APEN - Apollo Endosurgery, Inc.

NasdaqGM - NasdaqGM Real Time Price. Currency in USD

Major Holders

Currency in USD
Breakdown
15.93%% of Shares Held by All Insider
65.90%% of Shares Held by Institutions
78.39%% of Float Held by Institutions
43Number of Institutions Holding Shares

Top Institutional Holders

HolderSharesDate Reported% OutValue
Stonepine Capital Management, LLC2,580,518Mar 30, 201911.77%9,651,137
Nantahala Capital Management, LLC1,910,562Mar 30, 20198.72%7,145,501
CPMG INC1,272,349Mar 30, 20195.80%4,758,585
Gagnon Securities, LLC863,160Mar 30, 20193.94%3,228,218
Luther King Capital Management548,454Mar 30, 20192.50%2,051,217
Gagnon Advisors, LLC519,846Mar 30, 20192.37%1,944,224
Russell Investments Group, Ltd.353,130Mar 30, 20191.61%1,320,706
Vanguard Group, Inc. (The)256,064Mar 30, 20191.17%957,679
Goldman Sachs Group, Inc.154,449Mar 30, 20190.70%577,639
NJ State Employees Deferred Compensation Plan130,000Mar 30, 20190.59%486,200

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Russell Inv Co-U.S. Small Cap Equity Fund224,973Oct 30, 20181.03%1,277,846
Vanguard Extended Market Index Fund142,486Dec 30, 20180.65%491,576
Bridgeway Funds Inc-Ultra Small Company Market Fund79,000Sep 29, 20180.36%566,430
Fidelity Extended Market Index Fund58,883Apr 29, 20190.27%219,633
Forum Funds II-Acuitas U.S. Micro Cap Fund45,480Mar 30, 20190.21%170,095
DFA U.S. Core Equity 2 Portfolio39,020Jan 30, 20190.18%135,399
Northern Lights Fd Tr II-Balter L/S Small Cap Equity Fd28,622Oct 30, 20180.13%162,572
Russell Investment Funds-U.S. Small Cap Equity Fund26,073Sep 29, 20180.12%186,943
iShares Micro Cap ETF24,922Apr 29, 20190.11%92,959
DFA U.S. Core Equity 1 Portfolio22,845Jan 30, 20190.10%79,272