HGLB - Highland Global Allocation Fund

NYSE - NYSE Delayed Price. Currency in USD

Major Holders

Currency in USD
Breakdown
15.55%% of Shares Held by All Insider
21.04%% of Shares Held by Institutions
24.92%% of Float Held by Institutions
42Number of Institutions Holding Shares

Top Institutional Holders

HolderSharesDate Reported% OutValue
Rivernorth Capital Management, Llc820,945Dec 30, 20193.52%7,667,626
Royal Bank of Canada745,423Dec 30, 20193.20%6,962,250
Morgan Stanley724,717Dec 30, 20193.11%6,768,856
Almitas Capital LLC481,032Dec 30, 20192.06%4,492,838
Cambridge Investment Research Advisors Inc.445,606Dec 30, 20191.91%4,161,960
City of London Investment Management Co. Limited409,569Dec 30, 20191.76%3,825,374
Wells Fargo & Company288,971Dec 30, 20191.24%2,698,989
Matisse Capital221,300Dec 30, 20190.95%2,066,942
Highland Capital Management Fund Advisors, L.P.194,171Dec 30, 20190.83%1,813,557
Landscape Capital Management LLC189,235Dec 30, 20190.81%1,767,454

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Starboard Investment Tr-Matisse Discounted Closed End Fund Strategy156,000Sep 29, 20190.67%1,599,000
Brinker Capital Destinations Tr-Destinations Multi Strategy Alt Fd136,884Aug 30, 20190.59%1,382,528
Highland Fds II-Highland Global Allocation Fd117,437Jun 29, 20190.50%1,319,991
Highland Fds II-Highland Small Cap Equity Fd39,647Sep 29, 20190.17%406,381
RiverNorth Opportunities Fd35,902Jul 30, 20190.15%388,818
Vivaldi Opportunities Fund15,407Sep 29, 20190.07%157,921
Investment Managers Ser Tr II-Vivaldi Multi-Strategy Fd9,724Sep 29, 20190.04%99,671
The Relative Value Fund5,833Sep 29, 20190.03%59,788