GAIN - Gladstone Investment Corporation

NasdaqGS - NasdaqGS Delayed Price. Currency in USD

Major Holders

Currency in USD
Direct Holders (Forms 3 and 4)
NameSharesDate Reported
GLADSTONE DAVID645,973Jun 13, 2017
DULLUM DAVID A R81,216Mar 12, 2017
BRUBAKER TERRY LEE34,979Mar 5, 2017

Top Institutional Holders

HolderSharesDate Reported% OutValue
Advisors Asset Management, Inc.643,992Sep 29, 20171.98%6,072,844
Lsv Asset Management494,816Sep 29, 20171.52%4,666,115
UBS Group AG439,832Sep 29, 20171.35%4,147,615
Bank of Montreal/Can/364,000Sep 29, 20171.12%3,432,520
Ladenburg Thalmann Financial Services Inc.358,542Sep 29, 20171.10%3,381,051
Davenport & Company LLC/Va338,298Sep 29, 20171.04%3,190,150
Morgan Stanley324,190Sep 29, 20171.00%3,057,111
Van Eck Associates Corporation247,323Sep 29, 20170.76%2,332,255
Outfitter Advisors Ltd.243,165Sep 29, 20170.75%2,293,046
Cue Financial Group, Inc.214,050Sep 29, 20170.66%2,018,491

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
VanEck Vectors ETF Tr-BDC Income ETF282,186Jul 30, 20170.87%2,700,519
Advisors Inner Circle Fund-Cornerstone Adv Global Public Equity Fd32,600Apr 29, 20170.10%315,893
First Trust Gallatin Specialty Finance & Financial Opportunities Fund29,360May 30, 20170.09%271,873
Wells Fargo Utility & Telecommunications Fd15,000Jul 30, 20170.05%143,549
Blackstone Alternative Multi-Strategy Fund11,900Jun 29, 20170.04%110,670
Claymore ETF Tr-Wilshire Micro Cap ETF8,754Jul 30, 20170.03%83,775
Powershares Exgh Traded Fd Tr-Powershares Zacks Micro Cap Port6,155Jul 30, 20170.02%58,903