LTS - Ladenburg Thalmann Financial Services Inc.

NYSE American - NYSE American Delayed Price. Currency in USD

Ladenburg Thalmann Financial Services Inc.

4400 Biscayne Boulevard
12th Floor
Miami, FL 33137
United States

IndustryInvestment Brokerage - National
Full Time Employees1,299

Key Executives

Mr. Richard J. LampenPres & CEO1.49M857.4k64
Mr. Brett H. KaufmanChief Financial Officer and Sr. VP737.66kN/A46
Mr. Adam MalamedChief Operating Officer and Exec. VP1.43M627.5k46
Mr. Mark David ZeitchickExec. VP2.12M858k52
Mr. Joseph Giovanniello Jr.Sr. VP of Corp. & Regulatory Affairs and Sec.662.39kN/A59
Amounts are as of December 31, 2016 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.


Ladenburg Thalmann Financial Services Inc., a diversified financial services company, provides brokerage and advisory, investment banking and research, institutional sales and trading, asset management, life insurance brokerage, and trust services in the United States. Its Independent Brokerage and Advisory Services segment offers securities brokerage and advisory services for clients, including mutual funds, variable and fixed annuities, and advisor managed accounts; and brokerage support services, such as access to stock, bond, and options execution; products comprising insurance, mutual funds, unit trusts, and investment advisory programs; and research, compliance, supervision, accounting, and related services. This segment also provides trust administration of personal and retirement accounts, estate and financial planning, wealth management, and custody services. The company's Ladenburg segment offers investment banking services consisting of corporate finance services, such as underwriting public, registered direct, and at-the-market offerings, as well as private investment in public equity and other private placements; strategic and financial advisory services; and sales and trading, and research services. This segment also provides various asset management products and services, including asset management programs, investment consulting services, alternative strategies funds, private investment management programs, retirement plan sponsor services, alternative investments, architect programs, and third-party advisory services; investment services; securities arbitrage services; and administration, operation, securities transactions processing, and customer accounts services. Its Insurance Brokerage segment delivers life insurance, fixed, and equity indexed annuities, as well as long-term care solutions to investment and insurance providers. Ladenburg Thalmann Financial Services Inc. was founded in 1876 and is based in Miami, Florida.

Corporate Governance

Ladenburg Thalmann Financial Services Inc.’s ISS Governance QualityScore as of January 1, 2018 is 6. The pillar scores are Audit: 2; Board: 9; Shareholder Rights: 1; Compensation: 8.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while a 10 indicates higher governance risk.