KCAP - KCAP Financial, Inc.

NasdaqGS - NasdaqGS Real Time Price. Currency in USD

Major Holders

Currency in USD
Breakdown
7.94%% of Shares Held by All Insider
25.00%% of Shares Held by Institutions
27.16%% of Float Held by Institutions
41Number of Institutions Holding Shares
Direct Holders (Forms 3 and 4)
NameSharesDate Reported
KEHLER DEAN C1,673,000May 3, 2017
LACOVARA CHRISTOPHER583,134May 3, 2017
PEARSON DAYL W348,853Sep 18, 2017
GILPIN EDWARD U114,174Sep 18, 2017
CORLESS R JON105,288Sep 18, 2017
GILLIGAN DANIEL P.99,947Sep 18, 2017
JACOBI C MICHAEL42,190May 3, 2017
PASTINO ALBERT G26,497May 3, 2017
STEVENS C TURNEY JR23,500May 3, 2017
WARD JOHN A III5,000May 3, 2017

Top Institutional Holders

HolderSharesDate Reported% OutValue
Credit Suisse Ag/1,744,812Dec 30, 20174.67%5,914,912
Private Management Group, Inc.1,637,110Dec 30, 20174.38%5,549,803
Ironsides Partners LLC1,377,559Dec 30, 20173.69%4,669,925
UBS Group AG844,390Dec 30, 20172.26%2,862,482
Bridgeway Capital Management, Inc.688,500Dec 30, 20171.84%2,334,015
Confluence Investment Management, LLC340,472Dec 30, 20170.91%1,154,200
Ares Management LLC324,778Dec 30, 20170.87%1,100,997
Diversified Trust Company234,545Dec 30, 20170.63%795,107
Advisors Asset Management, Inc.184,836Dec 30, 20170.49%626,594
Two Sigma Advisers, LP150,791Dec 30, 20170.40%511,181

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Bridgeway Funds Inc-Ultra Small Company Fund535,200Sep 29, 20171.43%1,921,367
First Trust Gallatin Specialty Finance & Financial Opportunities Fund340,472Aug 30, 20170.91%1,143,985
Bridgeway Funds Inc-Ultra Small Company Market Fund143,900Jun 29, 20170.39%502,211
Valic Company I-Small Cap Fd16,700Aug 30, 20170.04%56,111
Blackstone Alternative Multi-Strategy Fund5,800Sep 29, 20170.02%20,821