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Form 8.3 - NortonLifeLock Inc - Amendment.

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LONDON, December 02, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

30 November 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,757,285

0.30%

901,882

0.16%

(2)

Cash-settled derivatives:

656,716

0.11%

3,023,718

0.52%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

2,414,001

0.41%

3,927,700

0.68%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

386,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

386,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

3

24.8200 USD

USD 0.01 common

Purchase

3

24.8600 USD

USD 0.01 common

Purchase

6

25.0066 USD

USD 0.01 common

Purchase

10

24.9150 USD

USD 0.01 common

Purchase

10

24.9345 USD

USD 0.01 common

Purchase

10

24.8875 USD

USD 0.01 common

Purchase

14

24.9500 USD

USD 0.01 common

Purchase

18

25.0211 USD

USD 0.01 common

Purchase

20

24.9360 USD

USD 0.01 common

Purchase

27

24.8700 USD

USD 0.01 common

Purchase

30

25.0513 USD

USD 0.01 common

Purchase

30

24.9943 USD

USD 0.01 common

Purchase

32

25.1287 USD

USD 0.01 common

Purchase

34

25.0297 USD

USD 0.01 common

Purchase

40

25.0535 USD

USD 0.01 common

Purchase

40

25.0685 USD

USD 0.01 common

Purchase

40

25.0410 USD

USD 0.01 common

Purchase

42

25.0000 USD

USD 0.01 common

Purchase

42

25.0590 USD

USD 0.01 common

Purchase

54

24.8877 USD

USD 0.01 common

Purchase

60

25.0920 USD

USD 0.01 common

Purchase

62

25.0312 USD

USD 0.01 common

Purchase

66

25.0418 USD

USD 0.01 common

Purchase

67

25.0450 USD

USD 0.01 common

Purchase

100

24.9700 USD

USD 0.01 common

Purchase

100

25.3600 USD

USD 0.01 common

Purchase

106

24.9000 USD

USD 0.01 common

Purchase

121

25.2300 USD

USD 0.01 common

Purchase

127

24.8851 USD

USD 0.01 common

Purchase

129

22.1806 EUR

USD 0.01 common

Purchase

200

25.3775 USD

USD 0.01 common

Purchase

207

24.8571 USD

USD 0.01 common

Purchase

300

25.0166 USD

USD 0.01 common

Purchase

320

25.2206 USD

USD 0.01 common

Purchase

356

25.0371 USD

USD 0.01 common

Purchase

400

25.0650 USD

USD 0.01 common

Purchase

476

24.8909 USD

USD 0.01 common

Purchase

680

25.0227 USD

USD 0.01 common

Purchase

700

25.2142 USD

USD 0.01 common

Purchase

711

24.9019 USD

USD 0.01 common

Purchase

1,047

24.8501 USD

USD 0.01 common

Purchase

1,070

25.2215 USD

USD 0.01 common

Purchase

1,100

25.3518 USD

USD 0.01 common

Purchase

1,466

25.3257 USD

USD 0.01 common

Purchase

1,563

25.2145 USD

USD 0.01 common

Purchase

2,897

24.9343 USD

USD 0.01 common

Purchase

3,000

25.3170 USD

USD 0.01 common

Purchase

3,441

25.0246 USD

USD 0.01 common

Purchase

4,173

24.8854 USD

USD 0.01 common

Purchase

5,382

24.9605 USD

USD 0.01 common

Purchase

7,548

25.2174 USD

USD 0.01 common

Purchase

27,684

25.0503 USD

USD 0.01 common

Purchase

31,046

25.0472 USD

USD 0.01 common

Purchase

40,477

24.8570 USD

USD 0.01 common

Purchase

48,082

24.9108 USD

USD 0.01 common

Purchase

62,585

24.8498 USD

USD 0.01 common

Purchase

179,437

24.8500 USD

USD 0.01 common

Purchase

236,920

25.0063 USD

USD 0.01 common

Sale

2

25.1750 USD

USD 0.01 common

Sale

10

24.8875 USD

USD 0.01 common

Sale

22

24.9400 USD

USD 0.01 common

Sale

22

24.8425 USD

USD 0.01 common

Sale

22

24.8825 USD

USD 0.01 common

Sale

33

24.9133 USD

USD 0.01 common

Sale

33

24.8900 USD

USD 0.01 common

Sale

33

24.9566 USD

USD 0.01 common

Sale

42

25.0000 USD

USD 0.01 common

Sale

55

24.9300 USD

USD 0.01 common

Sale

56

24.9600 USD

USD 0.01 common

Sale

62

25.0312 USD

USD 0.01 common

Sale

100

24.9700 USD

USD 0.01 common

Sale

111

24.9805 USD

USD 0.01 common

Sale

129

22.1806 EUR

USD 0.01 common

Sale

154

24.8635 USD

USD 0.01 common

Sale

167

25.1799 USD

USD 0.01 common

Sale

200

24.9950 USD

USD 0.01 common

Sale

200

25.0250 USD

USD 0.01 common

Sale

300

25.1333 USD

USD 0.01 common

Sale

322

24.9000 USD

USD 0.01 common

Sale

400

25.1200 USD

USD 0.01 common

Sale

492

25.0950 USD

USD 0.01 common

Sale

500

25.0900 USD

USD 0.01 common

Sale

956

24.8856 USD

USD 0.01 common

Sale

1,000

25.0045 USD

USD 0.01 common

Sale

1,372

25.0373 USD

USD 0.01 common

Sale

1,491

24.8583 USD

USD 0.01 common

Sale

2,777

25.1471 USD

USD 0.01 common

Sale

3,415

25.1032 USD

USD 0.01 common

Sale

4,006

24.8732 USD

USD 0.01 common

Sale

4,074

24.9938 USD

USD 0.01 common

Sale

5,866

25.3285 USD

USD 0.01 common

Sale

6,314

25.0306 USD

USD 0.01 common

Sale

7,905

25.0726 USD

USD 0.01 common

Sale

10,411

25.0741 USD

USD 0.01 common

Sale

11,322

25.2174 USD

USD 0.01 common

Sale

23,301

25.0517 USD

USD 0.01 common

Sale

24,786

25.0511 USD

USD 0.01 common

Sale

39,859

24.8571 USD

USD 0.01 common

Sale

44,101

25.0753 USD

USD 0.01 common

Sale

58,562

24.9193 USD

USD 0.01 common

Sale

174,424

24.9716 USD

USD 0.01 common

Sale

177,543

24.8500 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211202005757/en/

Contacts

BARCLAYS PLC