HTGC - Hercules Capital, Inc.

NYSE - NYSE Delayed Price. Currency in USD

Major Holders

Currency in USD
Breakdown
3.19%% of Shares Held by All Insider
46.39%% of Shares Held by Institutions
47.92%% of Float Held by Institutions
204Number of Institutions Holding Shares
Direct Holders (Forms 3 and 4)
NameSharesDate Reported
HENRIQUEZ MANUEL A1,869,663Oct 9, 2017
WOODWARD ALLYN C257,105Aug 20, 2017
BLUESTEIN SCOTT209,339Oct 9, 2017
BADAVAS ROBERT P128,565Aug 20, 2017
HARRIS MARK R52,568Oct 9, 2017
FALLON THOMAS J31,836Aug 20, 2017
HOFFMAN JOSEPH F20,478Aug 14, 2017
GRACE MELANIE14,662Oct 9, 2017
LYONS SUSANNE D11,575Sep 14, 2016
FERGUSON RODNEY A7,855Dec 30, 2015

Top Institutional Holders

HolderSharesDate Reported% OutValue
Muzinich & Co., Inc.3,957,236Jun 29, 20174.78%52,472,950
Price (T.Rowe) Associates Inc3,057,200Jun 29, 20173.69%40,538,472
Principal Financial Group, Inc.2,957,591Jun 29, 20173.57%39,217,657
UBS Group AG2,307,234Jun 29, 20172.79%30,593,923
Royal Bank of Canada1,734,686Jun 29, 20172.10%23,001,936
Wells Fargo & Company1,295,322Jun 29, 20171.56%17,175,970
Lsv Asset Management1,045,191Jun 29, 20171.26%13,859,232
AllianceBernstein, L.P.976,227Jun 29, 20171.18%12,944,770
Advisors Capital Management, LLC934,858Jun 29, 20171.13%12,396,217
Guggenheim Capital, LLC926,460Jun 29, 20171.12%12,284,859

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Price (T.Rowe) Small-Cap Value Fund1,896,800Jun 29, 20172.29%25,151,568
Principal Small/Midcap Dividend Income Fd1,251,112Jun 29, 20171.51%16,589,745
VanEck Vectors ETF Tr-BDC Income ETF675,168Jun 29, 20170.82%8,952,727
First Trust Gallatin Specialty Finance & Financial Opportunities Fund504,598Feb 27, 20170.61%7,523,556
Loomis Sayles Small Cap Value Fund462,007Mar 30, 20170.56%6,967,065
Advanced Series Tr-AST Small Cap Value Port367,643Mar 30, 20170.44%5,544,056
Miller/Howard High Income Equity Fund308,552Jun 29, 20170.37%4,091,399
Northwestern Mutual Series Fund-Small Cap Value Portfolio303,300Mar 30, 20170.37%4,573,763
Price (T.Rowe) U.S. Small-Cap Value Equity Trust290,920Jun 29, 20170.35%3,857,599
Powershares Exhg Traded Fd-Powershares Global Listed Private Equity269,271Jun 29, 20170.33%3,570,533