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    Riverview Bancorp Inc. (RVSB)

    -NasdaqGS
    4.48 0.02(0.45%) Dec 19, 4:00PM EST
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    Major HoldersGet Major Holders for:
    Breakdown
    % of Shares Held by All Insider and 5% Owners:6%
    % of Shares Held by Institutional & Mutual Fund Owners:51%
    % of Float Held by Institutional & Mutual Fund Owners:55%
    Number of Institutions Holding Shares:40

    Major Direct Holders (Forms 3 & 4)
    HolderSharesReported
    NIES GERALD LEE168,300May 2, 2014
    CAPELOTO KIM J66,372Aug 19, 2013
    LYCKLAMA KEVIN J72,875Mar 12, 2014
    ALLEN MICHAEL D/WA35,200Sep 25, 2014
    GEIGER EDWARD R27,593Mar 4, 2013


    Top Institutional Holders
    HolderShares% OutValue*Reported
    Wellington Management Company, LLP2,101,1749.358,383,684Sep 30, 2014
    Jacobs Asset Management, L.L.C.1,279,6255.695,105,703Sep 30, 2014
    Dimensional Fund Advisors LP1,133,8135.054,523,913Sep 30, 2014
    Banc Funds Company, L.L.C. (The)1,035,5644.614,131,900Sep 30, 2014
    Ancora Advisors, LLC966,3144.303,855,592Sep 30, 2014
    Basswood Capital Management, L.L.C.797,4453.553,181,805Sep 30, 2014
    Vanguard Group, Inc. (The)763,9763.403,048,264Sep 30, 2014
    Sandler O'Neill Asset Management LLC761,8003.393,039,582Sep 30, 2014
    Elizabeth Park Capital Advisors, Ltd.592,0012.632,362,083Sep 30, 2014
    JWEST, LLC477,0022.121,903,237Sep 30, 2014

    Top Mutual Fund Holders
    HolderShares% OutValue*Reported
    Vanguard Extended Market Index Fund508,3802.262,028,436Sep 30, 2014
    DFA U.S. Small Cap Value Series460,4382.051,758,873Jul 31, 2014
    Vanguard Total Stock Market Index Fund249,4491.11995,301Sep 30, 2014
    DFA U.S. Micro Cap Series102,6760.46392,222Jul 31, 2014
    Bridgeway Fds Inc-Omni Small Cap Value Fund87,0000.39347,130Sep 30, 2014
    Bridgeway Fds Inc.-Omni Tax Managed Small Cap Value Fund72,4780.32289,187Sep 30, 2014
    Bridgeway Funds Inc-Ultra Small Company Market Fund67,4060.30268,949Sep 30, 2014
    iShares Micro Cap ETF56,6530.25230,577Oct 31, 2014
    DFA U.S. Targeted Value Portfolio42,2900.19161,547Jul 31, 2014
    DFA U.S. Small Cap Series37,9650.17145,026Jul 31, 2014

    View Transactions for Insiders & Institutional Holders

    Value shown is computed using the security's price on the report date given.

    Currency in USD.