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TRACON Pharmaceuticals, Inc. (TCON)

NasdaqCM - NasdaqCM Real Time Price. Currency in USD
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2.2500+0.0300 (+1.35%)
At close: 04:00PM EST
2.4200 +0.17 (+7.56%)
After hours: 06:38PM EST
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Major Holders
Insider Roster

Insider Transactions

Currency in USD
Insider Purchases Last 6 MonthsSharesTrans
Purchases435,72111
SalesN/A0
Net Shares Purchased (Sold)435,72111
Total Insider Shares Held269.52kN/A
% Net Shares Purchased (Sold)-262.20%N/A
Net Institutional Purchases Prior Quarter to Latest QuarterShares
Net Shares Purchased (Sold)N/A
% Change in Institutional Shares HeldN/A

Insider Transactions Reported - Last Two Years

InsiderTransactionTypeValueDateShares

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 3.56 per share.Direct10,680Aug 16, 20213,000

LARUE WILLIAM R
Director

Purchase at price 3.82 per share.Direct25,002Jul 26, 20216,545

PELLETIER SAUNDRA L.
Director

Purchase at price 3.82 per share.Direct25,002Jul 26, 20216,545

BROWN SCOTT B.
Chief Financial Officer

Purchase at price 8.30 per share.Direct8,296Mar 08, 20211,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 8.98 per share.Direct98,771Jan 27, 202111,000

IKARIAN CAPITAL L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 9.61 per share.Indirect4,999,997Dec 30, 2020520,291

WIGGINS MARK C
Officer

Purchase at price 10.56 - 10.57 per share.Direct10,570Dec 29, 20201,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 9.98 per share.Direct9,980Dec 29, 20201,000

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 8.06 per share.Indirect3,999,993Dec 22, 2020496,277

IKARIAN CAPITAL L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.64 - 7.53 per share.Indirect173,269Nov 11, 202034,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 4.38 per share.Direct8,769Oct 21, 20202,000

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.40 per share.Indirect38,060Oct 21, 20208,656

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 4.44 - 4.83 per share.Indirect372,095Sep 24, 202078,734

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 4.72 per share.Direct23,599Sep 23, 20205,000

IKARIAN CAPITAL L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.87 - 3.93 per share.Indirect1,068,512Sep 11, 2020322,471

IKARIAN CAPITAL L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.87 - 3.93 per share.Indirect1,068,512Sep 11, 2020322,471

WIGGINS MARK C
Officer

Purchase at price 4.14 per share.Direct28,953Sep 10, 20207,000

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.88 - 3.47 per share.Indirect190,902Sep 09, 202056,558

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 2.55 - 2.60 per share.Direct25,750Sep 04, 202010,000

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.04 - 2.35 per share.Indirect363,825Sep 02, 2020159,800

OPALEYE MANAGEMENT, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.67 - 1.84 per share.Indirect950,378Aug 31, 2020545,504

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.56 per share.Direct8,307Aug 21, 20205,325

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.58 per share.Direct47,400Aug 20, 202030,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.63 - 1.70 per share.Direct73,021Aug 18, 202044,843

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.65 - 1.79 per share.Direct34,500Aug 13, 202020,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.90 per share.Direct18,800Jun 24, 20209,895

PELLETIER SAUNDRA L.
Director

Purchase at price 2.00 - 2.07 per share.Direct11,209Jun 15, 20205,500

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.89 - 1.90 per share.Direct20,119May 22, 202010,592

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.13 per share.Direct4,624Mar 13, 20204,100

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.17 - 1.66 per share.Direct27,140Mar 12, 202020,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 1.87 per share.Direct18,691Mar 10, 202010,000

WIGGINS MARK C
Officer

Purchase at price 4.02 per share.Direct20,102Jan 23, 20205,000

PUISSANCE CROSS-BORDER OPPORTUNITIES V LLC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.92 - 3.05 per share.Indirect1,127,379Dec 09, 2019384,130

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 0.45 per share.Direct22,500Aug 09, 201950,000

THEUER CHARLES P.
Chief Executive Officer

Purchase at price 0.66 per share.Direct32,222Dec 21, 201849,000

PUISSANCE CROSS-BORDER OPPORTUNITIES V LLC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.13 per share.Indirect4,888Nov 29, 20184,326

PUISSANCE CROSS-BORDER OPPORTUNITIES V LLC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.21 per share.Indirect5,234Nov 29, 20184,326

PUISSANCE CROSS-BORDER OPPORTUNITIES V LLC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.13 per share.Indirect4,888Nov 29, 20184,326

PUISSANCE CROSS-BORDER OPPORTUNITIES V LLC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.21 per share.Indirect5,234Nov 29, 20184,326

BASKETT FOREST
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

BARRETT PETER
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

BARRETT MICHAEL JAMES PH.D.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

MOTT DAVID M
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

KERINS PATRICK J
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

VISWANATHAN RAVI
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

SONSINI PETER W
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

FLORENCE ANTHONY A JR
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.70 per share.Indirect1,911,503Mar 27, 2018707,964

LARUE WILLIAM R
Director

Sale at price 2.69 per share.Direct6,732Jun 02, 20172,500

BASKETT FOREST
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

BARRETT PETER
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

BARRETT MICHAEL JAMES PH.D.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

MOTT DAVID M
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

KERINS PATRICK J
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

KOLLURI KRISHNA KITTU
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

VISWANATHAN RAVI
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

SONSINI PETER W
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

FLORENCE ANTHONY A JR
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

NEW ENTERPRISE ASSOCIATES 14, L.P.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 5.75 per share.Indirect4,999,999Nov 29, 2016869,565

SHAZER RONALD L
Officer

Sale at price 7.48 per share.Direct7,502Jun 03, 20161,003

LARUE WILLIAM R
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 01, 20167,500

MATTINGLY MARTIN A
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 01, 20167,500

WORLAND STEPHEN T
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 01, 20167,500

TWIFORD J RAINER
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 01, 20167,500

WALKER PAUL EDWARD
Director

Stock Award(Grant) at price 0.00 per share.Direct0Jun 01, 20167,500

BITAR PATRICIA L
Chief Financial Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 21, 201632,450

LOGAN H CASEY
Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 21, 201632,450

THEUER CHARLES P.
Chief Executive Officer

Stock Award(Grant) at price 0.00 per share.Direct0Jan 21, 201690,900

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 9.90 per share.Direct14,848Oct 16, 20151,500

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.16 per share.Direct53,826Oct 15, 20155,300

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.01 per share.Direct31,711Oct 13, 20153,168

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.09 - 10.11 per share.Direct221,375Oct 08, 201521,920

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.06 - 10.10 per share.Direct152,256Oct 05, 201515,100

LOGAN H CASEY
Officer

Sale at price 17.34 per share.Direct86,700Sep 18, 20155,000

LOGAN H CASEY
Officer

Conversion of Exercise of derivative security at price 1.34 per share.Direct6,700Sep 18, 20155,000

THEUER CHARLES P.
Chief Executive Officer

Sale at price 17.34 per share.Direct173,400Sep 18, 201510,000

THEUER CHARLES P.
Chief Executive Officer

Conversion of Exercise of derivative security at price 0.70 per share.Direct7,000Sep 18, 201510,000

THEUER CHARLES P.
Chief Executive Officer

Sale at price 12.00 per share.Direct42,192Sep 10, 20153,516

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.49 - 10.54 per share.Direct160,839Sep 03, 201515,300

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 10.41 - 10.44 per share.Direct145,938Sep 01, 201514,000

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.00 per share.Direct33,000Aug 24, 20153,000

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.14 - 11.40 per share.Direct121,391Aug 20, 201510,683

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.53 - 11.75 per share.Direct130,811Aug 18, 201511,174

THEUER CHARLES P.
Chief Executive Officer

Sale at price 12.00 per share.Direct1,200Aug 14, 2015100

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.57 - 11.65 per share.Direct108,571Aug 13, 20159,361

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.40 per share.Direct66,146Aug 12, 20155,800

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.50 - 11.83 per share.Direct96,209Aug 10, 20158,300

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 11.50 - 11.83 per share.Direct96,209Aug 10, 20158,300

BASKETT FOREST
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

BARRETT PETER
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

BARRETT PETER
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

BARRETT MICHAEL JAMES PH.D.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

BARRETT MICHAEL JAMES PH.D.
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

MOTT DAVID M
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

MOTT DAVID M
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

KERINS PATRICK J
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

KOLLURI KRISHNA KITTU
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

DRANT RYAN D
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

WELLER HARRY R
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

TWIFORD J RAINER
Director

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 2015657,552

VISWANATHAN RAVI
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

SONSINI PETER W
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

SONSINI PETER W
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

FLORENCE ANTHONY A JR
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

FLORENCE ANTHONY A JR
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Direct0Feb 04, 20153,119,440

JAFCO SUPER V3 INVESTMENT L P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Direct5,159,000Feb 04, 2015515,900

NEW ENTERPRISE ASSOCIATES 14, L.P.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.00 per share.Indirect5,000,000Feb 04, 2015500,000

NEW ENTERPRISE ASSOCIATES 14, L.P.
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Indirect0Feb 04, 20151,388,470

BROOKLINE TRACON INVESTMENT FUND II, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 0.00 per share.Direct0Feb 04, 2015657,552

SANDELL SCOTT D
Beneficial Owner of more than 10% of a Class of Security

IndirectFeb 04, 20151,388,474
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