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FORM 8.3 - NORTONLIFELOCK INC.

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  • BCS

LONDON, December 03, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

02 December 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,614,180

0.28%

881,843

0.15%

(2)

Cash-settled derivatives:

636,598

0.11%

1,513,168

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

(4)

TOTAL:

2,250,778

0.39%

2,397,111

0.41%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

386,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

386,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

2

24.0700 USD

USD 0.01 common

Purchase

8

24.1700 USD

USD 0.01 common

Purchase

8

24.1900 USD

USD 0.01 common

Purchase

8

24.1600 USD

USD 0.01 common

Purchase

16

24.1650 USD

USD 0.01 common

Purchase

78

23.9543 USD

USD 0.01 common

Purchase

100

23.8600 USD

USD 0.01 common

Purchase

100

23.8050 USD

USD 0.01 common

Purchase

100

24.1640 USD

USD 0.01 common

Purchase

100

24.0400 USD

USD 0.01 common

Purchase

123

24.1875 USD

USD 0.01 common

Purchase

182

24.0767 USD

USD 0.01 common

Purchase

200

23.9775 USD

USD 0.01 common

Purchase

200

24.0950 USD

USD 0.01 common

Purchase

200

24.0120 USD

USD 0.01 common

Purchase

280

23.8000 USD

USD 0.01 common

Purchase

300

24.2083 USD

USD 0.01 common

Purchase

385

23.9200 USD

USD 0.01 common

Purchase

400

24.0424 USD

USD 0.01 common

Purchase

632

24.0963 USD

USD 0.01 common

Purchase

820

24.1020 USD

USD 0.01 common

Purchase

997

24.0381 USD

USD 0.01 common

Purchase

1,208

23.9990 USD

USD 0.01 common

Purchase

1,729

23.9824 USD

USD 0.01 common

Purchase

1,956

23.9694 USD

USD 0.01 common

Purchase

3,619

24.0384 USD

USD 0.01 common

Purchase

5,794

23.9248 USD

USD 0.01 common

Purchase

6,851

23.9243 USD

USD 0.01 common

Purchase

10,026

24.0896 USD

USD 0.01 common

Purchase

11,401

24.0531 USD

USD 0.01 common

Purchase

12,091

24.0390 USD

USD 0.01 common

Purchase

17,176

24.0183 USD

USD 0.01 common

Purchase

20,526

24.0718 USD

USD 0.01 common

Purchase

32,213

24.0900 USD

USD 0.01 common

Purchase

53,934

24.1421 USD

USD 0.01 common

Purchase

77,041

23.9422 USD

USD 0.01 common

Sale

1

23.7700 USD

USD 0.01 common

Sale

100

23.8050 USD

USD 0.01 common

Sale

100

24.1414 USD

USD 0.01 common

Sale

100

23.9800 USD

USD 0.01 common

Sale

100

24.1800 USD

USD 0.01 common

Sale

152

24.2400 USD

USD 0.01 common

Sale

200

24.0120 USD

USD 0.01 common

Sale

200

24.0650 USD

USD 0.01 common

Sale

297

24.0305 USD

USD 0.01 common

Sale

299

24.0531 USD

USD 0.01 common

Sale

300

24.1433 USD

USD 0.01 common

Sale

356

24.1118 USD

USD 0.01 common

Sale

400

24.2250 USD

USD 0.01 common

Sale

504

24.2244 USD

USD 0.01 common

Sale

549

23.9753 USD

USD 0.01 common

Sale

800

23.9562 USD

USD 0.01 common

Sale

907

23.9784 USD

USD 0.01 common

Sale

1,000

24.0020 USD

USD 0.01 common

Sale

1,242

24.0371 USD

USD 0.01 common

Sale

1,314

23.8948 USD

USD 0.01 common

Sale

1,376

23.9495 USD

USD 0.01 common

Sale

1,600

23.9881 USD

USD 0.01 common

Sale

1,708

23.9944 USD

USD 0.01 common

Sale

1,749

24.1516 USD

USD 0.01 common

Sale

1,900

23.9731 USD

USD 0.01 common

Sale

2,896

24.1931 USD

USD 0.01 common

Sale

4,870

23.9976 USD

USD 0.01 common

Sale

6,713

24.0940 USD

USD 0.01 common

Sale

8,763

24.0057 USD

USD 0.01 common

Sale

10,025

24.0896 USD

USD 0.01 common

Sale

11,585

24.0935 USD

USD 0.01 common

Sale

12,890

24.0563 USD

USD 0.01 common

Sale

14,665

24.1662 USD

USD 0.01 common

Sale

34,391

24.1251 USD

USD 0.01 common

Sale

36,701

24.0900 USD

USD 0.01 common

Sale

94,556

23.9416 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

3 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211203005233/en/

Contacts

BARCLAYS PLC