HGLB - Highland Global Allocation Fund

NYSE - NYSE Delayed Price. Currency in USD

Major Holders

Currency in USD
Breakdown
15.55%% of Shares Held by All Insider
16.79%% of Shares Held by Institutions
19.88%% of Float Held by Institutions
37Number of Institutions Holding Shares

Top Institutional Holders

HolderSharesDate Reported% OutValue
Morgan Stanley897,267Sep 29, 20193.85%9,196,986
Royal Bank of Canada866,949Sep 29, 20193.72%8,886,227
Cambridge Investment Research Advisors Inc.446,493Sep 29, 20191.92%4,576,553
Wells Fargo & Company367,952Sep 29, 20191.58%3,771,508
City of London Investment Management Co. Limited311,539Sep 29, 20191.34%3,193,274
Rivernorth Capital Management, Llc264,533Sep 29, 20191.13%2,711,463
Matisse Capital210,700Sep 29, 20190.90%2,159,675
Highland Capital Management Fund Advisors, L.P.194,171Sep 29, 20190.83%1,990,252
Bulldog Investors, LLC155,119Sep 29, 20190.67%1,589,969
Advisor Group, Inc.80,973Sep 29, 20190.35%829,973

Top Mutual Fund Holders

HolderSharesDate Reported% OutValue
Starboard Investment Tr-Matisse Discounted Closed End Fund Strategy156,000Sep 29, 20190.67%1,599,000
Brinker Capital Destinations Tr-Destinations Multi Strategy Alt Fd136,884Aug 30, 20190.59%1,382,528
Highland Fds II-Highland Global Allocation Fd117,437Jun 29, 20190.50%1,319,991
Highland Fds II-Highland Small Cap Equity Fd39,647Jun 29, 20190.17%445,632
RiverNorth Opportunities Fd35,902Jul 30, 20190.15%388,818
Vivaldi Opportunities Fund15,407Sep 29, 20190.07%157,921
Investment Managers Ser Tr II-Vivaldi Multi-Strategy Fd9,724Sep 29, 20190.04%99,671
The Relative Value Fund5,833Sep 29, 20190.03%59,788