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FORM 8.5 (EPT/NON-RI) - G4S PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

G4S PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Garda World Security Corporation

principal trader is connected

(d)

Date position held/dealing undertaken:

15 September 2020

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

31,299,418

2.02%

21,196,838

1.37%

 

(2)

Cash-settled derivatives:

20,206,733

1.30%

30,247,594

1.95%

 

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

TOTAL:

51,506,151

3.32%

51,444,432

3.32%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

25p ordinary

Purchase

1,460,107

14.5950 DKK

14.4589 DKK

25p ordinary

Purchase

3,416,804

1.8291 GBP

1.7977 GBP

25p ordinary

Sale

46,933

14.5595 DKK

14.3767 DKK

25p ordinary

Sale

3,342,032

1.8100 GBP

1.7949 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

25p ordinary

SWAP

Long

1,108

14.6288 DKK

25p ordinary

SWAP

Long

1,185

1.8000 GBP

25p ordinary

SWAP

Long

2,710

14.5538 DKK

25p ordinary

SWAP

Long

3,625

1.7958 GBP

25p ordinary

SWAP

Long

3,976

1.7949 GBP

25p ordinary

SWAP

Long

5,822

1.8036 GBP

25p ordinary

CFD

Long

5,875

14.5550 DKK

25p ordinary

SWAP

Long

6,137

1.8075 GBP

25p ordinary

SWAP

Long

10,819

1.8077 GBP

25p ordinary

SWAP

Long

12,500

1.8016 GBP

25p ordinary

CFD

Long

28,117

1.8000 GBP

25p ordinary

SWAP

Long

54,980

1.7960 GBP

25p ordinary

CFD

Long

69,721

1.8098 GBP

25p ordinary

SWAP

Long

104,464

1.7935 GBP

25p ordinary

SWAP

Long

110,060

1.8027 GBP

25p ordinary

SWAP

Long

110,703

1.8037 GBP

25p ordinary

SWAP

Long

145,588

1.8029 GBP

25p ordinary

SWAP

Long

189,420

1.8052 GBP

25p ordinary

SWAP

Long

451,700

1.8040 GBP

25p ordinary

CFD

Long

518,352

1.8100 GBP

25p ordinary

CFD

Long

1,370,248

1.8023 GBP

25p ordinary

CFD

Short

3

14.5966 DKK

25p ordinary

CFD

Short

19

14.5952 DKK

25p ordinary

CFD

Short

102

14.4656 DKK

25p ordinary

SWAP

Short

496

1.8151 GBP

25p ordinary

SWAP

Short

1,185

1.8000 GBP

25p ordinary

SWAP

Short

1,843

1.8125 GBP

25p ordinary

SWAP

Short

2,151

1.8150 GBP

25p ordinary

SWAP

Short

2,152

1.8291 GBP

25p ordinary

SWAP

Short

2,170

1.7985 GBP

25p ordinary

SWAP

Short

3,108

1.8045 GBP

25p ordinary

CFD

Short

3,716

1.8103 GBP

25p ordinary

SWAP

Short

3,776

1.8081 GBP

25p ordinary

SWAP

Short

4,658

1.8119 GBP

25p ordinary

SWAP

Short

4,712

1.8070 GBP

25p ordinary

SWAP

Short

8,525

14.5950 DKK

25p ordinary

SWAP

Short

10,000

1.8057 GBP

25p ordinary

SWAP

Short

15,000

1.8213 GBP

25p ordinary

CFD

Short

15,840

1.8100 GBP

25p ordinary

CFD

Short

29,887

1.8036 GBP

25p ordinary

SWAP

Short

46,344

1.8046 GBP

25p ordinary

CFD

Short

71,810

14.5950 DKK

25p ordinary

SWAP

Short

100,988

1.8021 GBP

25p ordinary

SWAP

Short

104,464

1.7935 GBP

25p ordinary

SWAP

Short

136,602

1.8029 GBP

25p ordinary

SWAP

Short

381,906

1.8061 GBP

25p ordinary

SWAP

Short

423,828

1.8043 GBP

25p ordinary

CFD

Short

1,342,408

14.5254 DKK

25p ordinary

SWAP

Short

1,954,593

1.8129 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

16 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200916005528/en/

Contacts

BARCLAYS PLC