|Mr. Yi Zhou||Chairman, Pres & GM||N/A||N/A||1969|
|Ms. Ben'e Shu||Chief Financial Officer||N/A||N/A||1965|
|Ms. Yun Li||Director of Compliance & Gen. Counsel||N/A||N/A||1973|
|Mr. Chong Wang||Chief Risk Officer||N/A||N/A||1973|
|Mr. Xuebo Zhu||Exec. Director||N/A||N/A||1962|
Huatai Securities Co., Ltd., a security company, provides financial services in Mainland China and internationally. It operates through Wealth Management, Institutional Services, Investment Management, International Business, and Other segments. The company trades in stocks, funds, bonds, futures, and options on behalf of clients; promotes and sells securities products and services; and provides various financial products and asset allocation, margin financing, securities lending, securities-backed lending, and stock pledged lending services. It also offers investment banking services consisting of equity underwriting services, which include IPO and equity refinancing services; debt underwriting services, such as bond financing services; mergers-oriented financial advisory services; and over-the-counter financial products and transactions, including national equities exchange and quotations listing, and follow-on financing services. In addition, the company provides asset custody and fund services, including settlement, liquidation, reporting, and valuation for private and public funds; margin trading; research services; equity securities investments and transactions; fixed income investments and transactions; asset management; private equity and alternative investment; commodities trading and arbitrage; investment portfolio and fund management; customer relation management; and leveraged buyout, pre-listing financing, business expansion, and other related services. It offers its wealth management products through ZhangLe Fortune Path mobile application and PC platform. Huatai Securities Co., Ltd. was founded in 1990 and is headquartered in Nanjing, China.
Huatai Securities Co., Ltd.’s ISS Governance QualityScore as of N/A is N/A. The pillar scores are Audit: N/A; Board: N/A; Shareholder Rights: N/A; Compensation: N/A.