LPL Financial Holdings Inc.
75 State Street
Boston, MA 02109
United States
800-877-7210
http://www.lpl.com
Sector: Financial
Industry: Investment Brokerage - National
Full Time Employees: 3,341
Key Executives
| Name | Title | Pay | Exercised | Age |
|---|---|---|---|---|
| Mr. Dan H. Arnold | Chief Exec. Officer, Pres and Director | 2.17M | N/A | 52 |
| Mr. Matthew J. Audette | Chief Financial Officer and Managing Director | 1.9M | N/A | 42 |
| Mr. Thomas Gooley | Managing Director of Service, Trading and Operations | 1.75M | N/A | 52 |
| Ms. Tracy E. Calder | Managing Director and Deputy Chief Risk Officer | 1.61M | N/A | 57 |
| Mr. George Burton White | Chief Investment Officer and Managing Director of Investor & Investment Solutions | N/A | N/A | 47 |
Description
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, alternative investments such as non-traded real estate investment trusts and business development companies, retirement and 529 education savings plans, fixed income, and insurance. The companys fee-based platforms provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers cash sweep programs; and retirement solution, a commission and fee-based service that allows advisors to provide brokerage services, consultation, and advice to plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; and custodial services to trusts for estates and families. It offers its services to approximately 14,000 independent financial advisors, including financial advisors at approximately 700 financial institutions. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1968 and is based in Boston, Massachusetts.
Corporate Governance
LPL Financial Holdings Inc.’s ISS Governance QualityScore as of August 1, 2017 is 2. The pillar scores are Audit: 2; Board: 1; Shareholder Rights: 3; Compensation: 4.
