NasdaqGM - NasdaqGM Delayed Price. Currency in USD
+0.05 (+0.00%)
At close: 4:00PM EST
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Previous Close2.75
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52 Week Range
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  • Reuters5 months ago

    Hong Kong authorities reprimand, fine FXCM Asia Ltd

    Hong Kong's Securities and Futures Commission (SFC) has reprimanded and fined FXCM Asia Limited (HK FXCM) HK$2 million ($256,118) for regulatory breaches and internal control failings relating to under-segregation of client money. The amount of client monies that were under-segregated ranged from HK$2.9 million to HK$11.6 million at the end of each month between January 2013 and December 2014 and was as high as HK$72 million in January 2015, the SFC said on Wednesday. It found that HK FXCM had failed to put in place adequate internal controls to prevent under-segregation of client monies and to ensure that the client assets were properly accounted for and adequately safeguarded.

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