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Form 8.3 - NortonLifeLock Inc.

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LONDON, January 11, 2022--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

10 January 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,338,783

0.23%

543,248

0.09%

(2)

Cash-settled derivatives:

274,830

0.05%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,613,613

0.28%

2,058,518

0.35%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

35

26.7880 USD

USD 0.01 common

Purchase

36

26.8200 USD

USD 0.01 common

Purchase

44

26.8565 USD

USD 0.01 common

Purchase

56

26.6900 USD

USD 0.01 common

Purchase

63

26.7688 USD

USD 0.01 common

Purchase

70

26.7340 USD

USD 0.01 common

Purchase

70

26.6925 USD

USD 0.01 common

Purchase

84

26.7283 USD

USD 0.01 common

Purchase

100

26.7700 USD

USD 0.01 common

Purchase

101

26.7420 USD

USD 0.01 common

Purchase

126

26.7183 USD

USD 0.01 common

Purchase

133

26.7063 USD

USD 0.01 common

Purchase

144

26.8530 USD

USD 0.01 common

Purchase

146

26.7485 USD

USD 0.01 common

Purchase

152

26.8596 USD

USD 0.01 common

Purchase

200

26.8650 USD

USD 0.01 common

Purchase

252

26.8518 USD

USD 0.01 common

Purchase

290

26.8682 USD

USD 0.01 common

Purchase

318

26.8335 USD

USD 0.01 common

Purchase

336

26.8598 USD

USD 0.01 common

Purchase

400

26.8000 USD

USD 0.01 common

Purchase

441

26.8531 USD

USD 0.01 common

Purchase

570

26.8147 USD

USD 0.01 common

Purchase

594

26.6131 USD

USD 0.01 common

Purchase

965

26.8625 USD

USD 0.01 common

Purchase

1,000

26.5175 USD

USD 0.01 common

Purchase

1,000

26.7780 USD

USD 0.01 common

Purchase

1,403

26.7980 USD

USD 0.01 common

Purchase

2,010

26.5854 USD

USD 0.01 common

Purchase

2,083

26.8251 USD

USD 0.01 common

Purchase

4,297

26.6244 USD

USD 0.01 common

Purchase

4,755

26.6208 USD

USD 0.01 common

Purchase

7,887

26.8501 USD

USD 0.01 common

Purchase

15,549

26.8500 USD

USD 0.01 common

Purchase

16,389

26.7342 USD

USD 0.01 common

Purchase

19,776

26.7015 USD

USD 0.01 common

Purchase

31,567

26.6816 USD

USD 0.01 common

Purchase

42,349

26.8483 USD

USD 0.01 common

Purchase

105,146

26.6984 USD

USD 0.01 common

Sale

4

26.5300 USD

USD 0.01 common

Sale

28

26.7850 USD

USD 0.01 common

Sale

28

26.8250 USD

USD 0.01 common

Sale

28

26.8050 USD

USD 0.01 common

Sale

42

26.8066 USD

USD 0.01 common

Sale

56

26.8062 USD

USD 0.01 common

Sale

56

26.8112 USD

USD 0.01 common

Sale

60

26.5100 USD

USD 0.01 common

Sale

87

27.0000 USD

USD 0.01 common

Sale

100

26.8200 USD

USD 0.01 common

Sale

100

26.6650 USD

USD 0.01 common

Sale

117

26.6850 USD

USD 0.01 common

Sale

156

26.8350 USD

USD 0.01 common

Sale

200

26.7700 USD

USD 0.01 common

Sale

200

26.8275 USD

USD 0.01 common

Sale

221

26.8323 USD

USD 0.01 common

Sale

246

26.6784 USD

USD 0.01 common

Sale

252

26.8272 USD

USD 0.01 common

Sale

300

26.8150 USD

USD 0.01 common

Sale

317

26.5897 USD

USD 0.01 common

Sale

500

26.5150 USD

USD 0.01 common

Sale

500

26.5200 USD

USD 0.01 common

Sale

500

26.8000 USD

USD 0.01 common

Sale

509

26.7800 USD

USD 0.01 common

Sale

1,540

26.8100 USD

USD 0.01 common

Sale

1,557

26.7111 USD

USD 0.01 common

Sale

2,557

26.7776 USD

USD 0.01 common

Sale

3,007

26.8147 USD

USD 0.01 common

Sale

3,069

26.8478 USD

USD 0.01 common

Sale

3,973

26.8497 USD

USD 0.01 common

Sale

4,301

26.6243 USD

USD 0.01 common

Sale

7,301

26.6911 USD

USD 0.01 common

Sale

10,448

26.6967 USD

USD 0.01 common

Sale

11,224

26.6596 USD

USD 0.01 common

Sale

11,265

26.8519 USD

USD 0.01 common

Sale

13,180

26.7175 USD

USD 0.01 common

Sale

15,694

26.8500 USD

USD 0.01 common

Sale

15,779

26.6793 USD

USD 0.01 common

Sale

32,807

26.6647 USD

USD 0.01 common

Sale

41,445

26.8457 USD

USD 0.01 common

Sale

78,717

26.6998 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220111005686/en/

Contacts

BARCLAYS PLC