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LPL Financial Holdings Inc. (LPLA)

NasdaqGS - NasdaqGS Real Time Price. Currency in USD
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156.38+1.26 (+0.81%)
At close: 4:00PM EDT

156.38 0.00 (0.00%)
After hours: 4:51PM EDT

LPL Financial Holdings Inc.

4707 Executive Drive
San Diego, CA 92121
United States

Sector(s)Financial Services
IndustryCapital Markets
Full Time Employees4,815

Key Executives

NameTitlePayExercisedYear Born
Mr. Dan Hogan Arnold Jr., B.S., M.B.A., CPAPres, CEO & Director3.09M2.46M1964
Mr. Matthew Jon Audette B.S.Chief Financial Officer1.82MN/A1975
Mr. Scott Alan SeeseMD & Chief Information Officer (Leave of Absence)1.42MN/A1971
Mr. Richard SteinmeierMD & Divisional Pres of Bus. Devel.1.56MN/A1974
Mr. Dayton SemerjianMD & Chief Customer Care Officer1.52MN/A1965
Ms. Judith Kohoskie RickettsExec. VP of OperationsN/AN/AN/A
Mr. George Burton WhiteMD of Investor & Investment Solutions and Chief Investment OfficerN/AN/A1970
Mr. Brent Blain SimonichExec. VP, Chief Accounting Officer & TreasurerN/AN/A1971
Mr. Greg GatesExec. VP & Interim Chief Information OfficerN/AN/AN/A
Mr. Chris KoegelSr. VP of Investor RelationsN/AN/AN/A
Amounts are as of December 31, 2020 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.


LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Corporate Governance

LPL Financial Holdings Inc.’s ISS Governance QualityScore as of April 30, 2021 is 1. The pillar scores are Audit: 2; Board: 1; Shareholder Rights: 4; Compensation: 2.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while a 10 indicates higher governance risk.