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Wednesday, December 16, 2009, 10:17AM ET - U.S. Markets close in 5 hours and 43 minutes. Dow  0.41% Nasdaq  0.84%

Tri-Valley Corp. (TIV)

At 10:01AM ET: 2.2234   0.1434 (6.89%)

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Major Holders Get Major Holders for:
BREAKDOWN % of Shares Held by All Insider and 5% Owners: 9% % of Shares Held by Institutional & Mutual Fund Owners: 5% % of Float Held by Institutional & Mutual Fund Owners: 5% Number of Institutions Holding Shares: 28 MAJOR DIRECT HOLDERS (FORMS 3 & 4) Holder Shares Reported GAMBLE G THOMAS 2,173,650 15-Aug-08 BLYSTONE F LYNN 500,103 11-Jul-08 MILLER LOREN J 297,800 2-Jan-08 BELL ROBERT A 11,400 27-Oct-08 LOWENSTEIN HENRY 7,200 2-Sep-09
TOP INSTITUTIONAL HOLDERS Holder Shares % Out Value* Reported DIMENSIONAL FUND ADVISORS LP 495,638 1.50 $1,348,135 30-Sep-09 VANGUARD GROUP, INC. (THE) 459,958 1.39 $1,251,085 30-Sep-09 NORTHERN TRUST CORPORATION 135,250 .41 $137,955 30-Jun-09 MORGAN STANLEY 128,450 .39 $349,384 30-Sep-09 Barclays Global Investors UK Holdings Ltd 92,631 .28 $251,956 30-Sep-09 BRADLEY, FOSTER AND SARGENT, INC. 75,000 .23 $204,000 30-Sep-09 Concert Wealth Management 69,000 .21 $70,380 30-Jun-09 Bank of New York Mellon Corporation 37,841 .11 $102,927 30-Sep-09 GEODE CAPITAL MANAGEMENT, LLC 35,638 .11 $96,935 30-Sep-09 ATALANTA/SOSNOFF CAPITAL LLC 30,000 .09 $81,600 30-Sep-09 TOP MUTUAL FUND HOLDERS Holder Shares % Out Value* Reported DFA U.S. SMALL CAP VALUE SERIES 262,412 .80 $328,015 30-Apr-09 VANGUARD EXTENDED MARKET INDEX FUND 246,752 .75 $251,687 30-Jun-09 VANGUARD TOTAL STOCK MARKET INDEX FUND 191,836 .58 $195,672 30-Jun-09 DFA TAX-MANAGED U.S. SMALL CAP PORTFOLIO 55,388 .17 $54,834 31-Jul-09 SPARTAN EXTENDED MARKET INDEX FUND 35,638 .11 $96,935 30-Sep-09 VANGUARD BALANCED INDEX FUND 13,900 .04 $14,178 30-Jun-09 DFA U.S. MICRO CAP SERIES 12,339 .04 $15,423 30-Apr-09 DFA U.S. SMALL CAP SERIES 9,400 .03 $11,750 30-Apr-09 ProShares Tr-Ultra Russell 2000 ProShares Fd 8,137 .02 $8,706 31-May-09 JNL SERIES TRUST-JNL/MELLON CAP SMALL CAP INDEX FUND 7,000 .02 $7,980 31-Mar-09 View Transactions for Insiders & Institutional Holders * Value shown is computed using the security's price on the report date given.
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