD

USD 0.01 common

Sale

8,382

26.8882 USD

USD 0.01 common

Sale

21,774

26.8900 USD

USD 0.01 common

Sale

41,290

26.7683 USD

USD 0.01 common

Sale

50,815

26.8266 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220112005525/en/

Contacts

BARCLAYS PLC