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Form 8.3 - NORTONLIFELOCK INC AMENDMENT

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LONDON, July 28, 2021--(BUSINESS WIRE)--

FORM 8.3 Amendment to Purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

26 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,869,118

0.32%

303,489

0.05%

(2)

Cash-settled derivatives:

140,739

0.02%

1,279,498

0.22%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,010,357

0.35%

1,585,087

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

129,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

129,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

14

25.6850 USD

USD 0.01 common

Purchase

28

25.6900 USD

USD 0.01 common

Purchase

28

25.6775 USD

USD 0.01 common

Purchase

29

25.6500 USD

USD 0.01 common

Purchase

35

25.6790 USD

USD 0.01 common

Purchase

35

25.6700 USD

USD 0.01 common

Purchase

100

25.6550 USD

USD 0.01 common

Purchase

100

25.6650 USD

USD 0.01 common

Purchase

177

25.6585 USD

USD 0.01 common

Purchase

209

25.6747 USD

USD 0.01 common

Purchase

294

25.6750 USD

USD 0.01 common

Purchase

301

25.8450 USD

USD 0.01 common

Purchase

393

25.8000 USD

USD 0.01 common

Purchase

500

25.8010 USD

USD 0.01 common

Purchase

1,235

25.6937 USD

USD 0.01 common

Purchase

1,266

25.7132 USD

USD 0.01 common

Purchase

1,763

25.7641 USD

USD 0.01 common

Purchase

1,825

25.6617 USD

USD 0.01 common

Purchase

2,970

25.7140 USD

USD 0.01 common

Purchase

3,877

25.6793 USD

USD 0.01 common

Purchase

4,339

25.7098 USD

USD 0.01 common

Purchase

4,974

25.7582 USD

USD 0.01 common

Purchase

8,509

25.7556 USD

USD 0.01 common

Purchase

8,752

25.7624 USD

USD 0.01 common

Purchase

9,519

25.7689 USD

USD 0.01 common

Purchase

9,599

25.8447 USD

USD 0.01 common

Purchase

11,029

25.7314 USD

USD 0.01 common

Purchase

12,455

25.7849 USD

USD 0.01 common

Purchase

28,562

25.7082 USD

USD 0.01 common

Purchase

41,119

25.6797 USD

USD 0.01 common

Purchase

112,309

25.6800 USD

USD 0.01 common

Sale

100

25.6500 USD

USD 0.01 common

Sale

117

25.7950 USD

USD 0.01 common

Sale

200

25.8700 USD

USD 0.01 common

Sale

214

25.6840 USD

USD 0.01 common

Sale

336

25.7450 USD

USD 0.01 common

Sale

400

25.8337 USD

USD 0.01 common

Sale

499

25.6978 USD

USD 0.01 common

Sale

500

25.6725 USD

USD 0.01 common

Sale

501

25.8450 USD

USD 0.01 common

Sale

686

25.7775 USD

USD 0.01 common

Sale

800

25.8531 USD

USD 0.01 common

Sale

905

25.8421 USD

USD 0.01 common

Sale

1,001

25.8415 USD

USD 0.01 common

Sale

1,060

25.8148 USD

USD 0.01 common

Sale

1,120

25.8016 USD

USD 0.01 common

Sale

1,138

25.7768 USD

USD 0.01 common

Sale

1,194

25.8308 USD

USD 0.01 common

Sale

1,266

25.8320 USD

USD 0.01 common

Sale

1,625

25.7788 USD

USD 0.01 common

Sale

1,648

25.8013 USD

USD 0.01 common

Sale

1,818

25.7921 USD

USD 0.01 common

Sale

2,789

25.7826 USD

USD 0.01 common

Sale

3,666

25.8000 USD

USD 0.01 common

Sale

3,834

25.7217 USD

USD 0.01 common

Sale

4,445

25.6785 USD

USD 0.01 common

Sale

7,121

25.7780 USD

USD 0.01 common

Sale

7,680

25.7636 USD

USD 0.01 common

Sale

9,248

25.7823 USD

USD 0.01 common

Sale

17,059

25.7182 USD

USD 0.01 common

Sale

34,667

25.7099 USD

USD 0.01 common

Sale

47,202

25.6902 USD

USD 0.01 common

Sale

106,241

25.6800 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210728005757/en/

Contacts

BARCLAYS PLC