CMFN - CM Finance Inc.

NasdaqGS - NasdaqGS Real Time Price. Currency in USD

Major Holders

Currency in USD
Breakdown
1.84%% of Shares Held by All Insider
50.42%% of Shares Held by Institutions
51.37%% of Float Held by Institutions
32Number of Institutions Holding Shares
Direct Holders (Forms 3 and 4)
NameSharesDate Reported
MAUER MICHAEL104,000Sep 10, 2017
DELGUERCIO ROCCO1,000Nov 14, 2017

Top Institutional Holders

HolderSharesDate Reported% OutValue
Cyrus Capital Partners, L.p.3,818,186Dec 30, 201727.89%30,163,669
Advisors Asset Management, Inc.478,918Dec 30, 20173.50%3,783,452
Raymond James & Associates, Inc.291,687Dec 30, 20172.13%2,304,327
Bridgeway Capital Management, Inc.273,000Dec 30, 20171.99%2,156,700
Confluence Investment Management, LLC199,633Dec 30, 20171.46%1,577,100
JP Morgan Chase & Company177,726Dec 30, 20171.30%1,404,035
UBS Group AG170,590Dec 30, 20171.25%1,347,661
Tegean Capital Management, LLC147,700Dec 30, 20171.08%1,166,830
Ares Management LLC138,589Dec 30, 20171.01%1,094,853
Raymond James Financial Services Advisors, Inc.89,511Dec 30, 20170.65%707,136

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Bridgeway Funds Inc-Ultra Small Company Fund183,500Sep 29, 20171.34%1,743,250
First Trust Gallatin Specialty Finance & Financial Opportunities Fund130,340Aug 30, 20170.95%1,303,400
Bridgeway Funds Inc-Ultra Small Company Market Fund35,000Jun 29, 20170.26%355,249
Fidelity NASDAQ Composite Index Fund10,178Jan 30, 20180.07%84,986
Claymore ETF Tr-Wilshire Micro Cap ETF4,026Jan 30, 20180.03%33,617