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Stifel Financial Corp said on Thursday it appointed ex-Wells Fargo adviser David Safarian as senior vice president of investments at the financial services company's subsidiary Frontenac, Missouri.
Stifel, Nicolaus & Co Inc, a unit of financial services company Stifel Financial Corp, appointed David Safarian as senior vice president/investments. Safarian, who has more than 17 years of investment ...
It may be time to stock up on Forever stamps. Regulators appear likely to accept the financially beleaguered Postal Service's request for more freedom to raise the price of mailing letters. It would be ...
The company, based in St. Louis, said it had earnings of 63 cents per share. Earnings, adjusted for one-time gains and costs, came to 90 cents per share. The brokerage and investment banking firm posted ...
The following financial services industry appointments were announced on Wednesday. To inform us of other job changes, email firstname.lastname@example.org. KKR & CO LP The private equity firm has appointed ...
Stifel Financial Corp said on Wednesday three financial advisers joined the private client group of its broker-dealer subsidiary, Stifel, Nicolaus & Co Inc. Patricia Tippins joined the firm's Dallas office ...
Two traders who ran Nomura Holdings Inc's commercial mortgage-backed securities desk were charged on Monday by the U.S. Securities and Exchange Commission with lying to customers about bond prices, to boost profit and their own bonuses. The SEC said James Im and Kee Chan fraudulently generated more than $750,000 of profit beginning in 2010 by having on numerous occasions "deliberately misled and lied to customers" whose trades they handled. The SEC said Im, 40, of Tarrytown, New York, has not settled its civil case, and invoked his constitutional right against self-incrimination when subpoenaed for documents and testimony.
Here is a list of some of the more notable investor conference events taking place this week. BIO CEO & Investor Conference 2017 The Biotechnology Innovation Organization will host in New York, New York, ...
The company, based in St. Louis, said it had earnings of 31 cents per share. Earnings, adjusted for non-recurring costs and costs related to mergers and acquisitions, came to 68 cents per share. The brokerage ...
With the recently implemented cost-reduction initiatives and the company's balance sheet growth, Stifel Financial Corp. (SF) appears a promising buying opportunity now.
There are several ways to beat the market, and investing in small cap stocks has historically been one of them. We like to improve the odds of beating the market further by examining what famous hedge fund operators such as Carl Icahn and George Soros think. Those hedge fund operators make billions of dollars each […]
Stifel Financial Corp's brokerage unit and an ex-executive have agreed to pay $24.6 million to resolve claims arising from the sale of risky investment products to five Wisconsin school districts ahead of the financial crisis of 2008. The U.S. Securities and Exchange Commission announced the deal on Thursday. As part of the settlement, St. Louis-based Stifel, Nicolaus & Co and David Noack, a former senior vice president, agreed to admit to wrongdoing, the SEC said.
Stifel, Nicolaus & Co. Inc and one of its former executives have agreed to pay more than $24.5 million and admit to wrongdoing over the sale of synthetic collateralized debt obligations to five Wisconsin ...