LM - Legg Mason, Inc.

NYSE - NYSE Delayed Price. Currency in USD
Major Holders
Insider Roster
Insider Transactions

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases301,82225
Sales379,9387
Net Shares Purchased (Sold)-78,11532
Total Insider Shares Held1.88MN/A
% Net Shares Purchased (Sold)-4.00%N/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

NACHTWEY PETER H
Chief Financial Officer

Conversion of Exercise of derivative security at price 33.99 per share.Direct323,585May 17, 20199,520

SULLIVAN JOSEPH A
Officer

Sale at price 36.18 per share.Direct957,685May 16, 201926,470

SULLIVAN JOSEPH A
Officer

Conversion of Exercise of derivative security at price 33.99 per share.Direct931,938May 16, 201927,418

MERCHANT THOMAS C
General Counsel

Sale at price 36.11 per share.Direct201,566May 16, 20195,582

MERCHANT THOMAS C
General Counsel

Conversion of Exercise of derivative security at price 33.99 per share.Direct194,151May 16, 20195,712

NACHTWEY PETER H
Chief Financial Officer

Sale at price 36.13 per share.Direct332,143May 16, 20199,193

JOHNSON TERENCE
Officer

Sale at price 36.21 per share.Direct670,790May 16, 201918,525

JOHNSON TERENCE
Officer

Conversion of Exercise of derivative security at price 33.99 per share.Direct647,170May 16, 201919,040

SCHLIESSLER URSULA AMELIE
Officer

Sale at price 36.03 per share.Direct129,996May 16, 20193,608

SCHLIESSLER URSULA AMELIE
Officer

Conversion of Exercise of derivative security at price 33.99 per share.Direct126,205May 16, 20193,713

SULLIVAN JOSEPH A
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201971,669

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201912,050

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201921,255

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201917,092

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201916,793

KENNEY JOHN
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201911,734

LATTIN PATRICIA
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20195,972

LATTIN PATRICIA
Officer

Sale at price 34.99 per share.Direct81,947May 15, 20192,342

LATTIN PATRICIA
Officer

Conversion of Exercise of derivative security at price 33.99 per share.Direct80,896May 15, 20192,380

CASHMAN FRANCES
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201911,769

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 201921,436

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 20192,880

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 20196,147

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 20197,980

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 20195,036

SCHLIESSLER URSULA AMELIE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Apr 15, 20192,078

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0Nov 20, 201811,832

MERCHANT THOMAS C
General Counsel

Stock Gift at price 0.00 per share.Direct0Nov 9, 2018510

LATTIN PATRICIA
Officer

Stock Gift at price 0.00 per share.Direct0Nov 5, 2018505

CASHMAN FRANCES
Officer

Stock Gift at price 0.00 per share.Direct0Sep 28, 20182,900

CASHMAN FRANCES
Officer

Sale at price 31.59 - 31.66 per share.Direct317,905Sep 24, 201810,058

CASHMAN FRANCES
Officer

Conversion of Exercise of derivative security at price 31.47 per share.Direct316,714Sep 24, 201810,064

REED W ALLEN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 31, 20183,638

MURPHY JOHN VINCENT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 31, 20183,638

ANGELICA ROBERT E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 31, 20182,183

HUFF BARRY W
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 31, 20183,638

QUIRK ALISON A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 31, 20182,183

JOHNSON TERENCE
Officer

Conversion of Exercise of derivative security at price 33.25 per share.Direct192,218May 17, 20185,781

SULLIVAN JOSEPH A
Officer

Sale at price 38.69 - 38.88 per share.Direct1,216,060May 16, 201831,336

SULLIVAN JOSEPH A
Officer

Conversion of Exercise of derivative security at price 33.25 per share.Direct1,151,314May 16, 201834,626

MERCHANT THOMAS C
General Counsel

Sale at price 38.80 per share.Direct98,436May 16, 20182,537

MERCHANT THOMAS C
General Counsel

Sale at price 38.80 per share.Direct98,436May 16, 20182,537

MERCHANT THOMAS C
General Counsel

Conversion of Exercise of derivative security at price 33.25 per share.Direct93,133May 16, 20182,801

LATTIN PATRICIA
Officer

Sale at price 38.95 per share.Direct34,977May 16, 2018898

LATTIN PATRICIA
Officer

Sale at price 38.95 per share.Direct34,977May 16, 2018898

LATTIN PATRICIA
Officer

Conversion of Exercise of derivative security at price 33.25 per share.Direct32,386May 16, 2018974

SULLIVAN JOSEPH A
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201876,609

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201811,715

MERCHANT THOMAS C
General Counsel

Conversion of Exercise of derivative security at price 33.25 per share.Direct93,133May 15, 20182,801

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201811,715

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201820,748

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201816,918

SCHLIESSLER URSULA AMELIE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20187,978

KENNEY JOHN
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201811,651

LATTIN PATRICIA
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20185,809

LATTIN PATRICIA
Officer

Conversion of Exercise of derivative security at price 33.25 per share.Direct32,386May 15, 2018974

LATTIN PATRICIA
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20185,809

CASHMAN FRANCES
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201811,747

QUIRK ALISON A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Dec 29, 20171,778

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0Nov 20, 20178,559

CASHMAN FRANCES
Officer

Stock Gift at price 0.00 per share.Direct0Nov 20, 20173,960

LATTIN PATRICIA
Officer

Stock Gift at price 0.00 per share.Direct0Nov 15, 2017238

REED W ALLEN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20173,041

MURPHY JOHN VINCENT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20173,041

ANGELICA ROBERT E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20171,824

HUFF BARRY W
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20173,041

CHEN TIANQIAO
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20173,041

CHIU ROBERT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 25, 20173,041

CHEN TIANQIAO
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 38.43 per share.Indirect162,654,975Jun 28, 20174,232,500

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201744,102

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20176,642

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201712,673

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201714,756

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201710,361

SCHLIESSLER URSULA AMELIE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20174,599

JOHNSON TERENCE
Officer

Sale at price 37.24 per share.Direct326,855May 1, 20178,777

SCHLIESSLER URSULA AMELIE
Officer

Sale at price 37.39 per share.Direct65,246May 1, 20171,745

CHEN TIANQIAO
Director and Beneficial Owner of more than 10% of a Class of Security

Stock Award(Grant) at price 0.00 per share.Direct0Mar 6, 20173,383

SULLIVAN JOSEPH A
Chief Executive Officer

Sale at price 36.06 per share.Direct1,072,569Feb 16, 201729,744

SULLIVAN JOSEPH A
Chief Executive Officer

Conversion of Exercise of derivative security at price 27.45 per share.Direct960,750Feb 16, 201735,000

MERCHANT THOMAS C
General Counsel

Sale at price 36.06 per share.Direct237,816Feb 16, 20176,595

MERCHANT THOMAS C
General Counsel

Conversion of Exercise of derivative security at price 27.45 per share.Direct205,875Feb 16, 20177,500

CHEN TIANQIAO
Beneficial Owner of more than 10% of a Class of Security

Sale at price 30.76 - 31.14 per share.Indirect23,504,104Jan 10, 2017760,000

REED W ALLEN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20163,788

MYERS JOHN HERMAN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20163,788

MURPHY JOHN VINCENT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20163,788

ANGELICA ROBERT E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20162,273

KRONGARD CHERYL GORDON
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20163,788

HUFF BARRY W
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20163,788

KASS DENNIS M
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 26, 20162,273

CHEN TIANQIAO
Beneficial Owner of more than 10% of a Class of Security

Sale at price 32.11 per share.Indirect513,704Jun 22, 201616,000

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 201653,137

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 20167,170

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 201615,269

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 201619,780

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 201612,484

SCHLIESSLER URSULA AMELIE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 13, 20165,198

JOHNSON TERENCE
Officer

Sale at price 31.65 per share.Direct301,276May 2, 20169,519

SCHLIESSLER URSULA AMELIE
Officer

Sale at price 31.65 - 31.80 per share.Direct52,568May 2, 20161,659

MYERS JOHN HERMAN
Director

Stock Gift at price 0.00 per share.Direct0Apr 26, 20167,631

TRIAN FUND MANAGEMENT L P
Unknown

Sale at price 32.00 per share.Indirect336,836,896Apr 11, 201610,526,153

TRIAN FUND MANAGEMENT, L.P.
Unknown

Sale at price 32.00 per share.Indirect336,836,896Apr 11, 201610,526,153

SULLIVAN JOSEPH A
Chief Executive Officer

Sale at price 29.70 per share.Direct1,586,515Feb 1, 201653,418

SULLIVAN JOSEPH A
Chief Executive Officer

Conversion of Exercise of derivative security at price 14.81 per share.Direct1,048,874Feb 1, 201670,822

REED W ALLEN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20152,625

MYERS JOHN HERMAN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20152,625

MURPHY JOHN VINCENT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20152,625

ANGELICA ROBERT E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20151,575

KRONGARD CHERYL GORDON
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20152,625

HUFF BARRY W
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20151,575

KASS DENNIS M
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 28, 20152,625

PELTZ NELSON
Unknown

Sale at price 53.63 - 54.04 per share.Indirect16,918,283May 27, 2015314,218

PELTZ NELSON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 54.08 - 54.62 per share.Indirect11,904,532May 20, 2015218,800

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201538,525

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20154,440

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20159,705

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 201513,833

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20157,962

SCHLIESSLER URSULA AMELIE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 15, 20153,322

PELTZ NELSON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 55.07 - 55.31 per share.Indirect23,031,582May 5, 2015417,000

SCHLIESSLER URSULA AMELIE
Officer

Sale at price 55.32 per share.Direct83,976May 5, 20151,518

JOHNSON TERENCE
Officer

Sale at price 54.27 per share.Direct488,213May 1, 20158,996

PELTZ NELSON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 55.01 per share.Indirect2,750,595Apr 13, 201550,000

PELTZ NELSON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 55.03 - 55.17 per share.Indirect12,136,494Apr 7, 2015220,050

PELTZ NELSON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 55.21 - 55.54 per share.Indirect34,835,538Apr 2, 2015628,000

MERCHANT THOMAS C
General Counsel

Stock Gift at price 0.00 per share.Direct0Feb 9, 2015545

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0Feb 5, 2015108,395

KRONGARD CHERYL GORDON
Director

Sale at price 54.27 per share.Direct67,299Dec 22, 20141,240

REED W ALLEN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20142,451

MYERS JOHN HERMAN
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20142,451

MURPHY JOHN VINCENT
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20142,451

PELTZ NELSON
Director and Beneficial Owner of more than 10% of a Class of Security

Stock Award(Grant) at price 0.00 per share.Indirect0Jul 29, 20141,471

ANGELICA ROBERT E
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20141,471

SCHMOKE KURT L
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20142,451

KRONGARD CHERYL GORDON
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20142,451

HUFF BARRY W
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20141,471

KASS DENNIS M
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jul 29, 20146,373

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 201437,783

MERCHANT THOMAS C
General Counsel

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 20144,373

NACHTWEY PETER H
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 201410,111

MURPHY JENNIFER
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 20144,653

JOHNSON TERENCE
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 201414,246

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0May 16, 20141,399

JOHNSON TERENCE
Officer

Sale at price 46.10 per share.Direct419,510May 5, 20149,100

HOOPS THOMAS K
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 6, 201480,073

SULLIVAN JOSEPH A
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0Dec 12, 201324,900

FETTING MARK R
Chief Executive Officer

Stock Gift at price 0.00 per share.Direct0Dec 22, 20104,402