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Sunday, December 6, 2009, 7:52AM ET - U.S. Markets Closed. Dow Up 0.22% Nasdaq Up 0.98%
Heritage Oaks Bancorp (HEOP)On Dec 3: 4.65   0.00 (0.00%)  
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Major HoldersGet Major Holders for:
BREAKDOWN
% of Shares Held by All Insider and 5% Owners: 37%
% of Shares Held by Institutional & Mutual Fund Owners: 17%
% of Float Held by Institutional & Mutual Fund Owners: 28%
Number of Institutions Holding Shares: 11

MAJOR DIRECT HOLDERS (FORMS 3 & 4)
HolderSharesReported
WARD LAWRENCE P80,48723-Apr-09
FUGATE MARK C8130-Jan-09
LACEY DOLORES T84,28318-Mar-09
BEHRMAN MICHAEL J.66,88012-Mar-09
CAMPBELL DONALD H41,0701-Jun-09


TOP INSTITUTIONAL HOLDERS
HolderShares% OutValue*Reported
BANC FUNDS COMPANY, L.L.C. (THE)662,8458.54$4,871,91030-Sep-09
WELLINGTON MANAGEMENT COMPANY, LLP131,5981.70$967,24530-Sep-09
Barrett Associates, Inc.100,0001.29$735,00030-Sep-09
MFC Global Investment Management (U.S.), LLC99,9501.29$734,63230-Sep-09
NORTHAVEN MANAGEMENT, INC.45,000.58$330,75030-Sep-09
SANDLER O'NEILL ASSET MANAGEMENT LLC15,000.19$110,25030-Sep-09
LOTSOFF CAPITAL MANAGEMENT7,700.10$56,59530-Sep-09
CALPERS (CALIFORNIA-PUBLIC EMPLOYEES RETIREMENT SYSTEM)3,897.05$24,35630-Jun-09
WELLS FARGO & COMPANY525.01$3,85830-Sep-09

TOP MUTUAL FUND HOLDERS
HolderShares% OutValue*Reported
Legg Mason Partners Financial Services Fd100,0001.29$735,00030-Sep-09
JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND99,9501.29$734,63230-Sep-09
First Opportunity Fund35,203.45$220,01830-Jun-09
LOTSOFF CAPITAL MANAGEMENT EQUITY TR-MICRO CAP FD4,800.06$29,04031-Oct-09

View Transactions for Insiders & Institutional Holders
* Value shown is computed using the security's price on the report date given.


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