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LPL Financial Holdings Inc. (LPLA)

NasdaqGS - NasdaqGS Real Time Price. Currency in USD
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45.91-0.16 (-0.35%)
As of 10:26AM EDT. Market open.
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LPL Financial Holdings Inc.

75 State Street
Boston, MA 02109
United States

IndustryInvestment Brokerage - National
Full Time Employees3,341

Key Executives

Mr. Dan H. ArnoldChief Exec. Officer, Pres and Director2.17MN/A52
Mr. Matthew J. AudetteChief Financial Officer and Managing Director1.9MN/A42
Mr. Thomas GooleyManaging Director of Service, Trading and Operations1.75MN/A52
Ms. Tracy E. CalderManaging Director and Deputy Chief Risk Officer1.61MN/A57
Mr. George Burton WhiteChief Investment Officer and Managing Director of Investor & Investment SolutionsN/AN/A47
Amounts are as of December 31, 2016 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.


LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, alternative investments such as non-traded real estate investment trusts and business development companies, retirement and 529 education savings plans, fixed income, and insurance. The company’s fee-based platforms provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers cash sweep programs; and retirement solution, a commission and fee-based service that allows advisors to provide brokerage services, consultation, and advice to plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; and custodial services to trusts for estates and families. It offers its services to approximately 14,000 independent financial advisors, including financial advisors at approximately 700 financial institutions. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1968 and is based in Boston, Massachusetts.

Corporate Governance

LPL Financial Holdings Inc.’s ISS Governance QualityScore as of August 1, 2017 is 2. The pillar scores are Audit: 2; Board: 1; Shareholder Rights: 3; Compensation: 4.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while a 10 indicates higher governance risk.